- Preprint Article
1
- 10.2139/ssrn.5184576
The Legal Basis For U.S. Federal Public Access Mandates
- Jan 01, 2025
- SSRN Electronic Journal
- Eric Harbeson
Publications from 2021 to 2026
Showing 10 of 14 papers
The Legal Basis For U.S. Federal Public Access Mandates
Concave Utility Reinforcement Learning: The Mean-field Game Viewpoint
Concave Utility Reinforcement Learning (CURL) extends RL from linear to concave utilities in the occupancy measure induced by the agent's policy. This encompasses not only RL but also imitation learning and exploration, among others. Yet, this more general paradigm invalidates the classical Bellman equations, and calls for new algorithms. Mean-field Games (MFGs) are a continuous approximation of many-agent RL. They consider the limit case of a continuous distribution of identical agents, anonymous with symmetric interests, and reduce the problem to the study of a single representative agent in interaction with the full population. Our core contribution consists in showing that CURL is a subclass of MFGs. We think this important to bridge together both communities. It also allows to shed light on aspects of both fields: we show the equivalence between concavity in CURL and monotonicity in the associated MFG, between optimality conditions in CURL and Nash equilibrium in MFG, or that Fictitious Play (FP) for this class of MFGs is simply Frank-Wolfe, bringing the first convergence rate for discrete-time FP for MFGs. We also experimentally demonstrate that, using algorithms recently introduced for solving MFGs, we can address the CURL problem more efficiently.
Read moreEfficient Algorithms for Extreme Bandits
In this paper, we contribute to the Extreme Bandit problem, a variant of Multi-Armed Bandits in which the learner seeks to collect the largest possible reward. We first study the concentration of the maximum of i.i.d random variables under mild assumptions on the tail of the rewards distributions. This analysis motivates the introduction of Quantile of Maxima (QoMax). The properties of QoMax are sufficient to build an Explore-Then-Commit (ETC) strategy, QoMax-ETC, achieving strong asymptotic guarantees despite its simplicity. We then propose and analyze a more adaptive, anytime algorithm, QoMax-SDA, which combines QoMax with a subsampling method recently introduced by Baudry et al. (2021). Both algorithms are more efficient than existing approaches in two aspects (1) they lead to better empirical performance (2) they enjoy a significant reduction of the memory and time complexities.
Read moreOn Meritocracy in Optimal Set Selection
Typically, merit is defined with respect to some intrinsic measure of worth. We instead consider a setting where an individual's worth is \emph{relative}: when a Decision Maker (DM) selects a set of individuals from a population to maximise expected utility, it is natural to consider the \emph{Expected Marginal Contribution} (EMC) of each person to the utility. We show that this notion satisfies an axiomatic definition of fairness for this setting. We also show that for certain policy structures, this notion of fairness is aligned with maximising expected utility, while for linear utility functions it is identical to the Shapley value. However, for certain natural policies, such as those that select individuals with a specific set of attributes (e.g. high enough test scores for college admissions), there is a trade-off between meritocracy and utility maximisation. We analyse the effect of constraints on the policy on both utility and fairness in extensive experiments based on college admissions and outcomes in Norwegian universities.
Read moreDeep Learning for Deep Waters: An Expert-in-the-Loop Machine Learning Framework for Marine Sciences
Driven by the unprecedented availability of data, machine learning has become a pervasive and transformative technology across industry and science. Its importance to marine science has been codified as one goal of the UN Ocean Decade. While increasing amounts of, for example, acoustic marine data are collected for research and monitoring purposes, and machine learning methods can achieve automatic processing and analysis of acoustic data, they require large training datasets annotated or labelled by experts. Consequently, addressing the relative scarcity of labelled data is, besides increasing data analysis and processing capacities, one of the main thrust areas. One approach to address label scarcity is the expert-in-the-loop approach which allows analysis of limited and unbalanced data efficiently. Its advantages are demonstrated with our novel deep learning-based expert-in-the-loop framework for automatic detection of turbulent wake signatures in echo sounder data. Using machine learning algorithms, such as the one presented in this study, greatly increases the capacity to analyse large amounts of acoustic data. It would be a first step in realising the full potential of the increasing amount of acoustic data in marine sciences.
Read moreA Machine of Few Words: Interactive Speaker Recognition with Reinforcement Learning
Speaker recognition is a well known and studied task in the speech processing domain. It has many applications, either for security or speaker adaptation of personal devices. In this paper, we present a new paradigm for automatic speaker recognition that we call Interactive Speaker Recognition (ISR). In this paradigm, the recognition system aims to incrementally build a representation of the speakers by requesting personalized utterances to be spoken in contrast to the standard text-dependent or text-independent schemes. To do so, we cast the speaker recognition task into a sequential decision-making problem that we solve with Reinforcement Learning. Using a standard dataset, we show that our method achieves excellent performance while using little speech signal amounts. This method could also be applied as an utterance selection mechanism for building speech synthesis systems.
Read moreLifestyle-Related Determinants of Obesity Among Omani Children
ObjectivesThis study aimed to examine the relationship between body mass index (BMI) z-scores and lifestyle-related factors including nutrition, physical activity, screen time and time spent sleeping in 6–10-year-old Omani children.MethodsThis cross-sectional study included mother-child dyads that were recruited from five provinces in Oman. Children’s BMI measurements and questionnaires on nutrition intake, physical activity, screen time and time spent sleeping and a single-day dietary recall were collected.ResultsA total of 197 dyads were included in this study. The children’s mean age was 7.7 ± 1.6 years and 53% were female. In this study, 17.4% of the children were classified as overweight or obese. No significant relationship was found between the children’s BMI z-scores and nutrition intake, moderate-to-vigorous physical activity time or screen time (P ≥0.05). Increased time spent sleeping at night was positively associated with childhood obesity (P <0.05).ConclusionThe relationship between obesity and caloric intake, physical activity and screen time among children younger than 10 years seems to be moderated by certain factors that need to be investigated. Qualitative studies and questionnaires that are culturally sensitive are therefore needed.
Read moreForced-exploration free Strategies for Unimodal Bandits
We consider a multi-armed bandit problem specified by a set of Gaussian or Bernoulli distributions endowed with a unimodal structure. Although this problem has been addressed in the literature (Combes and Proutiere, 2014), the state-of-the-art algorithms for such structure make appear a forced-exploration mechanism. We introduce IMED-UB, the first forced-exploration free strategy that exploits the unimodal-structure, by adapting to this setting the Indexed Minimum Empirical Divergence (IMED) strategy introduced by Honda and Takemura (2015). This strategy is proven optimal. We then derive KLUCB-UB, a KLUCB version of IMED-UB, which is also proven optimal. Owing to our proof technique, we are further able to provide a concise finite-time analysis of both strategies in an unified way. Numerical experiments show that both IMED-UB and KLUCB-UB perform similarly in practice and outperform the state-of-the-art algorithms.
Read moreThe Influence of Shape Constraints on the Thresholding Bandit Problem
We investigate the stochastic Thresholding Bandit problem (TBP) under several shape constraints. On top of (i) the vanilla, unstructured TBP, we consider the case where (ii) the sequence of arm's means $(\mu_k)_k$ is monotonically increasing MTBP, (iii) the case where $(\mu_k)_k$ is unimodal UTBP and (iv) the case where $(\mu_k)_k$ is concave CTBP. In the TBP problem the aim is to output, at the end of the sequential game, the set of arms whose means are above a given threshold. The regret is the highest gap between a misclassified arm and the threshold. In the fixed budget setting, we provide problem independent minimax rates for the expected regret in all settings, as well as associated algorithms. We prove that the minimax rates for the regret are (i) $\sqrt{\log(K)K/T}$ for TBP, (ii) $\sqrt{\log(K)/T}$ for MTBP, (iii) $\sqrt{K/T}$ for UTBP and (iv) $\sqrt{\log\log K/T}$ for CTBP, where $K$ is the number of arms and $T$ is the budget. These rates demonstrate that the dependence on $K$ of the minimax regret varies significantly depending on the shape constraint. This highlights the fact that the shape constraints modify fundamentally the nature of the TBP.
Read morePlanning in Markov Decision Processes with Gap-Dependent Sample Complexity
We propose MDP-GapE, a new trajectory-based Monte-Carlo Tree Search algorithm for planning in a Markov Decision Process in which transitions have a finite support. We prove an upper bound on the number of calls to the generative models needed for MDP-GapE to identify a near-optimal action with high probability. This problem-dependent sample complexity result is expressed in terms of the sub-optimality gaps of the state-action pairs that are visited during exploration. Our experiments reveal that MDP-GapE is also effective in practice, in contrast with other algorithms with sample complexity guarantees in the fixed-confidence setting, that are mostly theoretical.
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