A gallery approach for off-angle iris recognition

Iris recognition is among the highest accuracy biometrics. However, its accuracy relies on controlled high quality capture data and is negatively affected by several factors such as angle, occlusion, and dilation. Non-ideal iris recognition is a new research focus in biometrics. In this paper, we present a gaze estimation method designed for use in an off-angle iris recognition framework based on the ORNL biometric eye model. Gaze estimation is an important prerequisite step to correct an off-angle iris images. To achieve the accurate frontal reconstruction of an off-angle iris image, we first need to estimate the eye gaze direction from elliptical features of an iris image. Typically additional information such as well-controlled light sources, head mounted equipment, and multiple cameras are not available. Our approach utilizes only the iris and pupil boundary segmentation allowing it to be applicable to all iris capture hardware. We compare the boundaries with a look-up-table generated by using our biologically inspired biometric eye model and find the closest feature point in the look-up-table to estimate the gaze. Based on the results from real images, the proposed method shows effectiveness in gaze estimation accuracy for our biometric eye model with an average error of approximately 3.5 degrees over a 50 degree range.

The use of iris as biometric trait has emerged as one of the most preferred method because of its uniqueness, lifetime stability and regular shape. Moreover it shows public acceptance and new user-friendly capture devices are developed and used in a broadened range of applications. Currently, iris recognition systems work well with frontal iris images from cooperative users. Nonideal iris images are still a challenge for iris recognition and can significantly affect the accuracy of iris recognition systems. Moreover, accurate localization of different eye’s parts from videos or still images is a crucial step in many image processing applications that range from iris recognition in Biometrics to gaze estimation for Human Computer Interaction (HCI), impaired people aid or, even, marketing analysis for products attractiveness. Notwithstanding this, actually, most of available implementations for eye’s parts segmentation are quite invasive, imposing a set of constraints both on the environment and on the user itself limiting their applicability to high security Biometrics or to cumbersome interfaces. In the first part of this Chapter, we propose a novel approach to segment the sclera, the white part of the eye. We concentrate on this area since, thanks to the dissimilarity with other eye’s parts, its identification can be performed in a robust way against light variations, reflections and glasses lens flare. An accurate sclera segmentation is a fundamental step in iris and pupil localization, even in non-frontal noisy images. Furthermore its particular geometry can be fruitfully used for accurate eyeball rotation estimation. The proposed technique is based on a statistical approach (supported by some heuristic assumptions) to extract discriminating descriptors for sclera and non-sclera pixels. A Support Vector Machine (SVM) is then used as a final supervised classifier. Once the eyeball rotation angle respect to the camera optical axis is estimated and the limbus (the boundary between the iris and the sclera) is extracted, we propose a method to correct off-angle iris image. Taking into account the eye morphology and the reflectance properties of the external transparent layers, we can evaluate the distorting effects that are present in the acquired image. The correction algorithm proposed includes a first modeling phase of the human eye and a simulation phase where the acquisition geometry is reproduced and the distortions are evaluated. Finally we obtain an image which does not contain the distorting effects due to jumps in the refractive index. We show how this correction process reduces the intra-class variations for off-angle iris images.

The use of iris as biometric trait has emerged as one of the most preferred method because of its uniqueness, lifetime stability and regular shape. Moreover it shows public acceptance and new user-friendly capture devices are developed and used in a broadened range of applications. Currently, iris recognition systems work well with frontal iris images from cooperative users. Nonideal iris images are still a challenge for iris recognition and can significantly affect the accuracy of iris recognition systems. In this paper, we propose a method to correct off-angle iris image. Taking into account the eye morphology and the reflectance properties of the external transparent layers, we can evaluate the distorting effect that is present in the acquired image. The correction algorithm proposed includes a first modeling phase of the human eye, a segmentation of the acquired image, and a simulation phase where the acquisition geometry is reproduced and the distortions are evaluated. Finally we obtain an image which does not contain the distorting effects due to jumps in the refractive index. We show how this correction process reduce the intra-class variations for off-angle iris images.

Standoff iris recognition systems have been developed to identify not only fully cooperative individuals but also non-cooperative moving subjects. Since iris images are captured in much less constrained conditions, they are likely to be non-ideal including being off-angle. However, traditional iris recognition systems are designed for only frontal iris images. Therefore, the existing databases save binary iris codes using only frontal images for iris matching. To use these existing iris codes, standoff systems need to be compatible with existing iris matching algorithms by generating the frontal version of iris codes even for off-angle images. Since gaze estimation is the first essential component to reconstruct the frontal view of off-angle iris images, we first need to estimate the eye gaze direction from a single off-angle iris image. This paper presents a deep learning-based gaze angle estimation method for standoff iris recognition frameworks. As the main contribution, our approach will allow us to estimate the gaze angle from an off-angle image using transfer learning and a regression model without segmentation and using additional hardware. The proposed CNN-based gaze estimation method is trained and tested with 108,600 off-angle images from 100 subjects. It shows high accuracy in gaze estimation with an average error of 4° in angle for off-angle images captured from every angle ranging -50° to +50° even if training images are not available for all angles.

The popularity of the iris biometric has grown considerably over the past two to three years. Most research has been focused on the development of new iris processing and recognition algorithms for frontal view iris images. However, a few challenging directions in iris research have been identified, including processing of a nonideal iris and iris at a distance. In this paper, we describe two nonideal iris recognition systems and analyze their performance. The word "nonideal" is used in the sense of compensating for off-angle occluded iris images. The system is designed to process nonideal iris images in two steps: 1) compensation for off-angle gaze direction and 2) processing and encoding of the rotated iris image. Two approaches are presented to account for angular variations in the iris images. In the first approach, we use Daugman's integrodifferential operator as an objective function to estimate the gaze direction. After the angle is estimated, the off-angle iris image undergoes geometric transformations involving the estimated angle and is further processed as if it were a frontal view image. The encoding technique developed for a frontal image is based on the application of the global independent component analysis. The second approach uses an angular deformation calibration model. The angular deformations are modeled, and calibration parameters are calculated. The proposed method consists of a closed-form solution, followed by an iterative optimization procedure. The images are projected on the plane closest to the base calibrated plane. Biorthogonal wavelets are used for encoding to perform iris recognition. We use a special dataset of the off-angle iris images to quantify the performance of the designed systems. A series of receiver operating characteristics demonstrate various effects on the performance of the nonideal-iris-based recognition system.

This paper investigates the effect of segmentation errors on off-angle iris recognition. We first segment the inner and outer boundaries of off-angle iris images by fitting the best ellipses to boundaries. Then, we validate the segmentation results using Ground Truth Tool and fix the possible errors. Second, we add random errors on iris segmentation parameters to examine how Hamming distance distribution changes for different amount of segmentation error. In order to add errors, we first group the parameters into three sets as ellipse center (i.e., x, y), minor and major axis (i.e., r 1 , r 2 ) and orientation (θ) and changed the parameters by adding positive and negative random error as a noise to the ground truth segmentation parameters. Our purpose is to show how performance of iris recognition is affected if there is an error in segmentation and how important is to have a very robust segmentation algorithm for off-angle iris recognition. We test the effect of segmentation errors using our off-angle iris dataset that contains images from -50° to +50° in gaze angles. Based on our experimental results, we observed that error in ellipse center decrease the recognition performance worse than minor and major axis and orientation. The main reason is the normalization process tolerates the small amount of error in minor and major axis and bit shift in matching handles the small variations in the orientation errors. However, if the error in the ellipse orientation exceeds the limit of the bit shift method tolerance, the performance of the off-angle iris recognition dramatically drops.

Biometric recognition is an emerging technology that has attracted more attention in recent years. This issue uses physiological and behavioral characteristics to identify an individual. The iris recognition approaches are among the most accurate biometric technologies with immense potential for use in global security applications. The purpose of this research is to implement an efficient approach to treat the diseased eye images in order to verify the second iris examination for the same person by inserting an improvement step to the iris recognition system. This step makes a correction of boundary around pupil and removes fraction regions. This approach demonstrates its ability to detect the inner limit of the iris. The obtained results shows that 90% success in the detection diseased eye images, which makes the iris recognition system more accurate and safe.

Even with trained operators and cooperative subjects, it is still possible to capture off-angle iris images. Considering the recent demands for stand-off iris biometric systems and the trend towards "on-the-move-acquisition", off-angle iris recognition became a hot topic within the biometrics community. In this work, CNNs trained with the triplet loss function are applied to extract features for iris recognition. To analyze which parts of the eye are most suited for the CNN-based recognition system, experiments are carried out using image data from different parts of the eye (full eye, eye zoomed to iris, iris only, iris normalized, eye without iris). To analyze the impact of different gaze angles on the recognition performance, experiments are applied on: (1) different gaze angles separately, (2) image data with increasing differences in the gaze angles, and (3) corrected off-angle image data. The experiment results show superior performance of the CNN trained with the triplet loss on the iris images with more lateral gaze angles (≥ 30°). However, higher differences in the gaze angles between images deteriorate the network performance. Also, the results are about the same for the different parts of the eye and correcting the gaze angle did not really improve the performance of the CNN.

Personal identification based on biometrics technology is a trend in the future. Traditional approaches, for example, keys, ID cards, username and password, are neither satisfactory nor reliable enough in many security fields, biometrics authorizations based on face, iris, fingerprint have become a hot research filed. In those methods, iris recognition is regarded as a high accuracy verification technology, so that many countries have the same idea of adopting iris recognition to improve the safety of their key departments. The human iris can also be considered a valid biometrics for personal identification [Richard P W, 1996]. Biometrics recognition based on iris patterns is a hotspot as face recognition and fingerprint recognition recently years. The iris is the colored ring on the human eye between the pupil and the white sclera. Lots of physical biometric can be found in the colored ring of tissue that surrounds the pupil, such as corona, crypts, filaments, flecks, pits, radial furrows and striations. The iris features can be encoded by mathematical representation so that the patterns can be compared easily. In real-time iris recognition application system, iris localization is a very important step for iris recognition. The iris regions segmentation accuracy and localization real-time performance will affect the whole recognition system’s correct rate and effectiveness for large-scale database. Because iris region is a small object and has low grey value, it is very difficult to capture high contrast iris image clearly. In order to improve iris image contrast, usually some illuminations such as near infrared light source are used to increase intensity; however these illuminations may result in some faculas in iris image and affect iris segmentation and iris features. Here, we will discuss iris recognition system’s algorithm, all steps of iris recognition system will be introduced in details. Finally, we will show the experimental results based on iris database.

We describe and analyze the performance of a non-ideal iris recognition system. The system is designed to process non-ideal iris images in two steps: (i) estimation of the gaze direction and (ii) processing and encoding of the rotated iris image. We use two objective functions to estimate the gaze direction: Hamming distance and Daugman's integro-differential operator and determine an estimated angle by picking the value that optimizes the selected objective function. After the angle is estimated, the off-angle iris image undergoes geometric transformations involving the estimated angle and is further processed as if it were a frontal view image. The encoding technique developed in this work is based on application of the global independent component analysis (ICA) to masked iris images. We use two datasets: CASIA dataset and a special dataset of off-angle iris images collected at WVU to verify the performance of the encoding technique and angle estimator, respectively. A series of receiver operating characteristics (ROCs) demonstrates various effects on the performance of the non-ideal iris based recognition system implementing the global ICA encoding.

The ability to identify individuals based on their iris is known as iris recognition. Over the past decade iris recognition has garnered much attention because of its strong performance in comparison with other mainstream biometrics such as fingerprint and face recognition. Performance of iris recognition systems is driven by application scenario requirements. Standoff distance, subject cooperation, underlying optics, and illumination are a few examples of these requirements which dictate the nature of images an iris recognition system has to process. Traditional iris recognition systems, dubbed "stop and stare", operate under highly constrained conditions. This ensures that the captured image is of sufficient quality so that the success of subsequent processing stages, segmentation, encoding, and matching are not compromised. When acquisition constraints are relaxed, such as for surveillance or iris on the move, the fidelity of subsequent processing steps lessens.;In this dissertation we propose a multi-faceted framework for mitigating the difficulties associated with non-ideal iris. We develop and investigate a comprehensive iris image quality metric that is predictive of iris matching performance. The metric is composed of photometric measures such as defocus, motion blur, and illumination, but also contains domain specific measures such as occlusion, and gaze angle. These measures are then combined through a fusion rule based on Dempster-Shafer theory. Related to iris segmentation, which is arguably one of the most important tasks in iris recognition, we develop metrics which are used to evaluate the precision of the pupil and iris boundaries. Furthermore, we illustrate three methods which take advantage of the proposed segmentation metrics for rectifying incorrect segmentation boundaries. Finally, we look at the issue of iris image interoperability and demonstrate that techniques from the field of hardware fingerprinting can be utilized to improve iris matching performance when images captured from distinct sensors are involved.

In Deep Learning, recent works show that neural networks have a high potential in the field of biometric security. The advantage of using this type of architecture, in addition to being robust, is that the network learns the characteristic vectors by creating intelligent filters in an automatic way, grace to the layers of convolution. In this paper, we propose an algorithm “FMnet” for iris recognition by using Fully Convolutional Network (FCN) and Multi-scale Convolutional Neural Network (MCNN). By taking into considerations the property of Convolutional Neural Networks to learn and work at different resolutions, our proposed iris recognition method overcomes the existing issues in the classical methods which only use handcrafted features extraction, by performing features extraction and classification together. Our proposed algorithm shows better classification results as compared to the other state-of-the-art iris recognition approaches.

— Iris recognition system provides an approach for individual identification and is regarded as the sophisticated biometric identification system. Therefore, the exclusive features of iris patterns should be extracted and processed. In this paper, a new feature extraction method according to ridgelet transform for identifying the iris images is provided. At first, after segmentation and normalization the collarette area of iris images has been extracted. Then we improve the quality of image by using median filter, histogram equalization, and the two-dimensional (2-D) Wiener filter as well. Finally, ridgelet transform is employed for extracting features and then, the binary bit stream vector is generated. The Hamming distance (HD) between the input bit stream vector and stored vectors is calculated for iris identification. The experimental results show efficiency of the proposed method. Keywords- Iris identification, ridgelet transform. I. I NTRODUCTION Biometrics is the technology of identification a person from a physical characteristic and it is based on behavioral characteristics of human structures. Among existing different structural features, it was shown that exclusive features like iris pattern have very suitable features [1]. Some properties of the human iris that enhance its suitability for automatic identification include: 1) its inherent isolation and protection from the external environment, being an internal organ of the eye, behind the cornea and the aqueous humor 2) the impossibility of surgically modifying it without high risk of damaging the user’s vision 3) its physiological response to light, which provides the detection of a dead or plastic iris and 4) never are there two irises alike, even for identical twin. Many researchers developed iris recognition systems. Daugman [2] proposed an algorithm which was based on iris codes. Integral differential operators are used to detect the centre and diameter of the iris. The image is converted from cartesian to polar transform and rectangular representation of the region of interest is generated. Feature extraction algorithm uses the complex valued 2-D Gabor wavelets to generate the iris codes which are then matched using HDs. Boles and Boashash [3] used zero crossing point of 1-D wavelet at different levels on same center circle of the iris and pupil centralism. Wildes [4] used Laplace pyramid with four various resolution levels to range and normalize correlation for comparison between input image and database images. Ma et al. [5] used 4 dimensional Haar wavelet analysis in four steps decomposition. Krichen et al. [6] used wavelet packets to produce an iris code at each

Iridology is a technique in science used to analyze color, patterns, and various other properties of the iris to assess an individual's general health. Few regions in the iris are connected by nerves coming from different organs of body, this shows some special unique qualities which is advantageous along with which assist in psychological condition, particular organ conditions and construction of the body. The structural and designed patterns present on specific part of iris represent the level of intensity of disorder caused by the organs. This method of approach can be employed as reasonable and logical guidelines for the detection and identification of disorders. Therefore, after scanning the image of iris advance study of disorder can be carried out for detecting the condition of organ. Initially by the service of an adaptive histogram, the image of eye should be separated from part of the image captured. Next the images of iris are classified and recognized using machine learning algorithm Support Vector machine or Support Vector Networks. The features are extracted from images of iris using white Gaussian filters which are then used as a feature descriptor. These descriptors count the occurrences of gradient orientation and magnitude in localized portions of an image. Then convert the image of iris to a gray scaled image, final image is standardized. Next is to convert it into rectangular shape and then assembling the HMM images of eyes related to the kidney. The final level is to diagnose the edge of image of iris HMM. By analysing end results, condition of the organ can be diagnosed and results can be obtained from the iris recognition system.

In state-of-the-art iris recognition systems, the input iris image has to be compared with a large number of templates in database. When the scale of iris database increases, they are much less efficient and accurate. In this paper, we propose a novel iris classification method to attack this problem in iris recognition systems. Firstly, we learned a small finite dictionary of visual words(clusters in the feature space), which are called Iris-Textons, to represent visual primitives of iris images. Then the Iris-Texton histograms are used to represent the global features of iris textures. Finally, K-means algorithm is used for classifying iris images into five categories. Based on the proposed method, the correct classification rate is 95% in a five-category iris database. By combining this method with traditional iris recognition algorithm, our system shows better performance in terms of both speed and accuracy.KeywordsGlobal FeatureIris ImageIris RecognitionVisual DictionaryIris DatabaseThese keywords were added by machine and not by the authors. This process is experimental and the keywords may be updated as the learning algorithm improves.