AMSR2 Soil Moisture Downscaling Using Temperature and Vegetation Data

In large river basins where in situ data were limited or absent, satellite-based soil moisture estimates can be used to supplement ground measurements for land and water resource management solutions. Consistent soil moisture estimation can aid in monitoring droughts, forecasting floods, monitoring crop productivity, and assisting weather forecasting. Satellite-based soil moisture estimates are readily available at the global scale but are provided at spatial scales that are relatively coarse for many hydrological modeling and decision-making purposes. Soil moisture data are obtained from NASA’s soil moisture active passive (SMAP) mission radiometer as an interpolated product at 9 km gridded resolution. This study implements a soil moisture downscaling algorithm that was developed based on the relationship between daily temperature change and average soil moisture under varying vegetation conditions. It applies a look-up table using global land data assimilation system (GLDAS) soil moisture and surface temperature data, and advanced very high resolution radiometer (AVHRR) and moderate resolution imaging spectroradiometer (MODIS) normalized difference vegetation index (NDVI) and land surface temperature (LST). MODIS LST and NDVI are used to obtain downscaled soil moisture estimates. These estimates are then used to enhance the spatial resolution of soil moisture estimates from SMAP 9 km to 1 km. Soil moisture estimates at 1 km resolution are able to provide detailed information on the spatial distribution and pattern over the regions being analyzed. Higher resolution soil moisture data are needed for practical applications and modelling in large watersheds with limited in situ data, like in the Lower Mekong River Basin (LMB) in Southeast Asia. The 1 km soil moisture estimates can be applied directly to improve flood prediction and assessment as well as drought monitoring and agricultural productivity predictions for large river basins.

The suitability of using Moderate Resolution Imaging Spectroradiometer (MODIS) images for surface soil moisture estimation to investigate the importance of soil moisture in different applications, such as agriculture, hydrology, meteorology and natural disaster management, is evaluated in this study. Soil moisture field measurements and MODIS images of relevant dates have been acquired. Normalized Difference Vegetation Index (NDVI), Enhanced Vegetation Index (EVI) and Normalized Difference Water Index (NDWI) are calculated from MODIS images. In addition, MODIS Land Surface Temperature (LST) data (MOD11A1) are used in this analysis. Four different soil moisture estimation models, which are based on NDVI–LST, EVI–LST, NDVI–LST–NDWI and EVI–LST–NDWI, are developed and their accuracies are assessed. Statistical analysis shows that replacing EVI with NDVI in the model that is based on LST and NDVI increases the accuracy of soil moisture estimation. Accuracy evaluation of soil moisture estimation using check points shows that the model based on LST, EVI and NDWI values gives a higher accuracy than that based on LST and EVI values. It is concluded that the model based on the three indices is a suitable model to estimate soil moisture through MODIS imagery.

High-quality and long time-series soil moisture (SM) data are increasingly required for the Qinghai-Tibet Plateau (QTP) to more accurately and effectively assess climate change. In this study, to evaluate the accuracy and effectiveness of SM data, five passive microwave remotely sensed SM products are collected over the QTP, including those from the soil moisture active passive (SMAP), soil moisture and ocean salinity INRA-CESBIO (SMOS-IC), Fengyun-3B microwave radiation image (FY3B), and two SM products derived from the advanced microwave scanning radiometer 2 (AMSR2). The two AMSR2 products are generated by the land parameter retrieval model (LPRM) and the Japan Aerospace Exploration Agency (JAXA) algorithm, respectively. The SM products are evaluated through a two-stage data comparison method. The first stage is direct validation at the grid scale. Five SM products are compared with corresponding in situ measurements at five in situ networks, including Heihe, Naqu, Pali, Maqu, and Ngari. Another stage is indirect validation at the regional scale, where the uncertainties of the data are quantified by using a three-cornered hat (TCH) method. The results at the regional scale indicate that soil moisture is underestimated by JAXA and overestimated by LPRM, some noise is contained in temporal variations in SMOS-IC, and FY3B has relatively low absolute accuracy. The uncertainty of SMAP is the lowest among the five products over the entire QTP. In the SM map composed by five SM products with the lowest pixel-level uncertainty, 66.64% of the area is covered by SMAP (JAXA: 19.39%, FY3B: 10.83%, LPRM: 2.11%, and SMOS-IC: 1.03%). This study reveals some of the reasons for the different performances of these five SM products, mainly from the perspective of the parameterization schemes of their corresponding retrieval algorithms. Specifically, the parameterization configurations and corresponding input datasets, including the land-surface temperature, the vegetation optical depth, and the soil dielectric mixing model are analyzed and discussed. This study provides quantitative evidence to better understand the uncertainties of SM products and explain errors that originate from the retrieval algorithms.

Soil moisture (SM) is a key variable in hydrological processes, bio-ecological processes, and biogeochemical processes. Long-term observations of soil moisture over large areas are critical to research on flooding and drought monitoring, water resource management, and crop yield forecasts. In this paper, Fengyun (FY3B and FY3C) SM products, Japan Aerospace Exploration Agency (JAXA) SM products from the Advanced Microwave Scanning Radiometer 2 (AMSR2), the Land Parameter Retrieval Model (LPRM) AMSR2 L3 SM products, the Version 2 (v2) global land parameter data record (LPDR) of SM products, Soil Moisture Ocean Salinity (SMOS) Centre Aval de Traitement des Donnees SMOS (CATDS) L3 SM products, the Soil Moisture Active Passive (SMAP) passive L3 SM products and the European Space Agency(ESA) Climate Change Initiative (CCI) SM products were evaluated using the ground-based observations in the Little Washita, Fort Cobb and Yanco networks. Long-time series comparison between measured and satellite products was conducted to evaluate the overall performance of FY3 series satellites SM products. Bias (mean bias), R (correlation coefficient), RMSE (root mean square error) and ubRMSE (unbiased root mean square error) were calculated to explore the agreement between satellite products and in-situ measurements. Taylor diagrams were used to compare the performance of various satellite products. The result showed that (1) FY3B, FY3C and LPRM AMSR2 ascending and descending products had an obvious overestimate with in-situ soil moisture in three networks. (2) JAXA AMSR2 ascending and descending products had considerable underestimation in three networks. (3) The validation result of SMOS ascending and descending products over the three networks was satisfactory, with a rather high correlation than other X-band products. (4) The validation result of SMAP ascending and descending products outperformed the other products over the Little Washita and Fort Cobb networks. (5) The ESA CCI product had the lowest values of RMSE and ubRMSE than the other products in the Yanco network, revealing the effectiveness of merging active and passive soil moisture products. (6)The LPDR descending SM products had better performance than the LPDR ascending SM products in the LW and FC networks.

High‐precision soil moisture products play an important role in estimating forest carbon storage and carbon emissions in Genhe, China. In this paper, we evaluated the Soil Moisture and Ocean Salinity (SMOS) L3 product, the Soil Moisture Active Passive (SMAP) L3 product, and four soil moisture products derived from the Advanced Microwave Scanning Radiometer 2 (AMSR‐2), i.e., the Dual Channel Algorithm based on the Qp model (QDCA) product, the Japan Aerospace Exploration Agency (JAXA) L3 product, and the Land Parameter Retrieval Model (LPRM) C band and X band products in the Genhe area of China. The results indicated that the root‐mean‐square error (RMSE) and bias of the QDCA product were lower than those of the other AMSR‐2 products, although the QDCA still fell outside of the acceptable range with a volumetric error of no greater than 6%. The JAXA product underestimated the soil moisture and had a constant bias of 0.089–0.099 m3 m−3. The LPRM C‐band and X‐band products had a constant variable season bias of 0.261–0.576 m3 m−3. The quality of the SMOS was better than that of the AMSR‐2 products; however, the results were noisy and unstable. The SMAP was closest to the ground measurements and presented a low RMSE (0.039–0.063 m3 m−3) and bias (0.022–0.050 m3 m−3). Finally, an assessment was performed on the parameters in these soil moisture algorithms.

Abstract. Soil moisture (SM) data records longer than 30 years are critical for climate change research and various applications. However, only a few such long-term global SM datasets exist, and they often suffer from large biases, low spatial resolution, or spatiotemporal incompleteness. Here, we generated a consistent and seamless global surface SM product (0–5 cm) spanning 1982–2021 using a deep learning (DL) model. The model was trained with the GLASS-MODIS SM product and was designed to integrate four decades of Advanced Very High Resolution Radiometer (AVHRR)-derived albedo and land surface temperature, the land component of the fifth generation of European ReAnalysis (ERA5-Land) SM, and terrain and soil texture datasets as input features. Considering the temporal autocorrelation of SM, we explored two types of DL models that are adept at processing sequential data, including three long short-term memory (LSTM)-based models, i.e., the basic LSTM, bidirectional LSTM (Bi-LSTM), and attention-based LSTM (AtLSTM), and a transformer model. We also compared the performance of the DL models with the tree-based eXtreme Gradient Boosting (XGBoost) model, known for its high efficiency and accuracy. Our results show that all four DL models outperformed the benchmark XGBoost model, with the AtLSTM model achieving the highest accuracy on the test set, particularly at high SM levels (>0.4m3m-3). These results suggest that under some challenging conditions, utilizing temporal information and adding an attention module can effectively enhance the estimation accuracy of SM. Subsequent analysis of attention weights revealed that the AtLSTM model could automatically learn the necessary temporal information from adjacent positions in the sequence, which is critical for accurate SM estimation. The best-performing AtLSTM model was then adopted to produce a four-decade seamless global SM dataset at 5 km spatial resolution, denoted as the GLASS-AVHRR SM product. Validation of the GLASS-AVHRR SM product using 45 independent International Soil Moisture Network (ISMN) stations prior to 2000 yielded a median correlation coefficient (R) of 0.73 and an unbiased root mean square error (ubRMSE) of 0.041 m3 m−3. When validated against SM datasets from three post-2000 field-scale COsmic-ray Soil Moisture Observing System (COSMOS) networks, the median R values ranged from 0.63 to 0.79, and the median ubRMSE values ranged from 0.044 to 0.065 m3 m−3. Further validation across 22 upscaled 9 km Soil Moisture Active Passive (SMAP) core validation sites indicated that it could well capture the temporal variations in measured SM and remained unaffected by the large wet biases present in the input ERA5-Land SM product. Moreover, characterized by complete spatial coverage and low biases, this four-decade, 5 km GLASS-AVHRR SM product exhibited high spatial and temporal consistency with the 1 km GLASS-MODIS SM product and contained much richer spatial details than both the long-term ERA5-Land SM product (0.1°) and European Space Agency Climate Change Initiative combined SM product (0.25°). The annual average GLASS-AVHRR SM dataset from 1982 to 2021 is available at https://doi.org/10.5281/zenodo.14198201 (Zhang et al., 2024b), and the complete product can be freely downloaded from https://glass.hku.hk/archive/SM/AVHRR/ (last access: 18 September 2025).

Soil moisture plays a vital role in land surface energy and the water cycle. Microwave remote sensing is widely used because of the physically based relationship between the land surface emission observed and soil moisture. However, the application of retrieved soil moisture data is restricted by its coarse spatial resolution. To overcome this weakness, downscaling methods should be developed to disaggregate coarse resolution microwave soil moisture data to fine resolution. The traditional method is the microwave-optical/IR synergistic approach, in which land surface temperature, vegetation index, and surface albedo are key parameters. Five purely empirical methods based on the triangle feature are selected in this study. To evaluate their performance on downscaling microwave soil moisture, these methods are applied to the Zoige Plateau in China using the Advanced Microwave Scanning Radiometer on the Earth Observing System (AMSR-E) Land Parameter Retrieval Model (LPRM) soil moisture product and Moderate Resolution Imaging Spectroradiometer (MODIS) optical/IR products. The coarse-resolution AMSR-E LPRM soil moisture data are disaggregated into the high resolution of the MODIS product, and the surface soil moisture measurements of the Maqu soil moisture observation network located in the plateau are used to validate the downscaling results. Results show that (1) the relationship models used in these methods can generally capture the variation in soil moisture, with R2 around 0.6, but have a relatively high uncertainty under conditions of high soil moisture; (2) the methods can provide high-resolution soil moisture distribution, but the downscaled soil moisture presents a low level correlation with field measurements at different spatial and temporal scales. This comparative study provides insight into the performance of popular purely empirical downscaling methods on enhancing the spatial resolution of soil moisture on the Tibetan Plateau. Although synergistic methods can improve the spatial resolution of AMSR-E soil moisture data, additional studies are needed to exclude the uncertainty from AMSR-E soil moisture estimation, the low sensitivity of the relationship model under high soil moisture, and the spatial representativeness difference between coarse pixels and point measurement.

A preliminary study toward consistent soil moisture products from the Advanced Microwave Scanning Radiometer 2 (AMSR2) is presented. Its predecessor, the Advanced Microwave Scanning Radiometer for Earth Observing System (AMSR-E), has provided Earth scientists with a consistent and continuous global soil moisture dataset. A major challenge remains to achieve synergy between these soil moisture datasets, which is hampered by the lack of an overlapping observation period of the sensors. Here, observations of the multifrequency microwave radiometer on board the Tropical Rainfall Measuring Mission (TRMM) satellite were used to improve consistency between AMSR-E and AMSR2. Several scenarios to achieve synergy between the AMSR-E and AMSR2 soil moisture products were evaluated. The novel soil moisture retrievals from C-band observations, a frequency band that is lacking on board the TRMM satellite, are also presented. A global comparison of soil moisture retrievals against ERA-Interim soil moisture demonstrates the need for an intercalibration procedure. Several different scenarios based on filtering were tested, and the impact on the soil moisture retrievals was evaluated against two independent reference soil moisture datasets (reanalysis and in situ soil moisture) that cover both individual observation periods of the AMSR-E and AMSR2 sensors. Results show a high degree of consistency between both satellite products and two independent reference products for the soil moisture products retrieved from X-band observations. Care should be taken in the interpretation of the presented soil moisture products, and future research is needed to further align the AMSR2 and AMSR-E sensor calibrations.

Time series of soil moisture (SM) data in the Qinghai–Tibet plateau (QTP) covering a period longer than one decade are important for understanding the dynamics of land surface–atmosphere feedbacks in the global climate system. However, most existing SM products have a relatively short time series or show low performance over the challenging terrain of the QTP. In order to improve the spaceborne monitoring in this area, this study presents a random forest (RF) method to rebuild a high-accuracy SM product over the QTP from 19 June 2002 to 31 March 2015 by adopting the advanced microwave scanning radiometer for earth observing system (AMSR-E), and the advanced microwave scanning radiometer 2 (AMSR2), and tracking brightness temperatures with latitude and longitude using the International Geosphere–Biospheres Programme (IGBP) classification data, the digital elevation model (DEM) and the day of the year (DOY) as spatial predictors. Brightness temperature products (from frequencies 10.7 GHz, 18.7 GHz and 36.5 GHz) of AMSR2 were used to train the random forest model on two years of Soil Moisture Active Passive (SMAP) SM data. The simulated SM values were compared with third year SMAP data and in situ stations. The results show that the RF model has high reliability as compared to SMAP, with a high correlation (R = 0.95) and low values of root mean square error (RMSE = 0.03 m3/m3) and mean absolute percent error (MAPE = 19%). Moreover, the random forest soil moisture (RFSM) results agree well with the data from five in situ networks, with mean values of R = 0.75, RMSE = 0.06 m3/m3, and bias = −0.03 m3/m3 over the whole year and R = 0.70, RMSE = 0.07 m3/m3, and bias = −0.05 m3/m3 during the unfrozen seasons. In order to test its performance throughout the whole region of QTP, the three-cornered hat (TCH) method based on removing common signals from observations and then calculating the uncertainties is applied. The results indicate that RFSM has the smallest relative error in 56% of the region, and it performs best relative to the Japan Aerospace Exploration Agency (JAXA), Global Land Data Assimilation System (GLDAS), and European Space Agency’s Climate Change Initiative (ESA CCI) project. The spatial distribution shows that RFSM has a similar spatial trend as GLDAS and ESA CCI, but RFSM exhibits a more distinct spatial distribution and responds to precipitation more effectively than GLDAS and ESA CCI. Moreover, a trend analysis shows that the temporal variation of RFSM agrees well with precipitation and LST (land surface temperature), with a dry trend in most regions of QTP and a wet trend in few north, southeast and southwest regions of QTP. In conclusion, a spatiotemporally continuous SM product with a high accuracy over the QTP was obtained.

Comparison of remotely sensed and modelled soil moisture data sets across Australia

Vegetation in northern high-latitudes plays an important role in energy exchange and carbon dynamics, thereby influencing regional and global climate. Vegetation indices derived from the space-borne Advanced Very High Resolution Radiometers (AVHRR) have suggested decreased photosynthetic activity during recent decades within some continental regions of the pan-arctic boreal forests. The purpose of this research was to determine associations between the normalized difference vegetation index (NDVI), as derived by both AVHRR and Moderate Resolution Imaging Spectroradiometers (MODIS), and inter-annual variations in radial stem growth in high-latitude coniferous forests. During 2008 and 2009, tree core samples were collected at 12 sites in northeast Russia and at 10 sites in northwest Canada. Ring-width indices (RWI; n = 27) were generated for larch, spruce, and pine genera and these were correlated with summer NDVI derived from the AVHRR sensors over the 1982 to 2008 period. The correlations between NDVI and RWI were then examined between 2000 and 2008 using both MODIS and AVHRR. The sensors showed similar abilities to proxy radial growth and NDVI-RWI correlations appeared mostly insensitive to changes in MODIS grain sizes between 250 m and 24 km. Over the 27 year period RWI and NDVI showed positive, though variable, correlations (r = 0.43 ± 0.19, n = 27). For pine and spruce, both evergreen conifers, the annual rate of radial growth was significantly correlated with growth during previous years, as was canopy development, as proxied by NDVI. Larch, however, did not show year to year persistence in either radial growth or canopy development, a finding that points to differences in growth patterns between functionally-distinct tree genera. These findings suggest that negative trends in NDVI may reflect decreased radial growth at some locations and that attempts to model tree growth and carbon uptake using NDVI need to take into account multi-year persistence in tree growth. Additionally, the work shows similarities between AVHRR and MODIS, suggesting potential to bridge the historical AVHRR record with the newer and finer resolution MODIS record.

Two new high-resolution sea surface temperature (SST) analysis products have been developed using optimum interpolation (OI). The analyses have a spatial grid resolution of 0.25° and a temporal resolution of 1 day. One product uses the Advanced Very High Resolution Radiometer (AVHRR) infrared satellite SST data. The other uses AVHRR and Advanced Microwave Scanning Radiometer (AMSR) on the NASA Earth Observing System satellite SST data. Both products also use in situ data from ships and buoys and include a large-scale adjustment of satellite biases with respect to the in situ data. Because of AMSR’s near-all-weather coverage, there is an increase in OI signal variance when AMSR is added to AVHRR. Thus, two products are needed to avoid an analysis variance jump when AMSR became available in June 2002. For both products, the results show improved spatial and temporal resolution compared to previous weekly 1° OI analyses. The AVHRR-only product uses Pathfinder AVHRR data (currently available from January 1985 to December 2005) and operational AVHRR data for 2006 onward. Pathfinder AVHRR was chosen over operational AVHRR, when available, because Pathfinder agrees better with the in situ data. The AMSR–AVHRR product begins with the start of AMSR data in June 2002. In this product, the primary AVHRR contribution is in regions near land where AMSR is not available. However, in cloud-free regions, use of both infrared and microwave instruments can reduce systematic biases because their error characteristics are independent.

Soil moisture plays a significant role in disciplines such as hydrology, meteorology and agriculture, and passive microwave remote sensing has become a widely used technique for global soil moisture estimation over the past three decades. Several satellite missions carrying radiometers have been launched over the past years. Among them are Japan Aerospace Exploration Agency's (JAXA's) Advanced Microwave Scanning Radiometer-EOS (AMSR-E) launched on NASA's Aqua satellite, European Space Agency's (ESA's) Soil Moisture and Ocean Salinity (SMOS) mission, JAXA's Advanced Microwave Scanning Radiometer 2 (AMSR2) onboard the GCOM-W satellite, and NASA's Soil Moisture Active Passive (SMAP) mission. Based on the availability of these four missions, there is an opportunity to develop a consistent inter-calibrated longterm soil moisture data record. This study focuses on the parametrization of the tau-omega model for soil moisture retrieval at L-, C- and X-band using brightness temperature observations from the four missions and in-situ soil moisture and soil temperature data from the SMAP core validation sites across various land cover types. The ancillary data sets used in the SMAP baseline algorithm are used for the retrievals at different frequencies. Simultaneous calibrations of the vegetation parameter $b$ and roughness parameter $h$ at both horizontal and vertical polarizations are performed. A set of model parameters to successfully retrieve soil moisture at different validation sites at L-, C- and X -band are presented. A preliminary comparison of SMAP and AMSR2 soil moisture retrievals against in situ observations at the Yanco (Australia) and TxSON (U.S.) sites showed the best accuracy and correlation at L-band (RMSD=0.03-0.05 m3/m3; R=0.92-0.94). The C-/X-band performance was not as satisfactory as L-band (RMSD=0.08-0.17 m3/m3; R=0.24-0.79). This also indicates that retrieval at higher frequencies can be very challenging when dense vegetation is present.

Multiple soil moisture products have been generated from data acquired by satellite. However, these satellite soil moisture products are not spatially or temporally complete, primarily due to track changes, radio-frequency interference, dense vegetation, and frozen soil. These deficiencies limit the application of soil moisture in land surface process simulation, climatic modeling, and global change research. To fill the gaps and generate spatially and temporally complete soil moisture data, a data assimilation algorithm is proposed in this study. A soil moisture model is used to simulate soil moisture over time, and the shuffled complex evolution optimization method, developed at the University of Arizona, is used to estimate the control variables of the soil moisture model from good-quality satellite soil moisture data covering one year, so that the temporal behavior of the modeled soil moisture reaches the best agreement with the good-quality satellite soil moisture data. Soil moisture time series were then reconstructed by the soil moisture model according to the optimal values of the control variables. To analyze its performance, the data assimilation algorithm was applied to a daily soil moisture product derived from the Advanced Microwave Scanning Radiometer for the Earth Observing System (AMSR-E), the Microwave Radiometer Imager (MWRI), and the Advanced Microwave Scanning Radiometer 2 (AMSR2). Preliminary analysis using soil moisture data simulated by the Global Land Data Assimilation System (GLDAS) Noah model and soil moisture measurements at a multi-scale Soil Moisture and Temperature Monitoring Network on the central Tibetan Plateau (CTP-SMTMN) was performed to validate this method. The results show that the data assimilation algorithm can efficiently reconstruct spatially and temporally complete soil moisture time series. The reconstructed soil moisture data are consistent with the spatial precipitation distribution and have strong positive correlations with the values simulated by the GLDAS Noah model over large areas of the region. Compared to the soil moisture measurements at the medium and large networks, the reconstructed soil moisture data have almost the same accuracy as the soil moisture product derived from AMSR-E/MWRI/AMSR2 for ascending and descending orbits.

Satellite soil moisture estimates have received increasing attention over the past decade. This paper examines the applicability of estimating soil moisture states and soil hydraulic parameters through two particle filter (PF) methods: The PF with commonly used sampling importance resampling (PF-SIR) and the PF with recently developed Markov chain Monte Carlo sampling (PF-MCMC) methods. In a synthetic experiment, the potential of assimilating remotely sensed near-surface soil moisture measurements into a 1-D mechanistic soil water model (HYDRUS-1D) using both the PF-SIR and PF-MCMC algorithms is analyzed. The effects of satellite temporal resolution and accuracy, soil type, and ensemble size on the assimilation of soil moisture are analyzed. In a real data experiment, we first validate the Advanced Microwave Scanning Radiometer--Earth Observing System (AMSR-E) soil moisture products in the Oklahoma Little Washita Watershed. Aside from rescaling the remotely sensed soil moisture, a bias correction algorithm is implemented to correct the deep soil moisture estimate. Both the ascending and descending AMSR-E soil moisture data are assimilated into the HYDRUS-1D model. The synthetic assimilation results indicated that, whereas both updating schemes showed the ability to correct the soil moisture state and estimate hydraulic parameters, the PF-MCMC scheme is consistently more accurate than PR-SIR. For real data case, the quality of remotely sensed soil moisture impacts the benefits of their assimilation into the model. The PF-MCMC scheme brought marginal gains than the open-loop simulation in RMSE at both surface and root-zone soil layer, whereas the PF-SIR scheme degraded the open-loop simulation.