Deep learning-based prediction of delamination growth in composite structures: bayesian optimization and hyperparameter refinement

This paper incorporates Bayesian estimation and optimization into a portfolio selection framework, particularly for high-dimensional portfolios in which the number of assets is larger than the number of observations. We leverage a constrained minimization approach, called the linear programming optimal (LPO) portfolio, to directly estimate effective parameters appearing in the optimal portfolio. We propose two refinements for the LPO strategy. First, we explore improved Bayesian estimates, instead of sample estimates, of the covariance matrix of asset returns. Second, we introduce Bayesian optimization (BO) to replace traditional grid-search cross-validation (CV) in tuning hyperparameters of the LPO strategy. We further propose modifications in the BO algorithm by (1) taking into account the time-dependent nature of financial problems and (2) extending the commonly used expected improvement acquisition function to include a tunable trade-off with the improvement’s variance. Allowing a general case of noisy observations, we theoretically derive the sublinear convergence rate of BO under the newly proposed EIVar and thus our algorithm has no regret. Our empirical studies confirm that the adjusted BO results in portfolios with higher out-of-sample Sharpe ratio, certainty equivalent, and lower turnover compared to those tuned with CV. This superior performance is achieved with a significant reduction in time elapsed, thus also addressing time-consuming issues of CV. Furthermore, LPO with Bayesian estimates outperforms the original proposal of LPO, as well as the benchmark equally weighted and plugin strategies.

Bayesian optimization (BO) is a versatile and robust global optimization method under uncertainty. However, most of the BO algorithms were developed for problems with only continuous variables. For practical engineering optimization, discrete variables are also prevalent. BO methods based on Gaussian process (GP) surrogates also suffers from the curse-of-dimensionality problem. To address these challenges, in this paper, a Bayesian discrete optimization algorithm is introduced to solve permutation-based combinatorial problems. A new kernel function is developed based on position distances for permutation. To improve the efficiency and scalability of the algorithm, a sparse GP model based on inducing points is further developed, where the simulated annealing algorithm is applied to select inducing points. The new algorithm is demonstrated and tested with the production scheduling problem for additive manufacturing. Experimental results show that the proposed algorithm can find a better solution with limited evaluations than state-of-the-art algorithms.

To address the problems of local optima and insufficient convergence accuracy in parameter identification of primary frequency regulation (PFR) for steam turbines, this paper proposed a hybrid identification method that integrated an Improved Bayesian Optimization (IBO) algorithm and an Improved Whale Optimization Algorithm (IWOA). By initializing the Bayesian parameter population using Tent chaotic mapping and the reverse learning strategy, employing a radial basis kernel function hyperparameter training mechanism based on the Adam optimizer and optimizing the Expected Improvement (EI) function using the Limited-memory Broyden–Fletcher– Goldfarb–Shanno with Bounds (L-BFGS-B) method, IBO was proposed to obtain the optimal candidate set with the smallest objective function value. By introducing a nonlinear convergence factor and the adaptive Levy flight perturbation strategy, IWOA was proposed to obtain locally optimized optimal solutions. By using the reverse-guided optimization mechanism and employing a fitness-oriented selection strategy, the optimal solution was chosen to complete the closed-loop process of reverse learning feedback. Nine standard test functions and the Proportional Integral Derivative (PID) parameter identification of the electro-hydraulic servo system in a 330 MW steam turbine were presented as examples. Compared with Particle Swarm Optimization (PSO), Whale Optimization Algorithm (WOA), Bayesian Optimization (BO) and Particle Swarm Optimization-Grey Wolf Optimizer (PSO-GWO), the Improved Bayesian Optimization-Whale Optimization Algorithm (IBO-WOA) proposed in this paper has been validated to effectively avoid the problem of getting stuck in local optima during complex optimization and has high parameter recognition accuracy. Meanwhile, an Out-Of-Distribution (OOD) Test based on noise injection had demonstrated that IBO-WOA had good robustness. The time constant identification of the steam turbine were carried out using IBO-WOA under two experimental conditions, and the identification results were input into the PFR model. The simulated power curve can track the experimental measured curve well, proving that the parameter identification results obtained by IBO-WOA have high accuracy and can be used for the modeling and response characteristic analysis of the steam turbine PFR.

In this study, an efficient optimization framework was developed to determine the parameters of through‐silicon vias and the layout of heat sources in three‐dimensional integrated circuits (3D ICs), employing an artificial neural network (ANN) reduced‐order model in conjunction with a Bayesian optimization (BO) algorithm. The proposed method effectively predicts the temperature distribution in 3D ICs and refines their thermal parameters, offering solutions to thermal management challenges. Latin hypercube sampling was utilized for data sampling, enhancing the previously established rapid thermal analysis method through parameterization of heat source locations. The temperature distribution data for varying hotspot locations in 3D ICs were fitted using an appropriately defined objective function, leading to the development of a reduced‐order ANN model that accelerates temperature prediction. The computational results demonstrate that the neural network model exhibits a deviation in predicted values of less than 2%, and the coefficient of determination R2 approximately 0.93, underscoring high predictive accuracy. Additionally, the optimization outcomes and the efficiency of the selected BO algorithm were thoroughly evaluated. Notably, the BO algorithm achieved the global optimum in just 4.07 s across 250 iterations, demonstrating an effective power distribution strategy for the 3D ICs model.

The use of advanced composite materials for cryogenic fuel tanks reduces the mass of the structure but microscopic damage can cause fuel leakage. The amount of leakage depends on the connectivity of the damage and crack opening displacements. In this paper, the damage growth and the opening near the intersection of transverse matrix cracks (TMC) and a delamination are discussed. Three-dimensional finite element analysis (FEA) was used to analyze cross-ply and angle-ply graphite/epoxy laminates. The strain energy release rates (SERR) along the delamination front were calculated based on the virtual crack closure technique. The strain energy release rate has a very large variation along the delamination front and is sensitive to a variety of geometric and load parameters. There is an extreme gradient of the strain energy release rate near the intersection of the delamination front and the TMC. Based on the SERR results, likely delamination shape and size for cross- and angle-ply laminates were determined. Prediction of the likely shape and size will help one to understand the conduit for leakage. The opening near the intersection of the TMC and the delamination was calculated. The effect of ply thickness on the SERR and the opening is also discussed.

With the sustainable development of the construction industry, recycled aggregate (RA) has been widely used in concrete preparation to reduce the environmental impact of construction waste. Compressive strength is an essential measure of the performance of recycled aggregate concrete (RAC). In order to understand the correspondence between relevant factors and the compressive strength of recycled concrete and accurately predict the compressive strength of RAC, this paper establishes a model for predicting the compressive strength of RAC using machine learning and hyperparameter optimization techniques. RAC experimental data from published literature as the dataset, extreme gradient boosting (XGBoost), random forest (RF), K-nearest neighbour (KNN), support vector machine regression Support Vector Regression (SVR), and gradient boosted decision tree (GBDT) RAC compressive strength prediction models were developed. The models were validated and compared using correlation coefficients (R2), Root Mean Square Error (RMSE), mean absolute error (MAE), and the gap between the experimental results of the predicted outcomes. In particular, The effects of different hyperparameter optimization techniques (Grid search, Random search, Bayesian optimization-Tree-structured Parzen Estimator, Bayesian optimization- Gaussian Process Regression) on model prediction efficiency and prediction accuracy were investigated. The results show that the optimal combination of hyperparameters can be searched in the shortest time using the Bayesian optimization algorithm based on TPE (Tree-structured Parzen Estimator); the BO-TPE-GBDT RAC compressive strength prediction model has higher prediction accuracy and generalisation ability. This high-performance compressive strength prediction model provides a basis for RAC’s research and practice and a new way to predict the performance of RAC.

A two-stage online remaining useful life prediction framework for supercapacitors based on the fusion of deep learning network and state estimation algorithm

Load forecasting impacts directly financial returns and information in electrical systems planning. A promising approach to load forecasting is the Echo State Network (ESN), a recurrent neural network for the processing of temporal dependencies. The low computational cost and powerful performance of ESN make it widely used in a range of applications including forecasting tasks and nonlinear modeling. This paper presents a Bayesian optimization algorithm (BOA) of ESN hyperparameters in load forecasting with its main contributions including helping the selection of optimization algorithms for tuning ESN to solve real-world forecasting problems, as well as the evaluation of the performance of Bayesian optimization with different acquisition function settings. For this purpose, the ESN hyperparameters were set as variables to be optimized. Then, the adopted BOA employs a probabilist model using Gaussian process to find the best set of ESN hyperparameters using three different options of acquisition function and a surrogate utility function. Finally, the optimized hyperparameters are used by the ESN for predictions. Two datasets have been used to test the effectiveness of the proposed forecasting ESN model using BOA approaches, one from Poland and another from Brazil. The results of optimization statistics, convergence curves, execution time profile, and the hyperparameters’ best solution frequencies indicate that each problem requires a different setting for the BOA. Simulation results are promising in terms of short-term load forecasting quality and low error predictions may be achieved, given the correct options settings are used. Furthermore, since there is not an optimal global optimization solution known for real-world problems, correlations among certain values of hyperparameters are useful to guide the selection of such a solution.

Lithology identification during drilling plays a vital role in geological and geotechnical exploration, as it facilitates the early detection of formation-related hazards and supports the development of optimized mining strategies. Traditional lithology identification research involves problems such as fuzzy indicator characteristics and unbalanced sample quantities, which affect the accuracy and interpretability of model identification. In order to solve these problems, the Shanxi Guoqiang Coal Mine was taken as the research object, and a combined machine learning model was used to conduct a study on lithology identification during drilling. First, the least absolute shrinkage and selection operator (LASSO) algorithm was used to screen the independent variables and retain the parameters that contributed the most to lithology identification. Then, the synthetic minority oversampling technique (SMOTE) algorithm was used to expand the data samples, increase the amounts of minority sample data, and keep the ratios of various lithology data at 1:1. Then, the Bayesian optimization (BO) algorithm was used to optimize the penalty factor C and kernel function hyperparameter γ—two important parameters of the support vector machine (SVM) model—and the BO-SVM lithology identification model was established. Finally, the data samples were processed, and the results were compared with those of single models and unbalanced sample processing to evaluate their effect. The results showed the following: during the drilling process, the four indicators of drilling speed, mud pressure, slurry flow rate, and torque are strongly correlated with the lithology and can be used for lithology identification and classification research. After the data set was oversampled using the SMOTE algorithm, each model had better robustness and generalization ability; the classification result evaluation indicators were also greatly improved, especially for the random forest model, which had a poor original evaluation effect. The BO algorithm was used to optimize the parameters of the SVM model and establish a combined model that correctly identified 95 groups of data out of 96 groups of test samples with an identification accuracy rate of 99%, which was better than that of the traditional machine learning model. The evaluation results were compared with measured data, which confirmed the reliability of the combined model classification method and its potential to be extended to lithology identification and classification work.

Traditional machine learning algorithms have problems such as overfitting, low accuracy, and difficulty in hyperparameter optimization when performing fault diagnosis.In order to improve the accident diagnosis ability of nuclear power plant reactor system, this paper combines Bayesian optimization (BO) algorithm with eXtreme Gradient Boosting (XGBoost) algorithm to develop a reactor accident diagnosis model.First, data preprocessing and feature quantity analysis are performed on accident data samples.Then, the BO algorithm is used to optimize the hyperparameters of the XGBoost model. Finally, the BO-XGBoost model is used to diagnose the operating conditions of seven nuclear power plants, and the diagnostic effects of various traditional machine learning classification algorithms are compared and analyzed.The results show that the BO-XGBoost model can achieve more efficient and accurate identification of reactor accident types, and the model has better generalization ability.This research can help nuclear power plant operators to accurately identify the types of reactor accidents, assist decision-making, and ensure the safe operation of nuclear power plants.

Brain tumor is one of the most aggressive diseases nowadays, resulting in a very short life span if it is diagnosed at an advanced stage. The treatment planning phase is thus essential for enhancing the quality of life for patients. The use of Magnetic Resonance Imaging (MRI) in the diagnosis of brain tumors is extremely widespread, but the manual interpretation of large amounts of images requires considerable effort and is prone to human errors. Hence, an automated method is necessary to identify the most common brain tumors. Convolutional Neural Network (CNN) architectures are successful in image classification due to their high layer count, which enables them to conceive the features effectively on their own. The tuning of CNN hyperparameters is critical in every dataset since it has a significant impact on the efficiency of the training model. Given the high dimensionality and complexity of the data, manual hyperparameter tuning would take an inordinate amount of time, with the possibility of failing to identify the optimal hyperparameters. In this paper, we proposed a Bayesian Optimization-based efficient hyperparameter optimization technique for CNN. This method was evaluated by classifying 3064 T-1-weighted CE-MRI images into three types of brain tumors (Glioma, Meningioma, and Pituitary). Based on Transfer Learning, the performance of five well-recognized deep pre-trained models is compared with that of the optimized CNN. After using Bayesian Optimization, our CNN was able to attain 98.70% validation accuracy at best without data augmentation or cropping lesion techniques, while VGG16, VGG19, ResNet50, InceptionV3, and DenseNet201 achieved 97.08%, 96.43%, 89.29%, 92.86%, and 94.81% validation accuracy, respectively. Moreover, the proposed model outperforms state-of-the-art methods on the CE-MRI dataset, demonstrating the feasibility of automating hyperparameter optimization.

HTS–SLIM design based on Bayesian multi–level, multi–objective optimization and Gaussian process models

Electrochemical machining is a promising non-traditional manufacturing process to make high-quality parts. The benefits of minimal thermally and mechanically induced stresses, free of burr, and a low surface roughness are appealing for industry and research institutes. However, the combined chemical reaction, electric field, fluid mechanics, and material properties involve a significant number of independent parameters which are difficult to analyze in order to draw comprehensive conclusions. To our current knowledge, process responses such as the material removal rate, optimal feed rate, and cutting profile cannot be represented accurately by analytical solutions. In recent years, deep learning has had tremendous success in analyzing sophisticated systems. The improved computation efficiency and reduced size of the training dataset required for deep learning have enabled various prediction models in the manufacturing industry. In this paper, a new approach is developed using the deep convolutional network with the Bayesian optimization algorithm to predict the diameters of the drilled hole from an electrochemical machining process. The Keras application programming interface (API) was used to build the deep convolutional network; the feed rate, pulse-on time, and voltage were used as input parameters to provide a fair comparison with a neural network from previous research. Random dropout layers were added to prevent overfitting of the network. Instead of tuning the network parameter by trial and error, the Bayesian parameter optimization algorithm was implemented to find the optimal set of parameters of the deep convolutional network that yields the minimum mean square error. The proposed algorithm was compared with a previously developed neural network with partially embedded physical knowledge. Improved training speed and accuracy were observed in comparison with the traditional neural network. The prediction model using the proposed deep learning algorithm demonstrated better prediction accuracy and provided a more systematic way to select the hyperparameter for the deep convolutional network.

We propose a highly efficient searching algorithm in crystal structure prediction. The searching algorithm is a hybrid of the evolutionary algorithm and Bayesian optimization. The evolutionary algorithm is widely used in crystal structure prediction, and the Bayesian optimization is one of the selection-type algorithms we have developed. We have performed simulations of crystal structure prediction to compare the success rates of the random search, evolutionary algorithm, Bayesian optimization, and hybrid algorithm for up to ternary systems such as Si, Y2Co17, Al2O3, and CuGaS2, using the CrySPY code. These results demonstrate that the evolutionary algorithm can generate structures more efficiently than random structure generation, and the Bayesian optimization can efficiently select potential candidates from a large number of structures. Moreover, the hybrid algorithm, which has the advantages of both, is proved to be the most efficient searching algorithm among them.

Bayesian optimization has emerged at the forefront of expensive black-box optimization due to its data efficiency. Recent years have witnessed a proliferation of studies on the development of new Bayesian optimization algorithms and their applications. Hence, this article attempts to provide a comprehensive and updated survey of recent advances in Bayesian optimization that are mainly based on Gaussian processes and identify challenging open problems. We categorize the existing work on Bayesian optimization into nine main groups according to the motivations and focus of the proposed algorithms. For each category, we present the main advances with respect to the construction of surrogate models and adaptation of the acquisition functions. Finally, we discuss the open questions and suggest promising future research directions, in particular with regard to heterogeneity, privacy preservation, and fairness in distributed and federated optimization systems.