Direction of Arrival Estimation Based on Generalized Reference Curve Model

With the promise of meeting future capacity demands for mobile broadband communications, 3D massive-MIMO/Full Dimension MIMO (FD-MIMO) systems have gained much interest among the researchers in recent years. Apart from the huge spectral efficiency gain offered by the system, the reason for this great interest can also be attributed to significant reduction of latency, simplified multiple access layer, and robustness to interference. However, in order to completely extract the benefits of massive-MIMO systems, accurate channel state information is very critical. In this paper, a channel estimation method based on direction of arrival (DoA) estimation is presented for massive-MIMO OFDM systems. To be specific, the DoA is estimated using Estimation of Signal Parameter via Rotational Invariance Technique (ESPRIT) method, and the capacity of the system is analytically characterized. It has been shown that optimum precoding matrix for the massive MIMO OFDM system can be constructed from the DoA estimation at the base station.

Distributed subarray antennas (DSAs), which are sparse arrays consisting of two or more far separated subarrays, have many advantages over uniform linear array, especially for direction of arrival (DOA) estimation. However, they are subject to manifold ambiguity, which has significant influence on DOA estimation. In order to solve the manifold ambiguity of uncorrelated sources for DSA, a novel method based on estimation of signal parameters via rotational invariance technique by utilizing optimal subarray partition is proposed in this paper. In the proposed method, an optimized reference estimation is obtained by the rotational invariance between the new subarrays with optimal partition of DSA. The high accuracy and unambiguous DOA estimations are then disambiguated easily according to the optimized reference estimation. In this way, the performance of disambiguated DOA estimation can be enhanced in cases of the low signal-to-noise ratio and the large spacing between the subarrays. Moreover, the ambiguity threshold effect of DOA estimation for DSA is analyzed by means of the maximum a posteriori estimator. Computer simulation results show good performance of the proposed method and the effectiveness of the ambiguity threshold for DSA.

Based on the extended noise subspace, the case of weak signal direction of arrival (DOA) estimation in presence of strong jamming is studied, and a novel approach is given in this paper. Under the condition knowing the number of strong interferences, first, the method forms the extended noise subspace, then, uses the conventional multiple signal classification (MUSIC) algorithm to constrain the strong interferences effectively and estimates weak signals' DOA information accurately based on the extended noise subspace. The method does not require the angle information of strong interferences and it has the same computation burden as conventional MUSIC. Theoretic analysis and computer simulation demonstrate the method is effective and feasible.

Uniform linear array (ULA) geometry does not perform well for direction of arrival (DOA) estimation at directions close to the array endfires. Shirvani and Akbari solved this problem by displacing two elements from both ends of the ULA to the top and/or bottom of the array axis. Shirvani-Akbari array (SAA) presents a considerable improvement in the DOA estimation of narrowband sources arriving at endfire directions in terms of DOA estimation accuracy and angular resolution. In this paper, all new proposed SAA configurations are modelled and also examined, numerically. In this paper, two well-known DOA estimation algorithms, multiple signal classification (MUSIC) and minimum variance distortionless response (MVDR), are used to evaluate the effectiveness of proposed arrays using total root mean square error (RMSE) criterion. In addition, two new scenarios are proposed which divide angular search to two parts, directions close to array endfires as well as middle angles. For middle angles, which belong to (−70∘≤𝜃≤70∘), ULA is considered, and for endfire angles, the angles which belong to (−90∘≤𝜃≤−70∘) and (70∘≤𝜃≤90∘), SAA is considered. Simulation results of new proposed scenarios for DOA estimation of narrowband signals show the better performance with lower computational load.

This paper presents a new blind direction of arrival (DOA) estimation approach for closely-spaced sources. The new method first estimates the autoregressive (AR) coefficients via an initial DOA estimation and then uses the AR coefficients for the linear extrapolation of the correlation matrix to implement a fine DOA estimation. Both initial and fine DOA estimations are performed using the estimation of signal parameters via rotational invariance techniques (ESPRIT) algorithm. Unlike a conventional AR coefficient estimation method which estimates the AR coefficients on the snapshot basis, our AR coefficients are estimated in the correlation domain once for a block of snapshots, thus significantly reducing the computational complexity of the antenna array. Moreover, the proposed spatial extrapolation-based DOA estimation approach is analyzed using perturbation theory. Both the theoretical analysis and computer simulations show that the proposed method outperforms the conventional techniques in terms of the mean square error (MSE) of the DOA estimation when the angle of separation of the signal sources is very small.

In this paper, we propose a multiple-input multiple-output (MIMO) sonar operating in an environment with two or more located targets. A method for transmit energy optimum is proposed. The new technique enjoys the advantages of the MIMO sonar without suffering from the loss of phased-array sonar coherent processing gain, reduces the computational complex from the high dimensional matrix. The essence of the proposed method is to partition the transmit array into two subarrays. The rotational invariance property is established and the energy is evenly distributed in the desired region. Moreover, the beamspace matrix reduces the computational complexity significantly. The covariance matrix of received signals maintains stable irrelevance. Therefore, the subspace decomposition-based techniques such as Multiple Signal Classification (MUSIC) and the rotational invariance property techniques such as Estimating Signal Parameters via rotational invariance techniques (ESPRIT) can obtain better direction of arrival (DOA) estimation performance. Simulation results also show that the method can provide more accuracy DOA performance and better robustness in low signal-to-noise ratio (SNR) and limited snapshot number.

Direction of Arrival (DOA) estimation is one of the most fundamental problems in array signal processing, and it is widely used in many fields such as radar, sonar, and communications. This paper uses Compressed Sensing (CS) technology to focus on DOA estimation. Aiming at the problems caused by fewer snapshots in the practical application of DOA estimation, a Nonuniform Overcomplete Dictionary (NUOD) combining initialization space is proposed. In addition, the new DOA estimation algorithm of Orthogonal Match Pursuit (OMP) is improved by a Genetic Algorithm (GA). Furthermore, in order to improve the performance of DOA estimation of CS technology, the following three improvements are proposed. (1) Make full use of the Estimation of Signal Parameters via Rotational Invariance Techniques (ESPRIT) to determine the initialization point and then determine the scope of the initialization space according to the Crame’r–Rao bound (CRB). (2) Aiming at a large amount of calculation, the algorithm can realize the nonuniform over-complete dictionary design of the popular array matrix according to the sparse representation of the partition of the initialization space. (3) To further improve the algorithm’s performance, the nonuniform over-complete dictionary design is combined with the processing flow of the GA improved OMP algorithm. The simulation results prove that the method in this paper has the advantages of less computing time, low estimation error, and wide application range.

DOA (Direction of Arrival) estimation is a major problem in array signal processing applications. Recently, compressive sensing algorithms, including convex relaxation algorithms and greedy algorithms, have been recognized as a kind of novel DOA estimation algorithm. However, the success of these algorithms is limited by the RIP (Restricted Isometry Property) condition or the mutual coherence of measurement matrix. In the DOA estimation problem, the columns of measurement matrix are steering vectors corresponding to different DOAs. Thus, it violates the mutual coherence condition. The situation gets worse when there are two sources from two adjacent DOAs. In this paper, an algorithm based on OMP (Orthogonal Matching Pursuit), called ILS-OMP (Iterative Local Searching-Orthogonal Matching Pursuit), is proposed to improve DOA resolution by Iterative Local Searching. Firstly, the conventional OMP algorithm is used to obtain initial estimated DOAs. Then, in each iteration, a local searching process for every estimated DOA is utilized to find a new DOA in a given DOA set to further decrease the residual. Additionally, the estimated DOAs are updated by substituting the initial DOA with the new one. The simulation results demonstrate the advantages of the proposed algorithm.

In automotive millimeter-wave (MMW) radar systems, achieving high-precision direction of arrival (DOA) estimation with a limited number of array elements is a crucial research focus. Compressive sensing (CS) techniques have been demonstrated to offer superior performance in DOA estimation compared to spectral estimation methods. However, traditional CS methods suffer from an off-grid effect, which causes their reconstruction results to deviate from the actual positions of the signal sources, thereby reducing the accuracy. Currently, as a gridless method, atomic norm minimization (ANM) has shown effectiveness in DOA estimation for uniform linear arrays (ULAs). However, the performance of ANM is suboptimal in non-uniform linear arrays (NULAs), and their computational efficiency is not satisfactory. In this paper, we propose a novel algorithm for DOA estimation in NULA, drawing inspiration from the alternating descent conditional gradient algorithm framework. First, we construct an atomic set based on the observation scene and select the atoms with the highest correlation to the residuals as potential signal sources for global estimation. Then, we construct a mapping function for the signal sources in the continuous domain and perform conditional gradient descent in the neighborhood of each signal source, addressing the bias introduced by the off-grid effect. We compared the proposed algorithm with ANM, Iterative Shrinkage Thresholding (IST), and Multiple Signal Classification (MUSIC) algorithms. Simulation experiments validate that the proposed algorithm effectively addresses the off-grid effect and is applicable to DOA estimation in coprime and random arrays. Furthermore, real data experiments confirm the effectiveness of the proposed algorithm.

gold-MUSIC based DOA estimation using ULA antenna of DS-CDMA sources with propagation delay diversity

This paper presents results of direction of arrival (DOA) estimation using multiple signal classification (MUSIC), Root-MUSIC, and estimation of signal parameters via rotational invariance technique algorithms. As is well known, these algorithms are mainly based on the specific properties of the signal covariance matrix as well as the decomposition of the observation space into two subspaces, one for the signal and the other for the noise. Here, we are particularly interested in the quality of sources localization considering only the case of uncorrelated radio frequency signals impinging on an antenna array. A measurement system consisting of a linear array antenna and a five-port network applicable to a demodulator such as a receiver is used for the DOA estimation process. Co-simulations performed with the Advanced Device System and Matlab yielded interesting results not only on their performance but also on their limitation.

We address the problem of direction of arrival (DOA) estimation in an array-fed parabolic reflector antenna. We employ the estimated DOA and an adaptive nulling scheme for pattern nulling of a jamming signal. The multiple signal classification (MUSIC) algorithm is used to estimate the DOA. Adaptive nulling is obtained using the linearly constrained minimum variance (LCMV) beam former. The performance of the method is illustrated by specific examples.

We propose a Taylor expansion multiple signal classification (TE MUSIC) method for joint direction of departure (DOD) and direction of arrival (DOA) estimation in a bistatic multiple-input multiple-output (MIMO) array. First, using a Taylor expansion of the steering vector, a two-dimensional (2D) search in the conventional MUSIC method for MIMO arrays is reduced to a two-step one-dimensional (ID) search in the proposed TE MUSIC method. Second, DOAs of the targets can be achieved via Lagrange multiplier by a ID search. Finally, substituting the DOA estimates into the 2D MUSIC spectrum function, DODs of the targets are obtained by another ID search. Thus, the DOD and DOA estimates can be automatically paired. The performance of the proposed method is better than that of the MIMO ESPRIT method, and is similar to that of the 2D MUSIC method. Furthermore, due to the ID search, the TE MUSIC method avoids the high computational complexity of the 2D MUSIC method. Simulation results are presented to show the effectiveness of the proposed method.

In this paper we propose for comparative analysis of wideband direction of arrival (DOA) estimation methods with nested array. Previously developed methods, Incoherent method, Coherent signal subspace processing (CSSM) and Weighted average of signal subspace (WAVES) could not perform satisfactory DOA estimation due to the single dimensionality and associated with lesser degree of freedom. In nested array, DOA estimation is done on the same source that is Gaussian source with additive white Gaussian noise (AWGN). While, nested array performed DOA estimation by decomposing uniform linear array (ULA) into multidimensional array, by which algorithm gets improved performance compare to the conventional methods. In nested array, power spectrum is measured by using multiple signal classification (MUSIC) and performance index is evaluated using Monte Carlo simulation.

The limited space of a conformal array may lead to a serious mutual coupling effect, which will significantly affect the performance of direction of arrival (DOA) estimation algorithms. In this paper, an efficient 2-D direction finding method is developed in the presence of unknown mutual coupling for the uniform cylindrical conformal array (CCA). To avoid the time-consuming two-dimensional spectral peak searching, the 2-D DOA estimation is decoupled and divided into two 1-D DOA estimations. Elevation is first estimated based on a subarray estimation of signal parameters via rotation invariant technique (ESPRIT), and then azimuth is estimated based on the rank reduction (RARE) method by using the elevation estimation result. Consequently, the mutual coupling coefficients can be estimated after getting the DOA estimates. The proposed method can well calibrate the mutual coupling effect of a cylindrical array with a low computational complexity. The final simulation results corroborate our analysis.