Evaluation of Face Resolution for Expression Analysis

Deep convolution network based emotion analysis towards mental health care

Facial expression recognition based on Local Binary Patterns: A comprehensive study

We describe a computer vision system for observing facial motion by using an optimal estimation optical flow method coupled with geometric, physical and motion-based dynamic models describing the facial structure. Our method produces a reliable parametric representation of the face's independent muscle action groups, as well as an accurate estimate of facial motion. Previous efforts at analysis of facial expression have been based on the facial action coding system (FACS), a representation developed in order to allow human psychologists to code expression from static pictures. To avoid use of this heuristic coding scheme, we have used our computer vision system to probabilistically characterize facial motion and muscle activation in an experimental population, thus deriving a new, more accurate, representation of human facial expressions that we call FACS+. Finally, we show how this method can be used for coding, analysis, interpretation, and recognition of facial expressions.

We proposed a facial motion tracking and expression recognition system based on video data. By a 3D deformable facial model, the online statistical model (OSM) and cylinder head model (CHM) were combined to track 3D facial motion in the framework of particle filtering. For facial expression recognition, a fast and efficient algorithm and a robust and precise algorithm were developed. With the first, facial animation and facial expression were retrieved sequentially. After that facial animation was obtained, facial expression was recognized by static facial expression knowledge learned from anatomical analysis. With the second, facial animation and facial expression were simultaneously retrieved to increase the reliability and robustness with noisy input data. Facial expression was recognized by fusing static and dynamic facial expression knowledge, the latter of which was learned by training a multi-class expressional Markov process using a video database. The experiments showed that facial motion tracking by OSM+CHM is more pose robust than that by OSM, and the facial expression score of the robust and precise algorithm is higher than those of other state-of-the-art facial expression recognition methods.

Background: Individuals with child maltreatment (CM) experiences show alterations in emotion recognition (ER). However, previous research has mainly focused on populations with specific mental disorders, which makes it unclear whether alterations in the recognition of facial expressions are related to CM, to the presence of mental disorders or to the combination of CM and mental disorders, and on ER of emotional, rather than neutral facial expressions. Moreover, commonly, recognition of static stimulus material was researched. Objective: We assessed recognition of dynamic (closer to real life) negative, positive and neutral facial expressions in individuals characterised by CM, rather than a specific mental disorder. Moreover, we assessed whether they show a negativity bias for neutral facial expressions and whether the presence of one or more mental disorders affects recognition. Methods: Ninety-eight adults with CM experiences (CM+) and 60 non-maltreated (CM−) adult controls watched 200 non-manipulated coloured video sequences, showing 20 neutral and 180 emotional facial expressions, and indicated whether they interpreted each expression as neutral or as one of eight emotions. Results: The CM+ showed significantly lower scores in the recognition of positive, negative and neutral facial expressions than the CM− group (p < .050). Furthermore, the CM+ group showed a negativity bias for neutral facial expressions (p < .001). When accounting for mental disorders, significant effects stayed consistent, except for the recognition of positive facial expressions: individuals from the CM+ group with but not without mental disorder scored lower than controls without mental disorder. Conclusions: CM might have long-lasting influences on the ER abilities of those affected. Future research should explore possible effects of ER alterations on everyday life, including implications of the negativity bias for neutral facial expressions on emotional wellbeing and relationship satisfaction, providing a basis for interventions that improve social functioning.

Facial decomposition for expression recognition using texture/shape descriptors and SVM classifier

A growing body of research suggests that movement aids facial expression recognition. However, less is known about the conditions under which the dynamic advantage occurs. The aim of this research was to test emotion recognition in static and dynamic facial expressions, thereby exploring the role of three featural parameters (prototypicality, ambiguity, and complexity) in human and machine analysis. In two studies, facial expression videos and corresponding images depicting the peak of the target and non-target emotion were presented to human observers and the machine classifier (FACET). Results revealed higher recognition rates for dynamic stimuli compared to non-target images. Such benefit disappeared in the context of target-emotion images which were similarly well (or even better) recognised than videos, and more prototypical, less ambiguous, and more complex in appearance than non-target images. While prototypicality and ambiguity exerted more predictive power in machine performance, complexity was more indicative of human emotion recognition. Interestingly, recognition performance by the machine was found to be superior to humans for both target and non-target images. Together, the findings point towards a compensatory role of dynamic information, particularly when static-based stimuli lack relevant features of the target emotion. Implications for research using automatic facial expression analysis (AFEA) are discussed.

Objectives: Attention-deficit/hyperactivity disorder (ADHD) is the most frequent neurobehavioural disorder in childhood. ADHD is associated with impaired academic performance, cognitive, and emotional deficits. Moreover, comorbid oppositional defiant disorder (ODD) is leading to more severe impairment in social performance. Social cognition involves recognition, encoding, and interpretation of emotions from faces. Basic facial expressions that include sadness, happiness, anger, disgust, fear, and surprise are the easiest emotions to recognize. We aimed to demonstrate facial expression recognition impairments that might occur more frequently in children with co-occurring ADHD/ODD than patients with ADHD only. Thus, children with the co-occurrence of ODD may suffer more severely from social and behavioural difficulties.Methods: Forty patients diagnosed with ADHD and/or co-occurring ADHD/ODD according to DSM-IV-TR criteria were compared with a parallel (by gender, age, and educational state) 11 healthy children as a control group in this study. Clear facial images of each emotion were used as well as two additional sets of photos include 50% blurred images and cropped eye images were added as distractors then all images represented with black and white tone for emotion recognition task via facial expression. Angry expressions presented as target expressions. DSM-IV-Based Screening and Rating Scale for Children and Adolescents with attention deficit and disruptive behaviour disorders, the Conners’ Teachers Rating Scale/Revised Long Form and the Conners’ Parent Rating Scale/Revised Long Form were used to provide diagnostic objectivity.Results: Control group statistically performed better than ADHD group on recognition of emotional facial expressions. Results showed no statistically significant differences between the ADHD and ADHD/ODD group on recognition of emotional facial expressions. However, according to results of emotion recognition task via facial expressions, there were statistically significant differences between pure ADHD and comorbid ADHD+ODD groups in happy and neutral expressions. ADHD/ODD group tend to attribute more meaning to neutral facial expressions. Additionally there was statistically significant difference between control group and ADHD group according to recognition of angry expressions. There were statistically significant differences between the groups according to recognition of sad expressions in all clear, blurred, and eye photographs.Conclusions: Difficulties in recognizing emotional facial expressions were observed in children with ADHD. A statistically significant association was established between presence of ADHD and impaired recognition of facial emotion expressions independent from the scores of the disruptive behaviour rating scale. Comorbid ODD was not associated with recognition of emotional facial expressions including angry expressions. Recognition of angry expressions was not found as a predictor for disruptive behaviour disorders.

The recognition rate of person-independent facial expression is generally not high, which limits the practical application of facial expression recognition. Aiming at this problem, this paper analyzes the reasons for the low recognition rate of person-independent facial expression, and proposes a recognition algorithm of person-independent facial expression based on improved LBP (Local Binary Pattern) and HOSVD (Higher-Order Singular Value Decomposition). The algorithm has the following contributions of facial expression recognition framework. In the stage of facial expression feature extraction, the transient features extracted by LDP(Local Directional Pattern) and the persistent features extracted by CBP(Centralized Binary Pattern) are integrated to improve the discrimination of facial expression features. Moreover, in the stage of facial expression classification and recognition, the traditional nearest neighbor classification is changed into k-nearest neighbor pre-classification, and the regional energy calculated by HOSVD is used to determine the similarity of two images for secondary classification. Finally, in the extended Cohn-Kanade dataset and Oulu-CASIA NIR&VIS facial expression database, the theoretical analysis and experimental results show that the method has better recognition effect for solving the problem of person-independent facial expression recognition.

Background/Objectives: There is only limited research work is going on in the field of facial expression recognition on low resolution images. Mostly, all the images in the real world will be in low resolution and might also contain noise, so this study is to design a novel convolutional neural network model (FERConvNet), which can perform better on low resolution images. Methods: We proposed a model and then compared with state-of-art models on FER2013 dataset. There is no publicly available dataset, which contains low resolution images for facial expression recognition (Anger, Sad, Disgust, Happy, Surprise, Neutral, Fear), so we created a Low Resolution Facial Expression (LRFE) dataset, which contains more than 6000 images of seven types of facial expressions. The existing FER2013 dataset and LRFE dataset were used. These datasets were divided in the ratio 80:20 for training and testing and validation purpose. A HDM is proposed, which is a combination of Gaussian Filter, Bilateral Filter and Non local means denoising Filter. This hybrid denoising method helps us to increase the performance of the convolutional neural network. The proposed model was then compared with VGG16 and VGG19 models. Findings: The experimental results show that the proposed FERConvNet_HDM approach is effective than VGG16 and VGG19 in facial expression recognition on both FER2013 and LRFE dataset. The proposed FERConvNet_HDM approach achieved 85% accuracy on Fer2013 dataset, outperforming the VGG16 and VGG19 models, whose accuracies are 60% and 53% on Fer2013 dataset respectively. The same FERConvNet_HDM approach when applied on LRFE dataset achieved 95% accuracy. After analyzing the results, our FERConvNet_HDM approach performs better than VGG16 and VGG19 on both Fer2013 and LRFE dataset. Novelty/Applications: HDM with convolutional neural networks, helps in increasing the performance of convolutional neural networks in Facial expression recognition. Keywords: Facial expression recognition; facial emotion; convolutional neural network; deep learning; computer vision

This paper represents automatic facial expression analysis method named Local Directional Stigma Mean Patterns (LDSMP) for automatic facial expression analysis and image retrieval using content based facial expression image retrieval and CNN. The traditional local patterns such as Local Binary Patterns (LBP) and Local Ternary Patterns (LTP) are applied for face recognition and expression analysis, calculated using relationship between the center pixel and neighboring pixels. The proposed method calculates the eight directional difference values then divided into the three ranges based on threshold values. Thus, the values are substituted with basic three positive values (+3, +2, +1) and three negative values (-3, -2, -1) to get more sensitive information from an image rather than aforementioned methods. The threshold can be select either static which is selected by user or dynamic is evaluated from image itself and supports to improve the efficiency. The performance of the proposed method is further improved by giving this patterns as input to the Convolutional Neural Networks (CNN) and compared with the existing methods LBP, LTP, and Directional Binary Code (DBC) in terms of Average Precision (AP), Average Recall (AR), and Average Retrieval Rate (ARR) using standard databases COREL 10K (DB1) and JAFFE (The Japanese Female Facial Expression) (DB2) and Extended Cohn-Kanade (CK +) (DB3) dataset.

With the work and study pressure on people increasing and the importance of mental health problems on the rise, facial expression analysis plays an important role in mental health auxiliary diagnosis and treatment (MHADT). This study proposes a facial expression localization and recognition model that integrates Main Directional Mean Optical Flow (MDMO) with the Transformer architecture. It addresses the problems of insufficient generalization ability and limited temporal modeling ability of traditional methods in facial expression recognition. The study is based on the authoritative Audio/Visual Emotion Challenge 2019 Depression Detection Sub-challenge (AVEC2019 DDS) dataset in the mental health field, which contains 163 training samples, 56 validation samples, and 56 test samples. With Explicit Shape Regression, Local Binary Patterns, Mnemonic Descent Method, Convolutional Neural Network, and benchmark models as comparison objects, it systematically evaluates the model's performance in error, accuracy, and processing speed. The results show that the model achieves the best performance in both facial expression localization and recognition tasks. The validation set errors are 7.26 and 6.85, the localization accuracy reaches 89.6%, and the recognition accuracy reaches 88.9%, which is significantly better than other methods. At the same time, its image processing time is 55 milliseconds (ms) and 44ms, balancing high precision and real-time performance. The study indicates that the fusion of MDMO and Transformer can effectively capture the spatial and temporal features of facial expressions. Thus, this fusion method provides an efficient, stable, and scalable technical solution for emotion recognition in MHADT. This improves both the FER and localization accuracy and effect. Besides, it provides a novel reference in both approaches and application level for the intelligent development of mental health evaluation.

Measuring the intensity of spontaneous facial action units with dynamic Bayesian network

Several researchers have attempted automatic recognition and tracking of facial expressions in video frames of neutral and expressive faces. But, it is very hard to detect a neutral face in practical applications because the distinction between facial movement and head movement is difficult to make. To solve this distinction problem, we tried to initialize the head position using the central point of each eye and the tip of the nose to extract facial movements. Based on the detected neutral faces, the changing processes of facial expressions can be recognized by means of detecting the reference face (neutral face) and an algorithm of the recognition for facial expressions. In short, we assume that this method of detecting neutral faces can be applied to the recognition of facial expressions.

Intelligent human-computer interaction (HCI) integrates versatile tools such as perceptual recognition, machine learning, affective computing, and emotion cognition to enhance the ways humans interact with computers. Facial expression analysis is one of the essential medium of behavior interpretation and emotion modeling. In this paper, we modify and develop a reconstruction method utilizing Principal Component Analysis (PCA) to perform facial expression recognition. A framework of hierarchical radial basis function network (HRBFN) is further proposed to classify facial expressions based on local features extraction by PCA technique from lips and eyes images. It decomposes the acquired data into a small set of characteristic features. The objective of this research is to develop a more efficient approach to discriminate between seven prototypic facial expressions, such as neutral, smile, anger, surprise, fear, disgust, and sadness. A constructive procedure is detailed and the system performance is evaluated on a public database ”Japanese Females Facial Expression (JAFFE).” We conclude that local images of lips and eyes can be treated as cues for facial expression. As anticipated, the experimental results demonstrate the potential capabilities of the proposed approach.