Fundamental limits on ex-post enforcement and implications for spectrum rights

Although cognitive radio technology improves efficiency of spectrum utilization, primary users usually do not gain from opening up the spectrum in the opportunistic spectrum access, and sometimes even suffer from collisions due to secondary users' imperfect spectrum sensing. However, in this paper, we show that if information secrecy is a concern, primary users could actually be better off by allowing secondary users to cooperatively share the spectrum. Specifically, we propose a new cooperation paradigm in cognitive radio networks that primary users improve secrecy with the help of trustworthy secondary users, in the presence of an intelligent and passive eavesdropper attempting to decode primary users' messages. After deriving the achievable pair of primary users' secrecy rate and secondary users' transmission rate under various circumstances, we model the interaction between primary users and secondary users as a Stackelberg game in which transmission power levels are the key to maximize data rates. Moreover, based on a 2-D representation of how achievable rates depend on power-level regions, we apply equilibrium analysis to understand the optimal strategy of primary and secondary users. Finally, simulation results are presented to verify the performance.

Dynamic spectrum access has been proposed to address the spectrum scarcity. Based on this access mode, secondary users are allowed to opportunistically operate when primary users are absent. Secondary Users are, however, required to relinquish the spectrum upon return of the incumbent spectrum holder. Although it improves spectrum utility, opportunistic spectrum access limits secondary users' access to exogenous spectrum holes vacated by primary users. We argue that spectrum holes should be endogenous, enabled by incentives to incumbent users to increase spectrum availability, while mitigating risk. To this end, we take a different perspective on dynamic spectrum sharing and propose a coopetive framework, whereby primary and secondary users engage in a cooperative, yet competitive, auction-driven spectrum sharing to enhance spectrum usage. In this framework, the primary users'spectrum is organized in three bands, namely exclusive usage, usage right and management right bands. Based on this structure, spectrum is traded as financial options to increase trading flexibility and capture the value primary and secondary users attach to spectrum access and usage. Spectrum trading between primary and secondary users is formalized as a utility maximization problem. Approximate solutions to this problem are derived and their performance is analyzed. The results show that spectrum trading, which combines revocable and exclusive leasing, provides higher utilities for both primary and secondary users.

Motivated by the low utilization of the licensed spectrum across many frequency bands, sensing-based oppor- tunistic spectrum access has recently emerged as an alternative to the outdated exclusive spectrum access policy. Under this new paradigm, a secondary (unlicensed) user monitors a primary (licensed) frequency band for a given and opportunistically transmits if it does not detect any ongoing licensed operations. Evidently, selection of the parameters involves balanc- ing a tradeoff between the speed and the quality with which the secondary user senses the licensed band. With the average throughput as the performance criterion, we obtain the parameters so as to optimize the performance of the secondary user while providing the primary user with its desired level of interference protection. I. INTRODUCTION As evidenced by recent measurements, many frequency bands across the licensed spectrum are significantly under- utilized (1), (2). This finding suggests that the spectrum scarcity, as perceived today, is largely due to the inefficient fixed frequency allocations rather than the physical shortage of the spectrum and has led the regulatory bodies to consider the opportunistic access to the temporally/spatially unused licensed bands (a.k.a. the white spaces) as a means to improve the efficiency of spectrum usage. In the absence of cooperation or signalling between the primary licensee and the secondary users, spectrum availability for the opportunistic access may be determined by direct spectrum where the secondary user monitors a licensed band for a given sensing time and opportunistically transmits if it does not detect any ongoing licensed operations. This approach is particularly appealing due to its low deployment cost and its compatibility with legacy primary users and is being considered for inclusion in the upcoming IEEE 802.22 standard for opportunistic access to the TV spectrum (3). Due to their ability to autonomously detect and to react to the changes in the spectrum usage, secondary users equipped with the spectrum capability may be considered as a primitive form of the cognitive radio (4). Design of any scheme involves balancing a tradeoff between the quality and the speed of through an appropriate selection of the time. As we shall illustrate, in the context of spectrum sensing, may be fine- tuned to enhance the secondary users' perceived quality-of- service (QoS) as long as the regulatory constraint for the protection of the primary users against harmful interference is satisfied. In particular, we will obtain the optimum times at different stages of the spectrum to maximize the average throughput of the secondary user. In this paper, simple energy detection (a.k.a. radiometry) (5) is chosen as the underlying detection scheme. In general, when some information about the structure of the primary signal is available, ad hoc feature-detectors offer a better performance (6). We note, however, that the methodology employed in this paper may be applied to optimize different spectrum sensors once the quality is characterized in terms of the time. The remainder of this paper is organized as follows. The regulatory constraints on spectrum are described in the following section. Section 3 provides an overview of the energy-based spectrum sensing. The optimum times for different stages of the spectrum are derived in Section 4. Finally, this paper is concluded in Section 5.

We investigate opportunistic cooperation between secondary (unlicensed) users and primary (licensed) users in cognitive radio networks. We consider two models for such cooperation. In the first model, called the Cooperative Relay Model, a secondary user cannot transmit its own data concurrently with a primary user. However, it can employ cooperative relaying in order to improve the effective transmission rate of the primary user. In the second model, called the Interference Model, a secondary user is allowed to transmit its data concurrently with a primary user. However, the secondary user can “cooperate” by deferring its transmissions when the primary user is busy. In both models, the secondary users must make intelligent cooperation decisions as they seek to maximize their own throughput subject to average power constraints. The decision options are different during idle and busy periods of the primary user, and the decisions in turn influence the durations of these periods according to a controllable infinite state Markov chain. Such problems can be formulated as constrained Markov decision problems, and conventional solution techniques require either extensive knowledge of the system dynamics or learning based approaches that suffer from large convergence times. However, using a generalized Lyapunov optimization technique, we design a novel greedy and online control algorithm that overcomes these challenges. Remarkably, this algorithm does not require any knowledge of the network arrival rates and is provably optimal.

We investigate the spectrum sharing problem of a radio frequency (RF)-powered cognitive radio network, where a multi-antenna secondary user (SU) harvests energy from RF signals radiated by a primary user (PU) to boost its available energy before information transmission. In this paper, we consider that both the PU and SU are rational and self-interested. Based on whether the SU helps forward the PU's information, we develop two different operation modes for the considered network, termed as non-cooperative and cooperative modes. In the non-cooperative mode, the SU harvests energy from the PU and then use its available energy to transmit its own information without generating any interference to the primary link. In the cooperative mode, the PU employs the SU to relay its information by providing monetary incentives and the SU splits its energy for forwarding the PU's information as well as transmitting its own information. Optimization problems are respectively formulated for both operation modes, which constitute a Stackelberg game with the PU as a leader and the SU as a follower. We analyze the Stackelberg game by deriving solutions to the optimization problems and the Stackelberg Equilibrium (SE) is subsequently obtained. Simulation results show that the performance of the Stackelberg game can approach that of the centralized optimization scheme when the distance between the SU and its receiver is large enough.

Cognitive radio methodologies have the potential to dramatically increase the throughput of wireless systems. Herein, control strategies which enable the superposition in time and frequency of primary and secondary user transmissions are explored in contrast to more traditional sensing approaches which only allow the secondary user to transmit when the primary user is idle. In this paper, the optimal transmission policy for the secondary user when the primary user adopts a retransmission-based error control scheme is investigated. The policy aims to maximize the secondary users' throughput, with a constraint on the throughput loss and failure probability of the primary user. Due to the constraint, the optimal policy is randomized, and determines how often the secondary user transmits according to the retransmission state of the packet being served by the primary user. The resulting optimal strategy of the secondary user is proven to have a unique structure. In particular, the optimal throughput is achieved by the secondary user by concentrating its transmission, and thus its interference to the primary user, in the first transmissions of a primary user packet. The rather simple framework considered in this paper highlights two fundamental aspects of cognitive networks that have not been covered so far: 1) the networking mechanisms implemented by the primary users (error control by means of retransmissions in the considered model) react to secondary users' activity; 2) if networking mechanisms are considered, then their state must be taken into account when optimizing secondary users' strategy, i.e., a strategy based on a binary active/idle perception of the primary users' state is suboptimal.

We consider a cooperation scenario between primary users and untrusted secondary users in cognitive radio networks. The secondary users are willing to help the primary users to relay the primary users' messages in reward for being allowed to share the primary users' spectrum bands. However, the primary users might be reluctant to accept this help, since the secondary users are untrustworthy and may try unauthorized decoding of the primary users' messages. This paper will answer the question: when is this cooperation mutually beneficial for primary and secondary users? Taking an approach of information-theoretic secrecy, such as coding techniques for wiretap channels, the primary users can allow the secondary users to sense and relay the message, while ensuring that the secondary users are ignorant of the primary users' messages. We characterize an achievable secrecy rate of primary users with a rate of the secondary users' communication. From the derived rate pairs, an optimization problem is formulated such that the secondary transmitter distributes its transmit power to maximize its data rate while providing a higher secrecy rate to the primary users. We demonstrate that this cooperation can provide a positive secrecy rate, even when a non-cooperative scheme achieves a zero secrecy rate.

The cooperation among the secondary users or among the secondary users and the primary users have proven to bring many benefits to both primary and secondary users in cognitive radio networks. In this paper, cooperative relaying in cognitive radio networks is studied for rateless coding error-control mechanism. For a pair of primary transmitter and receiver, we find the region in which any secondary or cognitive user can cooperate with the primary user in a constructive way. A queueing theoretical model is employed to describe the underlying system parameters and to create a mathematical framework for the analysis. The throughput performance of the secondary users is maximized based on the input traffic of the primary users. Using the unique properties of rateless codes, a low-complexity relay selection mechanism is also introduced. Through the experimental analysis, we show that the proposed rateless-coding-based cooperative mechanism can perform similar to the more complicated and more costly selective-repeat automatic repeat request algorithm. The numerical analysis using the Rapid Analysis of Queueing Systems (RAQS) software package is provided to support the findings.

In a cognitive radio ad hoc network (CRAHN), the secondary user node has a restricted range for sensing other users within the network. To enhance the performance of nodes (secondary and primary users) in a CRAHN, the problem of limited channel sensing range and interference should be reduced which would enable the simultaneous transmission of primary and secondary users. In this paper, a cooperative MAC (medium access control) protocol is proposed—MLCP, which exploits the concept of multichannel network, for obtaining high system throughput. The main purpose of the proposed protocol is to introduce cooperation among secondary users, using the common control channel. The presence of the primary user is detected and the information is shared among neighbouring secondary users within the network proactively. This protocol is simulated using Network Simulator 2 and analysed with respect to system throughput, packet delivery ratio, and end-to-end delay experienced by primary users. The performance of the proposed protocol is also compared with existing cooperative MAC protocol and non-cooperative MAC protocol network scenario.

In cognitive radio networks, secondary users need to access the licensed spectrum while neither disturbing the transmissions of the primary users nor introducing much interference to other secondary users. Hence, proper power controlling is of paramount importance to ensure efficient system operation. The previous work on power control in cognitive networks mainly focuses on the interactions among a set of secondary users. The primary users' influence is rarely considered. In this paper, a new power control game model is formulated, by including the primary users into the player set of the game. The primary users are rewarded for sharing their licensed spectrum with secondary users by setting a reasonable interference cap for the secondary transmissions. However, we ensure a minimum required Quality of Service (QoS) for primary users by severely penalizing their utility if their required transmission quality is not met. Simultaneously, the secondary users achieve energy efficient transmissions while not introducing much interference to both the primary and other secondary users. We prove that the proposed cognitive power control game has a unique Nash equilibrium (NE). The numerical examples show that the proposed game theoretical power control algorithm can provide the secondary users with energy efficient transmissions and the primary users with reasonable monetary rewards, while not compromising their required QoS.

The spectrum scarcity problem can be tackled by promoting a more efficient use of the radio spectrum. Spectrum sharing techniques like TV White Spaces (TVWS), Licensed Shared Access (LSA), and Spectrum Access System (SAS), are adequate solutions for this problem and there exist already regulation and standardization efforts worldwide. To evaluate the coexistence between primary and secondary spectrum users, a Long Term Evolution (LTE) multi-cell simulator has been designed, which employs a generic spectrum sharing technique, Dynamic Spectrum Access (DSA), in order to obtain additional network capacity. As a way to bring attention and confidence of the telecommunications sector regarding the benefits that this technology may bring, the analysis is done in terms of interference suffered by incumbents (primary users) and capacity by secondary users. Results have confirmed the unfeasibility of co-channel coexistence for moderate distances between the cordless camera service (incumbent) and LTE network (secondary user) due to high interference. However, for adjacent bands, a gain of 40% in the secondary users’ capacity is possible following more restrictive interference protection requirements and 30% gain with the smaller frequency separation between primary and secondary operating frequencies.

As the novel and effective approach to improving the utilization of the precious radio spectrum, cognitive radio technology is the key to realize the dynamic spectrum access (DSA) networks, where the secondary (unlicensed) users can opportunistically utilize the unused licensed spectrum in a way that confines the level of interference to the range the primary (licensed) users can tolerate. However, there are many new challenges associated with cognitive-radio-based DSA networks, such as the multi-channel hidden terminal problem and the fact that the time-varying channel availability differs for different secondary users, in the medium access control (MAC) layer. To overcome these challenges, we propose an efficient Cognitive Radio-EnAbled Multi-channel MAC (CREAM-MAC) protocol, which integrates the cooperative sequential spectrum sensing at physical layer and the packet scheduling at MAC layer, over the wireless DSA networks. Under the proposed CREAM-MAC protocol, each secondary user is equipped with a cognitive radio-enabled transceiver and multiple channel sensors. Our cooperative sequential spectrum sensing scheme improves the accuracy of spectrum sensing and further protects the primary users. The proposed CREAM-MAC enables the secondary users to best utilize the unused frequency spectrum while avoiding the collisions among secondary users and between secondary users and primary users. We develop the Markov chain model and M/GY/1 queueing model to rigorously study our proposed CREAM-MAC protocol for both the saturation networks and the non-saturation networks. We also conduct extensive simulations to validate our developed protocol and analytical models.

A cognitive radio-based spectrum allocation scheme using an active cooperative-aware mechanism is proposed in this paper. The scheme ensures that the primary user and secondary users cooperate actively for their own benefits. The primary user releases some spectrum resources to secondary users to actively stimulate them to actively join the cooperative transmission of the primary user, and secondary users help the primary user to relay data in return, as well as its self-data transmission at the same time. The Stackelberg game is used to evenly and jointly optimize the utilities of both the primary and secondary users. Simulation results show that the proposed active cooperation-aware mechanism could improve the body sensor network performance.

Spectrum sensing ranks amongst cognitive radio's most critical and demanding activities. For radio resource networks to use idle licensed bandwidth, secondary users need to identify the primary user's signal precisely. Cognitive radio networks (CRNs) have been proposed to improve the efficiency of spectrum use to meet the increasing demand for wireless bandwidth; they allow channel communication between secondary (unlicensed) and primary (licensed) users without interruption. A secondary user in a CRN must at all times track the presence of a primary user's signal to prevent the primary user (PU) from attempting to intervene whether the statistical variance of the PU data traffic would boost the prediction outcome provided by multiple current teaching algorithms in estimating the PU's average OFF time and the need for the best adaptive learning to predict accurate PU activities. The objective of the work has been modeled to identify the PUs signal. First, the data has been created via quadrature phase shift keying modulation and quadrature amplitude modulation by convolutional neural network (CNN). A dataset with different orthogonal frequency‐division (OFDM) multiple access signals is generated. Then cyclo‐stationary functions are extracted using the accumulation process fast Fourier Transform. This research aims to use glow worm swarm optimization (GWSO) to automatically check for the optimal design of CNNs without any manual work being required. Also, k‐Nearest Neighbors (kNN) replaces Softmax, as it outperforms conventional CNN architectures with noisy signals. A comparison of the proposed classifier with another machine learning classifier, namely support vector machine, Decision tree (DT), clearly shows that SVM and DT are outperformed by the improved convolution neural network‐glow worm swarm optimization (ICNN‐GWSO) classification. Results of simulation show that the improved scheme outperforms conventional spectrum sensing systems, both in fading and non‐fading settings, where efficiency is measured using measures such as chance, the total likelihood of error, and the ability to optimize data transfer possibilities.

Dynamic spectrum access techniques utilized in cognitive radio systems allow more efficient use of spectrum. In such systems, secondary users are supposed to operate in primary users' spectrum without interfering them. In this paper, we investigate an opportunistic spectrum sharing technique in cognitive radio networks for a special case in which, two secondary users are allowed to coexist in a channel (sub-banding). The sub-banding process in the proposed algorithm is such that, when all the channels are occupied by the primary and secondary users, then the secondary users' channels can be divided into two subbands, and two secondary users may use a sub-band, simultaneously. For performance evaluation, we have derived metrics such as blocking probability, dropping probability, and channel utilization, and then, the simulation results for the cases of using and not using sub-banding for the secondary users have been compared. It is observed that in a spectrum sharing system, channel sub-banding significantly reduces the blocking and dropping probabilities of the secondary users, with the cost of lower quality channels compared to the state without using sub-bands.