Holographic Reconfigurable Intelligent Surface Based on Holl Effect for Electromagnetic Recording

Reconfigurable intelligent surfaces (RISs) have recently emerged as an innovative technology for improving the energy and/or spectrum efficiency of future wireless communications. In this paper, we propose a transmission protocol for the wideband RIS-assisted single-input multiple-output (SIMO) orthogonal frequency division multiplexing (OFDM) system to execute channel estimation and passive beamforming simultaneously. A new channel estimation method is proposed to progressively resolve the channel state information (CSI) over the training symbols, based on which the passive beamforming at the RIS is optimized to improve the channel gains on the data tones in the remaining training symbols. Based on the incomplete CSI, we formulate an optimization problem to maximize the average achievable rate by designing the passive beamforming at the RIS, which needs to balance the received signal power over different subcarriers and different receive antennas. Moreover, we propose a low-complexity algorithm to find a high-quality solution for the formulated problem. Simulation results validate the effectiveness of the proposed channel estimation and beamforming optimization methods.

In this paper, we propose a location-aware channel estimation based on the atomic norm minimization (ANM) for the reconfigurable intelligent surface (RIS)-aided millimeter-wave multiple-input-multiple-output (MIMO) systems. The beam training overhead at the base station (BS) is reduced by the direct beam steering towards the RIS with the location of the BS and the RIS. The RIS beamwidth adaptation is proposed to reduce the beam training overhead at the RIS, and also it enables accurate channel estimation by ensuring the user equipment receives all the multipath components from the RIS. After the beam training, the cascaded effective channel of the RIS-aided MIMO systems is estimated by ANM. Depending on whether the beam training overhead at the BS or at the RIS is reduced or not, the channel is represented as a linear combination of either 1D atoms, 2D atoms, or 3D atoms, and the ANM is applied to estimate the channel. Simulation results show that the proposed location-aware channel estimation via 2D ANM and 3D ANM achieves superior estimation accuracy to benchmarks.

Pixel-based reconfigurable intelligent surfaces (RISs) employ a novel design to achieve high reflection gain at a lower hardware cost by eliminating the phase shifters used in traditional RIS. However, this design presents challenges for channel estimation and passive beamforming due to its non-separable state response, rendering existing solutions ineffective. To address this, we first approximate the non-separable RIS response functions using a kernel-based method and a deep neural network, achieving high accuracy while reducing computational and memory complexity. Next, we propose a simplified cascaded channel model that focuses on dominated scattering paths with limited unknown parameters, along with customized algorithms to estimate short-term and long-term parameters separately. Finally, we introduce a low-complexity passive beamforming algorithm to configure the discrete RIS state vector, maximizing the achievable rate. Our simulation results demonstrate that the proposed solution significantly outperforms various baselines across a wide SNR range.

We consider multi-antenna wireless systems aided by reconfigurable intelligent surfaces (RIS). RIS presents a new physical layer technology for improving coverage and energy efficiency by intelligently controlling the propagation environment. In practice however, achieving the anticipated gains of RIS requires accurate channel estimation. Recent attempts to solve this problem have considered the least-squares (LS) approach, which is simple but also sub-optimal. The optimal channel estimator, based on the minimum mean-squared-error (MMSE) criterion, is challenging to obtain and is non-linear due to the non-Gaussianity of the effective channel seen at the receiver. Here we present approaches to approximate the optimal MMSE channel estimator. As a first approach, we analytically develop the best linear estimator, the LMMSE, together with a corresponding majorization-minimization-based algorithm designed to optimize the RIS phase shift matrix during the training phase. This estimator is shown to yield improved accuracy over the LS approach by exploiting second-order statistical properties of the wireless channel and the noise. To further improve performance and better approximate the globally-optimal MMSE channel estimator, we propose data-driven non-linear solutions based on deep learning. Specifically, by posing the MMSE channel estimation problem as an image denoising problem, we propose two convolutional neural network (CNN)-based methods to perform the denoising and approximate the optimal MMSE channel estimation solution. Our numerical results show that these CNN-based estimators give superior performance compared with linear estimation approaches. They also have low computational complexity requirements, thereby motivating their potential use in future RIS-aided wireless communication systems.

Reconfigurable intelligent surface (RIS)-aided mmWave communication offers a promising approach to overcome the issue of severe signal blockage that limits the data rate of mmWave networks. However, joint base station beamforming and RIS phase shift (BF-PS) design presents great challenges not only because of the intricate relationship between the beamforming and phase shift matrices in determining the network sum-rate, but also due to the lack of accurate channel estimation when the number of RIS elements gets large. In this work, we study learning-based BF-PS design for RIS-aided mmWave networks under sparse channel estimation. Our main finding is that, under the practical constraint of pilot overhead for RIS channel estimation, learning-based BF-PS design can yield superior performance to that achieved by the conventional block-coordinate-descent (BCD) algorithm. This work provides an initial study of learning-based BF-PS design under the compressed-sensing framework for mmWave channel estimation. The proposed BF-PS design adopts an enhanced four-stage neural-network architecture that improves upon the existing two-stage design by utilizing outputs from earlier stages to form new features for later stages. The new four-stage design using hybrid beamforming (HBF) outperforms those of the two-stage design using either HBF or fully digital beamforming (DBF).

This paper proposes a scheme for enhancing covert communication in cognitive radio networks (CRNs) using a reconfigurable intelligent surface (RIS), which ensures that transmissions by secondary users (SUs) remains statistically undetectable by adversaries (e.g., wardens like Willie). However, there exist stringent challenges in CRNs due to the dual constraints of avoiding detection and preventing harmful interference to primary users (PUs). Leveraging the RIS’s ability to dynamically reconfigure the wireless propagation environment, our scheme jointly optimizes the SU’s transmit power, communication block length, and RIS’s passive beamforming (phase shifts) to maximize the effective covert throughput (ECT) under rigorous covertness constraints quantified by detection error probability or relative entropy while strictly adhering to PU interference limits. Crucially, the RIS configuration is explicitly designed to simultaneously enhance signal quality at the legitimate SU receiver and degrade signal quality at the warden, thereby relaxing the inherent trade-off between covertness and throughput imposed by the fundamental square root law. Furthermore, we analyze the impact of unequal transmit prior probabilities (UTPPs), demonstrating their superiority over equal priors (ETPPs) in flexibly balancing throughput and covertness, and extend the framework to practical scenarios with Poisson packet arrivals typical of IoT networks. Extensive results confirm that RIS assistance significantly boosts ECT compared to non-RIS baselines and establishes the RIS as a key enabler for secure and spectrally efficient next-generation cognitive networks.

Reconfigurable Intelligent Surface (RIS) is an emerging technology that can improve the spectrum and energy efficiency of next-generation wireless networks. However, attaining accurate channel state information (CSI) for the cascaded RIS channel is particularly challenging. Imperfect CSI is a major bottleneck to achieving the spectral efficiency benefit of RIS-assisted networks. Rate splitting (RS), a promising multiple access technology, has been shown to be able to achieve an improved spectrum efficiency and be robust to channel uncertainties. This paper investigates the interplay between RIS and RS by considering a RIS-assisted RS beamforming problem. Active beamforming at the base station (BS) and passive beamforming at the RIS are jointly considered to maximize the minimum user rate under both the perfect CSI case and the imperfect CSI case. A block coordinate descent (BCD) algorithm is developed to solve this non-convex problem. Compared with the conventional semi-definite relaxation (SDR) approach, the proposed method does not require that the covariance matrix of the common beamforming vector be rank-one. Moreover, we present theoretical results to help reveal the impact of the system parameters and explain the performance gain resulting from the integration of RIS and RS. Extensive simulation results are also provided to show that RIS-assisted RS can improve the max-min rate performance significantly compared with conventional multiple access technologies, such as non-orthogonal multiple access (NOMA) and space division multiple access (SDMA) with/without RIS, especially in overloaded systems. With the proposed method, RS shows great potential in combating realistic CSI errors in RIS-assisted networks.

Energy efficiency (EE) has become a key performance indicator in designing future wireless networks. In this regard, we propose a novel two reconfigurable intelligent surfaces (RISs) assisted coordinated multipoint (CoMP) network, where two RISs cooperate to reduce energy consumption by constructing an intelligent radio environment. Aiming to maximize this system’s energy efficiency (EE), the joint optimization problem on the cooperative beamforming among base stations (BSs) and passive beamforming among RISs, subject to each user’s data rate requirement, is formulated. An alternative optimization algorithm is proposed by decoupling it into a cooperative beamforming subproblem among BSs and a cooperative reflective coefficients design subproblem among RISs. Dinkelbach’s transform and complex fractional programming algorithms are also invoked to transform these two subproblems into convex optimization problems and obtain the optimal solution for each sub-problem. Numerical results validate the proposed algorithm’s feasibility, fast convergence, and flexibility. It also shows that the proposed scheme with cooperative beamforming design for both BSs and RISs outperforms that without RIS and that with randomly initialized RISs.

To support massive access for future wireless networks, we propose a novel reconfigurable intelligent surface (RIS)-enhanced downlink multi-user multi-input single-output (MU-MISO) symbiotic radio (SR) system. In the proposed system, each RIS not only enhances the primary transmission from the primary transmitter (PT) to the associated primary receiver (PR) nearby, but also acts as an Internet-of-Things (IoT) device to enable IoT transmissions to the same PR. Therefore, each PR needs to jointly decode the information from both the PT and its corresponding RIS. We are interested in maximizing the weighted sum-rate of both primary and IoT transmissions by jointly designing the active transmit beamforming at PT and the passive beamforming at each RIS under the maximum transmit power constraint at the PT and various constraints on the reflection coefficients (RCs), which include the ideal, continuous-phase and the discrete-phase cases. The formulated problem is non-convex, which cannot be solved directly. Thus, fractional programming (FP) method and alternating optimization (AO) technique are adopted to tackle the problem. In particular, three low-complexity algorithms are proposed to trade off between computational complexity and convergence rate. Compared to different benchmark schemes, simulation results demonstrate that with the aid of the RISs, the PRs can benefit from the enhanced primary transmission from the PT, and receive information from the associated RISs via IoT transmission.

In this paper, we adopt a three-stage based uplink channel estimation protocol with reduced pilot overhead for an reconfigurable intelligent surface (RIS)-aided multi-user (MU) millimeter wave (mmWave) communication system, in which both the base station (BS) and the RIS are equipped with a uniform planar array (UPA). Specifically, in Stage I, the channel state information (CSI) of a typical user is estimated. To address the power leakage issue for the common angles-of-arrival (AoAs) estimation in this stage, we develop a low-complexity one-dimensional search method. In Stage II, a re-parameterized common BS-RIS channel is constructed with the estimated information from Stage I to estimate other users’ CSI. In Stage III, only the rapidly varying channel gains need to re-estimated. Furthermore, the proposed method can be extended to multi-antenna UPA-type users, by decomposing the estimation of a multi-antenna channel with <inline-formula xmlns:mml="http://www.w3.org/1998/Math/MathML" xmlns:xlink="http://www.w3.org/1999/xlink"> <tex-math notation="LaTeX">$J$ </tex-math></inline-formula> scatterers into estimating <inline-formula xmlns:mml="http://www.w3.org/1998/Math/MathML" xmlns:xlink="http://www.w3.org/1999/xlink"> <tex-math notation="LaTeX">$J$ </tex-math></inline-formula> single-scatterer channels for a virtual single-antenna user. An orthogonal matching pursuit (OMP)-based method is proposed to estimate the angles-of-departure (AoDs) at the users. Simulation results demonstrate that the proposed algorithm significantly achieves high channel estimation accuracy, which approaches the genie-aided upper bound in the high signal-to-noise ratio (SNR) regime.

On performance of multi-RIS assisted multi-user nonorthogonal multiple access system over Nakagami-[formula omitted] fading channels

Wireless-powered communication and reconfigurable intelligent surface (RIS) can complement each other for increasing energy utilization and spectrum efficiency by reconfiguring the surrounding radio environment, however, which has not been sufficiently studied by the existing works. In this paper, we propose a joint radio resource and passive beamforming optimization scheme for a downlink RIS-assisted wireless-powered communication network with a harvest-then-transmit protocol to improve system energy efficiency (EE). In the considered model, the single-antenna wireless devices (WDs) harvest wireless energy from a multi-antenna dedicated power station (PS) through the RIS in the downlink and transmit their independent information to a single-antenna receiver in the uplink by a time-division-multiple-access mode. Our goal is to maximize the total EE of all WDs. To make full use of the beamforming gain provided by both the PS and the RIS, we jointly optimize the active beamforming of the PS and the passive beamforming of the RIS. To deal with the challenging non-convex optimization problem with multiple coupled variables, we first consider fixing the passive beamforming, and converting the remaining radio resource allocation problem into an equivalent convex problem which is solved by using Lagrange dual theory. Then, we fix the optimized resource allocation parameters and optimize the passive beamforming of the RIS by using a semidefinite programming method. Simulation results demonstrate that the proposed algorithm achieves higher EE compared to the conventional schemes.

Active reconfigurable intelligent surface (RIS) emerges as an effective technique to resist the double-fading attenuation of passive RIS. By embedding with power harvesting function, it further evolves to zero-power active RIS, which can effectively enhance the flexibility of RIS deployment without external power demand. Nevertheless, existing works neglected the inherent difficulty of channel estimation (CE) for RIS-assisted systems, and the discrete phase shift constraint in practical deployment. In this paper we design a new element-wise RIS architecture and propose a distributed location-aided transmission scheme with low complexity to enhance the reflected gain for channel state information (CSI)-limited RIS-assisted near-field communications. Specifically, the new element-wise RIS provides dynamic element selection capability with low hardware resources. Based on Fresnel diffraction theory, we construct the mapping from locations in space-domain to phase distributions of waves in phase-domain and reveal the priority of elements for harvesting and reflecting. Then, the distributed beamforming design with the phase of determine-then-align is proposed, where the estimation overhead reduction stems from exempted requirements of RIS-associated CE at base station (BS). The asymptotic analysis indicates that the proposed scheme can achieve the optimal gain with a fixed proportion of reflective elements when RIS is large, followed by simulations to verify its superiority to other protocols.

A hybrid PSO-GWO-based phase shift design for a hybrid-RIS-aided heterogeneous network system

Channel estimation (CE) plays a key role in reconfigurable intelligent surface (RIS)-aided multiple-input multiple-output (MIMO) communication systems, while it poses a challenging task due to the passive nature of RIS and the cascaded channel structures. In this paper, a partially decoupled atomic norm minimization (PDANM) framework is proposed for CE of RIS-aided MIMO systems, which exploits the three-dimensional angular sparsity of the channel. In particular, PDANM partially decouples the differential angles at the RIS from other angles at the base station and user equipment, reducing the computational complexity compared with existing methods. A reweighted PDANM (RPDANM) algorithm is proposed to further improve CE accuracy, which iteratively refines CE through a specifically designed reweighting strategy. Building upon RPDANM, we propose an iterative approach named RPDANM with adaptive phase control (RPDANM-APC), which adaptively adjusts the RIS phases based on previously estimated channel parameters to facilitate CE, achieving superior CE accuracy while reducing training overhead. Numerical simulations demonstrate the superiority of our proposed approaches in terms of running time, CE accuracy, and training overhead. In particular, the RPDANM-APC approach can achieve higher CE accuracy than existing methods within less than 30 percent training overhead while reducing the running time by tens of times.