Improved Interference Alignment Precoding for the MIMO X Channel

We present a generalized singular value decomposition (GSVD) based multi-user (MU) multi-stream multiple-input multiple-output (MIMO) precoding scheme with limited feedback. Our precoding scheme maximizes the signal to leakage and noise ratio (SLNR), so that it does not require any iterations to obtain precoding matrices. However, in MU-MIMO system, the precoding matrix should be computed at transmit side, because the precoding matrix of a user affects those of other users. Accordingly, full channel state information (CSI) for all users is required at the transmitter, which prevents MU-MIMO precoding implementable. To overcome this problem, an efficient limited feedback algorithm optimized to the GSVD based MU-MIMO precoding is proposed. Here, by extracting the parameters to be utilized in GSVD based precoding from the full CSI, the amount of feedback information is reduced. Furthermore, by analyzing their statistical properties, the parameters are efficiently quantized according to their probability densities. Finally, we develop a modified GSVD based precoding considering the channel quantization errors due to the limited feedback.

MIMO researches penetrate the network community due to recent advances in MIMO degree-of-freedom (DoF) frameworks. Independent from MIMO, Successive Interference Cancellation (SIC) is a powerful multi-user detection technology in physical layer, and Interference Alignment (IA) is a powerful technique for handling interference. Based on the understanding of the strengths and weaknesses of SIC and DoF, we propose mutual assistance by joint IA, SIC and DoF-based Interference Cancellation (DoF IC) to (i) conserve precious DoF resources through IA and SIC; (ii) meet strict SINR threshold criteria through IC and IA. In this paper, we develop the mathematical model to achieve the two ideas in a multi-hop MIMO network. Combined with scheduling and routing constraints, we developed a cross-layer optimization framework to the throughput maximization problem with joint IA and SIC for MIMO networks. Simulation results show that the join of IA and SIC can significantly conserve DoFs for IC and thereby improve the throughput.

We consider a downlink heterogeneous network (HetNet), where several picocells coexist in the same spectrum as a macrocell. For a general framework of the multiple-input multiple-output (MIMO) network consisting of arbitrary number of picocells and macro users within the macrocell, designing a closed-form solution to achieve the degrees of freedom (DoF) of (C + K)d while guaranteeing the minimum overall antenna usage is an open problem, where C, K and d are the number of picocells, marco users within the macro cell and data streams per user, respectively. Therefore, by relaxing the minimum antenna utilization constraint, we present a zero-forcing based transceiver design at first, which outperforms the existing closed-form solution based on interference alignment (IA) in terms of antenna usage in most cases. That is to say, alignment processing is not necessary in most cases for the existing scheme because simple zero-forcing scheme with efficient antenna utilization can also attain the same DoF. Besides, we propose two IA schemes without any iterative computations, which have the same antenna configuration but different CSI feedback overhead. Also, our proposed IA schemes require lower usage of antennas compared to the zero-forcing scheme and existing IA scheme.

In wireless interference networks, orthogonal medium access techniques like time division multiple access (TDMA) and frequency division multiple access (FDMA) achieve merely one degree of freedom (DoF). However, by using interference alignment (IA) the achievable DoF can be linearly scaled up with the number of users. Nevertheless, this outperformance of IA heavily depends on the availability of perfect channel state information (CSI), which is not a realistic assumption in practice. Since under imperfect CSI, the performance of IA may become severely degraded, design of enhanced IA algorithms by relying on the availability of merely imperfect CSI is of particular interest. In this paper, we propose a least squares (LS)-based IA algorithm which adaptively designs the beamformers based on the knowledge of the channel estimation error variance, which is possible to be known in advance. Then, we compare the performance of the proposed scheme with interference leakage minimization algorithms. It is shown that under both perfect and imperfect CSI, the proposed LS-based IA outperforms interference leakage minimization algorithms.

Interference alignment (IA) is a linear precoding strategy that can achieve optimal capacity scaling at high SNR in interference networks. Most of the existing IA designs require full channel state information (CSI) at the transmitters, which induces a huge CSI signaling cost. Hence it is desirable to improve the feedback efficiency for IA and in this paper, we propose a novel IA scheme with a significantly reduced CSI feedback. To quantify the CSI feedback cost, we introduce a novel metric, namely the feedback dimension. This metric serves as a first-order measurement of CSI feedback overhead. Due to the partial CSI feedback constraint, conventional IA schemes can not be applied and hence, we develop a novel IA precoder/decorrelator design and establish new IA feasibility conditions. Via dynamic feedback profile design, the proposed IA scheme can also achieve a flexible tradeoff between the degree of freedom (DoF) requirements for data streams, the antenna resources and the CSI feedback cost. We show by analysis and simulations that the proposed scheme achieves substantial reductions of CSI feedback overhead under the same DoF requirement in MIMO interference networks.

A two-receiver MIMO broadcast-wiretap channel is considered where the channel state of the eavesdropper is arbitrarily varying. It is assumed that the eavesdropper knows this channel state perfectly whereas the legitimate nodes have no knowledge of it. It is further assumed that the eavesdropper experiences no additive noise. The channel between the transmitter and the two legitimate receivers is a constant MIMO Gaussian broadcast channel. This paper establishes the secrecy degrees of freedom region for transmitting a common-confidential message as well as a private- confidential message to each receiver. It is observed that a straightforward extension of single user random binning does not achieve the optimal secrecy degrees of freedom (s.d.o.f.) region. The proposed coding scheme that achieves the s.d.o.f. region involves simultaneous diagonalization of the channel matrices of the two legitimate receivers using the generalized singular value decomposition (GSVD) as well as a particular \emph{structured binning} across codebooks that minimizes the rate of the fictitious message. While the focus is on achieving weak secrecy for ease of exposition, an outline is provided on how the results can be extended for achieving strong secrecy.

The degrees of freedom (DoF) region is obtained for the 3-user symmetric multiple-input multiple-output cyclic Z-interference channel with M transmit antennas and N receive antennas at each user-pair under the separate assumptions of perfect and delayed channel state information at the transmitter (CSIT). New communication schemes based on interference alignment are developed and are shown to be DoF-optimal for all choices of the number of antennas. For both perfect and delayed CSIT, the new schemes are shown to outperform those for the 2-user Z-interference channel in terms of sum DoF.

We first consider a single hop wireless X network with $K$ transmitters and $J$ receivers, all with a single antenna. Each transmitter conveys an independent message for each receiver. The channel is assumed to have constant coefficients. We develop an interference alignment scheme for this setup and derive an achievable degrees of freedom (DoF) region. We show that in some cases, the derived region meets a previous outer bound, and hence, is the (exact) DoF region. For our achievability schemes, we divide each message into streams and use real interference alignment on the streams. Several previous results on the DoF region and total DoF for several special cases can be recovered from our result. Next, we consider a network model, such that each transmitter emits an arbitrary number of messages and each receiver can request an arbitrary subset of all emitted messages. We term this network the X network with multicast. We derive an achievability result for the DoF region of such networks, as well as an outer bound. Our achievability scheme is based on a novel extension of real interference alignment that enables us to achieve more points of the DoF region. This approach allows multiple messages from a single user to be aligned with other users’ messages. Finally, we discuss some points on the outer bounds that are not achievable with any of the alignment schemes that we present.

We show that the three-user M <sub xmlns:mml="http://www.w3.org/1998/Math/MathML" xmlns:xlink="http://www.w3.org/1999/xlink">T</sub> × M <sub xmlns:mml="http://www.w3.org/1998/Math/MathML" xmlns:xlink="http://www.w3.org/1999/xlink">R</sub> Multiple-Input Multiple-Output (MIMO) interference channel where each transmitter is equipped with M <sub xmlns:mml="http://www.w3.org/1998/Math/MathML" xmlns:xlink="http://www.w3.org/1999/xlink">T</sub> antennas and each receiver is equipped with M <sub xmlns:mml="http://www.w3.org/1998/Math/MathML" xmlns:xlink="http://www.w3.org/1999/xlink">R</sub> antennas has (M) d(M, N) = <sup xmlns:mml="http://www.w3.org/1998/Math/MathML" xmlns:xlink="http://www.w3.org/1999/xlink">Δ</sup> min (M/2-1/κ, N/2+1/κ) degrees of freedom (DoF) normalized by time, frequency, and space dimensions, where = <sup xmlns:mml="http://www.w3.org/1998/Math/MathML" xmlns:xlink="http://www.w3.org/1999/xlink">Δ</sup> min(M <sub xmlns:mml="http://www.w3.org/1998/Math/MathML" xmlns:xlink="http://www.w3.org/1999/xlink">T</sub> , M <sub xmlns:mml="http://www.w3.org/1998/Math/MathML" xmlns:xlink="http://www.w3.org/1999/xlink">R</sub> ), N = <sup xmlns:mml="http://www.w3.org/1998/Math/MathML" xmlns:xlink="http://www.w3.org/1999/xlink">Δ</sup> max(M <sub xmlns:mml="http://www.w3.org/1998/Math/MathML" xmlns:xlink="http://www.w3.org/1999/xlink">T</sub> , M <sub xmlns:mml="http://www.w3.org/1998/Math/MathML" xmlns:xlink="http://www.w3.org/1999/xlink">R</sub> ), κ = <sup xmlns:mml="http://www.w3.org/1998/Math/MathML" xmlns:xlink="http://www.w3.org/1999/xlink">Δ</sup> ⌈M/N-M⌉. While the DoF outer bound of d(M, N) is established for every M <sub xmlns:mml="http://www.w3.org/1998/Math/MathML" xmlns:xlink="http://www.w3.org/1999/xlink">T</sub> , M <sub xmlns:mml="http://www.w3.org/1998/Math/MathML" xmlns:xlink="http://www.w3.org/1999/xlink">R</sub> value, the achievability of d(M, N) DoF is established in general subject to a normalization with respect to spatial extensions, i.e., the scaling of the number of antennas at all nodes. In particular, we show that qd(M, N) DoF are achievable for the three-user qMT × qMR MIMO interference channel, for some positive integer q, which may be seen as a spatial extension factor. q is the scaling factor needed to make the value qd(M, N) an integer. Given spatial extensions, the achievability relies only on linear beamforming based interference alignment schemes and requires neither channel extensions nor channel variations in time or frequency. In the absence of spatial extensions, it is shown through examples how essentially the same interference alignment scheme may be applied over time-extensions over either constant or time-varying channels. The central new insight to emerge from this paper is the notion of subspace alignment chains as the DoF bottlenecks. The subspace alignment chains are instrumental both in identifying the extra dimensions to be provided by a genie to a receiver for the DoF outer bound, as well as in the construction of the optimal interference alignment schemes. The DoF value d(M, N) is a piecewise linear function of M, N, with either M or N being the bottleneck within each linear segment, whereas the other value contains some redundancy, i.e., it can be reduced without reducing the DoF. The corner points of these piecewise linear segments correspond to two sets, A={1/2, 2/3, 3/4, ...}and B={1/3, 3/5, 5/7, ...}. The set A contains all those values of M/N and only those values of M/N for which there is redundancy in both M and N, i.e., either can be reduced without reducing the DoF. The set B contains all those values of M/N and only those values of M/N for which there is no redundancy in either M or N, i.e., neither can be reduced without reducing the DoF. Because A and B represent settings with maximum and minimum redundancy, essentially they are the basis for the DoF outer bounds and inner bounds, respectively. Our results settle the question of feasibility of linear interference alignment, introduced previously by Cenk et al., for the three-user M <sub xmlns:mml="http://www.w3.org/1998/Math/MathML" xmlns:xlink="http://www.w3.org/1999/xlink">T</sub> × M <sub xmlns:mml="http://www.w3.org/1998/Math/MathML" xmlns:xlink="http://www.w3.org/1999/xlink">R</sub> MIMO interference channel, completely for all values of M <sub xmlns:mml="http://www.w3.org/1998/Math/MathML" xmlns:xlink="http://www.w3.org/1999/xlink">T</sub> , M <sub xmlns:mml="http://www.w3.org/1998/Math/MathML" xmlns:xlink="http://www.w3.org/1999/xlink">R</sub> . In particular, we show that the linear interference alignment problem (M <sub xmlns:mml="http://www.w3.org/1998/Math/MathML" xmlns:xlink="http://www.w3.org/1999/xlink">T</sub> × M <sub xmlns:mml="http://www.w3.org/1998/Math/MathML" xmlns:xlink="http://www.w3.org/1999/xlink">R</sub> , d) <sup xmlns:mml="http://www.w3.org/1998/Math/MathML" xmlns:xlink="http://www.w3.org/1999/xlink">3</sup> (as defined in previous paper by Cenk et al.) is feasible if and only if d ≤ d(M, N). With the exception of the values M/N ∈ B, and only with that exception, we show that for every M/N value there are proper systems (as defined by Cenk et al.) that are not feasible. Evidently the redundancy contained in all other values of M/N manifests itself as superfluous variables that are not discounted in the definition of proper systems, thus creating a discrepancy between proper and feasible systems. Our results show that M/N ∈ A are the only values for which there is no DoF benefit of joint processing among co-located antennas at the transmitters or receivers. This may also be seen as a consequence of the maximum redundancy in the M/N ∈ A settings.

This paper studies the impact of channel error on the achievable rate of symmetrical K-user multiple-input multiple-output linear interference alignment (IA) networks. The upper and lower bounds of the achievable sum rate are derived analytically with the assumption of orthonormal transmit precoders and receive filters designed from imperfect channel state information (CSI) over both the uncorrelated and correlated channels. For uncorrelated channels, quite tight lower and upper bounds are obtained. The impact of channel error on the degrees of freedom (DoF) and the DoF persistence conditions are also investigated. Results show that the DoF of IA networks persists only if the channel error decreases in an order higher than the signal-to-noise ratio. For correlated channel, the lower and upper bounds for one realization of IA are derived. The derived upper bound can be used to characterize the achievable rate approximately. Simulation results indicate that the achievable rate of IA network is influenced significantly by CSI uncertainty. The obtained analytical bounds provide an intuitive way to show the impact of channel error on the achievable rate and thus can help practical systems deign.

Interference Alignment in Multi-user MIMO Systems

The achievable degrees of freedom (DOF) in an interference relay channel are examined. We highlight some differences between two relaying strategies in two different setups. Namely, we study the DOF achieved using interference alignment and interference cancellation in a cognitive relay setup and in a half-duplex relay setup. The difference between the two setups is causality, which leads to a difference in the achievable DOF. We show that 3/2 DOF are achievable almost surely in a 3-user complex Gaussian interference relay channel with quasistatic channel coefficients and with one antenna at each node. This result holds for both the cognitive as well as for the more practical half-duplex non-cognitive relay. However, while this is achieved in the cognitive relay setup using one symbol duration, it needs two symbol extensions in the half-duplex case. On the other hand, we show that in the cognitive case, interference cancellation performs better than interference alignment, since it achieves 2 DOF almost surely. Moreover, interference cancellation achieves full, i.e. K DOF for a family of K-user interference channels with a cognitive relay. Interestingly, for the half-duplex setup the outcome is swapped. Here, interference alignment outperforms interference cancellation, since the latter achieves less than 3/2 DOF almost surely in the 3 user case.

Abstract. The electron density distribution of the low- and mid-latitude ionosphere has been investigated by the computerized tomography technique using a Generalized Singular Value Decomposition (GSVD) based algorithm. Model ionospheric total electron content (TEC) data obtained from the International Reference Ionosphere 2001 and slant relative TEC data measured at a chain of three stations receiving transit satellite transmissions in Alaska, USA are used in this analysis. The issue of optimum efficiency of the GSVD algorithm in the reconstruction of ionospheric structures is being addressed through simulation of the equatorial ionization anomaly (EIA), in addition to its application to investigate complicated ionospheric density irregularities. Results show that the Generalized Cross Validation approach to find the regularization parameter and the corresponding solution gives a very good reconstructed image of the low-latitude ionosphere and the EIA within it. Provided that some minimum norm is fulfilled, the GSVD solution is found to be least affected by considerations, such as pixel size and number of ray paths. The method has also been used to investigate the behaviour of the mid-latitude ionosphere under magnetically quiet and disturbed conditions.

In this paper we examine the use of generalized singular value decomposition (GSVD) for coordinated beamforming in MIMO systems. GSVD facilitates joint decomposition of a class of matrices arising inherently in source-to-2 destination MIMO broadcast scenarios. GSVD allows two channels of suitable dimensionality to be jointly diagonalized, i.e. to be reduced to non-interfering virtual broadcast channels, through the use of jointly determined transmit precoding and receiver reconstruction matrices. Potential applications for GSVD-based beamforming can be found in MIMO broadcasting, as well as in MIMO relaying under all amplify-and-forward, decode-and-forward, and code-and-forward relay processing schemes. Several of them are highlighted here. We also present simulation-based performance analysis results to justify the use of GSVD for coordinated beamforming.

Interference alignment is a key technique for communication scenarios with multiple interfering links. In several such scenarios, interference alignment was used to characterize the degrees of freedom of the channel. However, these degree-of-freedom capacity approximations are often too weak to make accurate predictions about the behavior of channel capacity at finite signal-to-noise ratios (SNRs). The aim of this paper is to significantly strengthen these results by showing that interference alignment can be used to characterize capacity to within a constant gap. We focus on real, time-invariant, frequency-flat X-channels. The only known solutions achieving the degrees of freedom of this channel are either based on real interference alignment or on layer-selection schemes. Neither of these solutions seems sufficient for a constant-gap capacity approximation. In this paper, we propose a new communication scheme and show that it achieves the capacity of the Gaussian X-channel to within a constant gap. To aid in this process, we develop a novel deterministic channel model. This deterministic model depends on the 1/2 log (SNR) most-significant bits of the channel coefficients rather than only the single most-significant bit used in conventional deterministic models. The proposed deterministic model admits a wider range of achievable schemes that can be translated to the Gaussian channel. For this deterministic model, we find an approximately optimal communication scheme. We then translate this scheme for the deterministic channel to the original Gaussian X-channel and show that it achieves capacity to within a constant gap. This is the first constant-gap result for a general, fully-connected network requiring interference alignment.