Multistrategy Progressive Adaptation for Generalized Open-Set Cross-Working Condition Fault Diagnosis in Rotating Machinery

Domain-transfer learning is a machine learning task to explore a source domain data set to help the learning problem in a target domain. Usually, the source domain has sufficient labeled data, while the target domain does not. In this paper, we propose a novel domain-transfer convolutional model by mapping a target domain data sample to a proxy in the source domain and applying a source domain model to the proxy for the purpose of prediction. In our framework, we firstly represent both source and target domains to feature vectors by two convolutional neural networks and then construct a proxy for each target domain sample in the source domain space. The proxy is supposed to be matched to the corresponding target domain sample convolutional representation vector well. To measure the matching quality, we proposed to maximize their squared-loss mutual information (SMI) between the proxy and target domain samples. We further develop a novel neural SMI estimator based on a parametric density ratio estimation function. Moreover, we also propose to minimize the classification error of both source domain samples and target domain proxies. The classification responses are also smoothened by manifolds of both the source domain and proxy space. By minimizing an objective function of SMI, classification error, and manifold regularization, we learn the convolutional networks of both source and target domains. In this way, the proxy of a target domain sample can be matched to the source domain data and thus benefits from the rich supervision information of the source domain. We design an iterative algorithm to update the parameters alternately and test it over benchmark data sets of abnormal behavior detection in video, Amazon product reviews sentiment analysis, etc.

Domain adaptation has become an attractive learning paradigm, as it can leverage source domains with rich labels to deal with classification tasks in an unlabeled target domain. A few recent studies develop domain adaptation approaches for graph-structured data. In the case of node classification task, current domain adaptation methods only focus on the closed-set setting, where source and target domains share the same label space. A more practical assumption is that the target domain may contain new classes that are not included in the source domain. Therefore, in this paper, we introduce a novel and challenging problem for graphs, i.e., open-set domain adaptive node classification, and propose a new approach to solve it. Specifically, we develop an algorithm for efficient knowledge transfer from a labeled source graph to an unlabeled target graph under a separate domain alignment (SDA) strategy, in order to learn discriminative feature representations for the target graph. Our goal is to not only correctly classify target nodes into the known classes, but also classify unseen types of nodes into an unknown class. Experimental results on real-world datasets show that our method outperforms existing methods on graph domain adaptation.

The concept of Industry 4.0 uses cyber-physical systems and the Internet of Things to create "smart factories" that enable automated and connected production. However, the complex and diverse nature of cyber-physical systems makes them vulnerable to physical threats, where any fault in their physical components can lead to serious consequences, from financial losses to human safety. To reduce the risk of such failures, it is essential to have techniques in place to monitor the condition of these physical components closely. In recent years, data-driven predictive maintenance methods have become common due to the growth in data and advancements in machine learning. This thesis focuses on fault diagnosis, a key part of predictive maintenance, which aims to detect and identify faults in physical components. Incorporating advanced techniques, including machine learning algorithms and sensor data analysis, enhanced fault diagnosis systems' accuracy and efficiency. However, several real-world barriers challenge the effectiveness of these techniques. This research is structured around three primary objectives. The first objective aims to establish an efficient fault diagnosis system that is highly sensitive to fault occurrences while being resilient to uncertainties such as variability in fault patterns and data imbalance. To address variability in fault patterns, we developed a multi-step approach integrating clustering techniques and an adaptive neuro-fuzzy inference system, which significantly improved diagnosis robustness even under noisy conditions. For imbalanced datasets, a two-step method was introduced, combining permutation entropy for fault detection and envelope analysis for fault isolation. This approach was enhanced by an automatic frequency band selection method leveraging wavelet transform and statistical criteria, resulting in high fault diagnosis accuracy and reliability, even with limited labeled faulty data. The second objective focuses on developing fault diagnosis systems that can maintain high performance despite domain shifts and limited training data in both source and target domains. To address the challenge of domain shifts, a transfer learning technique was introduced, and a systematic literature review was conducted. This study bridges a technical gap by providing a comprehensive taxonomy, state-of-the-art methods, and insights into the challenges of applying transfer learning to predictive maintenance. Additionally, a conceptual framework was proposed to explore scenarios for transferring diagnostic knowledge from different source domains to target domains with insufficient training datasets. In a subsequent study, a new diagnostic framework was developed using digital twins and partial transfer learning to address the lack of real training datasets in both source and target domains as well as label space inconsistencies between them. The framework includes a general approach for developing digital twins of real machines to generate synthetic diagnostic data as source domain data. Furthermore, by incorporating a deep learning network and a double-layer attention mechanism, a partial transfer learning diagnostic model was developed to transfer diagnostic knowledge from the digital twin to the real target domain despite label space inconsistencies. The proposed framework was validated through an industrial case study involving rolling bearings in rotating equipment. The third objective focuses on developing an efficient fault diagnosis system capable of maintaining reliability under unseen and evolving working conditions. To achieve this, a novel self-adaptive fault diagnosis system was proposed, incorporating the MAPE-K loop, a domain generalization network model, and digital twin technologies. This self-adaptive fault diagnosis system leverages the MAPE-K loop to adapt in real time to evolving working conditions. Digital twins were employed to continuously generate data aligned with the real system’s operational context, enabling accurate fault diagnosis in dynamic environments. The domain generalization network model enhances generalization to unseen target working conditions by addressing overfitting and feature loss through multi-domain data augmentation, adversarial learning, and domain discrepancy modules. Validation using multiple rotating machinery datasets demonstrated that the developed fault diagnosis system outperformed state-of-the-art methods across various scenarios. In summary, this dissertation proposes a comprehensive and practical approach to addressing variability in fault patterns, imbalance datasets, data scarcity, domain shifts, and unseen and evolving working conditions challenges in existing fault diagnosis systems.

Unsupervised domain adaptation aims to transfer knowledge from labeled source domain to unlabeled target domain. Recently, multisource domain adaptation (MDA) has begun to attract attention. Its performance should go beyond simply mixing all source domains together for knowledge transfer. In this article, we propose a novel prototype-based method for MDA. Specifically, for solving the problem that the target domain has no label, we use the prototype to transfer the semantic category information from source domains to target domain. First, a feature extraction network is applied to both source and target domains to obtain the extracted features from which the domain-invariant features and domain-specific features will be disentangled. Then, based on these two kinds of features, the named inherent class prototypes and domain prototypes are estimated, respectively. Then a prototype mapping to the extracted feature space is learned in the feature reconstruction process. Thus, the class prototypes for all source and target domains can be constructed in the extracted feature space based on the previous domain prototypes and inherent class prototypes. By forcing the extracted features are close to the corresponding class prototypes for all domains, the feature extraction network is progressively adjusted. In the end, the inherent class prototypes are used as a classifier in the target domain. Our contribution is that through the inherent class prototypes and domain prototypes, the semantic category information from source domains is transformed into the target domain by constructing the corresponding class prototypes. In our method, all source and target domains are aligned twice at the feature level for better domain-invariant features and more closer features to the class prototypes, respectively. Several experiments on public data sets also prove the effectiveness of our method.

Common domain adaptation techniques assume that the source domain and the target domain share an identical label space, which is problematic since when target samples are unlabeled we have no knowledge on whether the two domains share the same label space. When this is not the case, the existing methods fail to perform well because the additional unknown classes are also matched with the source domain during adaptation. In this paper, we tackle the open set domain adaptation problem under the assumption that the source and the target label spaces only partially overlap, and the task becomes when the unknown classes exist, how to detect the target unknown classes and avoid aligning them with the source domain. We propose to model the tail of the entropy distribution with Extreme Value Theory for unknown class detection, which has shown promising performance on conventional domain adaptation datasets, and the proposed method outperforms the state-of-the-art models in domain adaptation.

Unsupervised partial domain adaptation (PDA) is a unsupervised domain adaptation problem which assumes that the source label space subsumes the target label space. A critical challenge of PDA is the negative transfer problem, which is triggered by learning to match the whole source and target domains. To mitigate negative transfer, we note a fact that, it is impossible for a source sample of outlier classes to find a target sample of the same category due to the absence of outlier classes in the target domain, while it is possible for a source sample of shared classes. Inspired by this fact, we exploit the cycle inconsistency, i.e., category discrepancy between the original features and features after cycle transformations, to distinguish outlier classes apart from shared classes in the source domain. Accordingly, we propose to filter out source samples of outlier classes by weight suppression and align the distributions of shared classes between the source and target domains by adversarial learning. To learn accurate weight assignment for filtering out outlier classes, we design cycle transformations based on domain prototypes and soft nearest neighbor, where center losses are introduced in individual domains to reduce the intra-class variation. Experiment results on three benchmark datasets demonstrate the effectiveness of our proposed method.KeywordsUnsupervised partial domain adaptationNegative transferCycle inconsistency

Multisource unsupervised domain adaptation (MUDA) is an important and challenging topic for target classification with the assistance of labeled data in source domains. When we have several labeled source domains, it is difficult to map all source domains and target domain into a common feature space for classifying the targets well. In this article, a new progressive multisource domain adaptation network (PMSDAN) is proposed to further improve the classification performance. PMSDAN mainly consists of two steps for distribution alignment. First, the multiple source domains are integrated as one auxiliary domain to match the distribution with the target domain. By doing this, we can generally reduce the distribution discrepancy between each source and target domains, as well as the discrepancy between different source domains. It can efficiently explore useful knowledge from the integrated source domain. Second, to mine assistance knowledge from each source domain as much as possible, the distribution of the target domain is separately aligned with that of each source domain. A weighted fusion method is employed to combine the multiple classification results for making the final decision. In the optimization of domain adaption, weighted hybrid maximum mean discrepancy (WHMMD) is proposed, and it considers both the interclass and intraclass discrepancies. The effectiveness of the proposed PMSDAN is demonstrated in the experiments comparing with some state-of-the-art methods.

In pattern classification, we may have a few labeled data points in the target domain, but a number of labeled samples are available in another related domain (called the source domain). Transfer learning can solve such classification problems via the knowledge transfer from source to target domains. The source and target domains can be represented by heterogeneous features. There may exist uncertainty in domain transformation, and such uncertainty is not good for classification. The effective management of uncertainty is important for improving classification accuracy. So, a new belief-based bidirectional transfer classification (BDTC) method is proposed. In BDTC, the intraclass transformation matrix is estimated at first for mapping the patterns from source to target domains, and this matrix can be learned using the labeled patterns of the same class represented by heterogeneous domains (features). The labeled patterns in the source domain are transferred to the target domain by the corresponding transformation matrix. Then, we learn a classifier using all the labeled patterns in the target domain to classify the objects. In order to take full advantage of the complementary knowledge of different domains, we transfer the query patterns from target to source domains using the K-NN technique and do the classification task in the source domain. Thus, two pieces of classification results can be obtained for each query pattern in the source and target domains, but the classification results may have different reliabilities/weights. A weighted combination rule is developed to combine the two classification results based on the belief functions theory, which is an expert at dealing with uncertain information. We can efficiently reduce the uncertainty of transfer classification via the combination strategy. Experiments on some domain adaptation benchmarks show that our method can effectively improve classification accuracy compared with other related methods.

This paper addresses the problem of land-cover map updating by classification of multitemporal remote-sensing images in the context of domain adaptation (DA). The basic assumptions behind the proposed approach are twofold. The first one is that training data (ground reference information) are available for one of the considered multitemporal acquisitions (source domain) whereas they are not for the other (target domain). The second one is that multitemporal acquisitions (i.e., target and source domains) may be characterized by different sets of classes. Unlike other approaches available in the literature, the proposed DA Bayesian classifier based on maximum a posteriori decision rule (DA-MAP) automatically identifies whether there exist differences between the set of classes in the target and source domains and properly handles these differences in the updating process. The proposed method was tested in different scenarios of increasing complexity related to multitemporal image classification. Experimental results on medium-resolution and very high resolution multitemporal remote-sensing data sets confirm the effectiveness and the reliability of the proposed DA-MAP classifier.

In an indoor positioning system (IPS), transfer learning (TL) methods are commonly used to predict the location of mobile devices under the assumption that all training instances of the target domain are given in advance. However, this assumption has been criticized for its shortcomings in dealing with the problem of signal distribution variations, especially in a dynamic indoor environment. The reasons are: collecting a sufficient number of training instances is costly, the training instances may arrive online, the feature spaces of the target and source domains may be different, and negative knowledge may be transferred in the case of a redundant source domain. In this work, we proposed an online heterogeneous transfer learning (OHetTLAL) algorithm for IPS-based RSS fingerprinting to improve the positioning performance in the target domain by fusing both source and target domain knowledge. The source domain was refined based on the target domain to avoid negative knowledge transfer. The co-occurrence measure of the feature spaces (Cmip) was used to derive the homogeneous new feature spaces, and the features with higher weight values were selected for training the classifier because they could positively affect the location prediction of the target. Thus, the objective function was minimized over the new feature spaces. Extensive experiments were conducted on two real-world scenarios of datasets, and the predictive power of the different modeling techniques were evaluated for predicting the location of a mobile device. The results have revealed that the proposed algorithm outperforms the state-of-the-art methods for fingerprint-based indoor positioning and is found robust to changing environments. Moreover, the proposed algorithm is not only resilient to fluctuating environments but also mitigates the model's overfitting problem.

Curriculum learning-based domain generalization for cross-domain fault diagnosis with category shift

Open-set domain adaptive fault diagnosis based on supervised contrastive learning and a complementary weighted dual adversarial network

This paper introduces a new method to solve the cross-domain recognition problem. Different from the traditional domain adaption methods which rely on a global domain shift for all classes between the source and target domains, the proposed method is more flexible to capture individual class variations across domains. By adopting a natural and widely used assumption that the data samples from the same class should lay on an intrinsic low-dimensional subspace, even if they come from different domains, the proposed method circumvents the limitation of the global domain shift, and solves the cross-domain recognition by finding the joint subspaces of the source and target domains. Specifically, given labeled samples in the source domain, we construct a subspace for each of the classes. Then we construct subspaces in the target domain, called anchor subspaces, by collecting unlabeled samples that are close to each other and are highly likely to belong to the same class. The corresponding class label is then assigned by minimizing a cost function which reflects the overlap and topological structure consistency between subspaces across the source and target domains, and within the anchor subspaces, respectively. We further combine the anchor subspaces to the corresponding source subspaces to construct the joint subspaces. Subsequently, one-versus-rest support vector machine classifiers are trained using the data samples belonging to the same joint subspaces and applied to unlabeled data in the target domain. We evaluate the proposed method on two widely used datasets: 1) object recognition dataset for computer vision tasks and 2) sentiment classification dataset for natural language processing tasks. Comparison results demonstrate that the proposed method outperforms the comparison methods on both datasets.

In the field of remote sensing image classification, domain adaptation (DA) methods have been extensively utilized to overcome the challenges posed by data discrepancies between source and target domains that arise from varying imaging conditions, sensor differences, or geographical variations. Stemming from the existence of unseen classes in both the source and target domains, universal DA (UniDA) poses the greatest challenge that demands innovative solutions. Existing UniDA methods often overlook intra-domain variations within the target domain and face difficulties in distinguishing between similar known and unknown classes, which significantly hinder cross-domain transfer. To overcome these challenges, we propose a dual-classifier network tailored for cross-domain classification of remote sensing images, named <italic xmlns:mml="http://www.w3.org/1998/Math/MathML" xmlns:xlink="http://www.w3.org/1999/xlink">DCmix</i>. DCmix introduces a dual-classifiers network that utilizes both closed-set and open-set classifiers to improve the accuracy of identifying unknown sample classes. To our knowledge, this is the first attempt to introduce dual classifiers into the UniDA remote sensing image classification task. We further enhance the feature generalization capability of the target domain based on sample neighborhood relations, resulting in a more adaptable and robust feature representation. A cross-domain feature mixup scheme is also designed based on the consistency discrimination of the dual classifiers, achieving smoother decision boundaries and simpler hidden layer representations. Extensive experiments conducted on four hyperspectral image datasets and three RGB datasets prove that the introduced approach attains state-of-the-art performance in remote sensing image classification under the UniDA scenario.

Sensors are devices that output signals for sensing physical phenomena and are widely used in all aspects of our social production activities. The continuous recording of physical parameters allows effective analysis of the operational status of the monitored system and prediction of unknown risks. Thanks to the development of deep learning, the ability to analyze temporal signals collected by sensors has been greatly improved. However, models trained in the source domain do not perform well in the target domain due to the presence of domain gaps. In recent years, many researchers have used deep unsupervised domain adaptation techniques to address the domain gap between signals collected by sensors in different scenarios, i.e., using labeled data in the source domain and unlabeled data in the target domain to improve the performance of models in the target domain. This survey first summarizes the background of recent research on unsupervised domain adaptation with time series sensor data, the types of sensors used, the domain gap between the source and target domains, and commonly used datasets. Then, the paper classifies and compares different unsupervised domain adaptation methods according to the way of adaptation and summarizes different adaptation settings based on the number of source and target domains. Finally, this survey discusses the challenges of the current research and provides an outlook on future work. This survey systematically reviews and summarizes recent research on unsupervised domain adaptation for time series sensor data to provide the reader with a systematic understanding of the field.