Necessity of eigenstate thermalisation for equilibration towards unique expectation values when starting from generic initial states

We consider a realistic nonequilibrium protocol, where a quantum system in thermal equilibrium is suddenly subjected to an external force. Due to this force, the system is driven out of equilibrium and the expectation values of certain observables acquire a dependence on time. Eventually, upon switching off the external force, the system unitarily evolves under its own Hamiltonian and, as a consequence, the expectation values of observables equilibrate towards specific constant long-time values. Summarizing our main results, we show that, in systems which violate the eigenstate thermalization hypothesis (ETH), this long-time value exhibits an intriguing dependence on the strength of the external force. Specifically, for weak external forces, i.e., within the linear response regime, we show that expectation values thermalize to their original equilibrium values, despite the ETH being violated. In contrast, for stronger perturbations beyond linear response, the quantum system relaxes to some nonthermal value which depends on the previous nonequilibrium protocol. While we present theoretical arguments which underpin these results, we also numerically demonstrate our findings by studying the real-time dynamics of two low-dimensional quantum spin models.

There is a dichotomy in the nonequilibrium dynamics of quantum many body systems. In the presence of integrability, expectation values of local operators equilibrate to values described by a generalized Gibbs ensemble, which retains extensive memory about the initial state of the system. On the other hand, in generic systems such expectation values relax to stationary values described by the thermal ensemble, fixed solely by the energy of the state. At the heart of understanding this dichotomy is the eigenstate thermalization hypothesis (ETH): individual eigenstates in nonintegrable systems are thermal, in the sense that expectation values agree with the thermal prediction at a temperature set by the energy of the eigenstate. In systems where ETH is violated, thermalization can be avoided. Thus establishing the range of validity of ETH is crucial in understanding whether a given quantum system thermalizes. Here we study a simple model with confinement, the quantum Ising chain with a longitudinal field, in which ETH is violated. Despite an absence of integrability, there exist rare (nonthermal) states that persist far into the spectrum. These arise as a direct consequence of confinement: pairs of particles are confined, forming new `meson' excitations whose energy can be extensive in the system size. We show that such states are nonthermal in both the continuum and in the low-energy spectrum of the corresponding lattice model. We highlight that the presence of such states within the spectrum has important consequences, with certain quenches leading to an absence of thermalization and local observables evolving anomalously.

The eigenstate thermalization hypothesis provides one picture of thermalization in a quantum system by looking at individual eigenstates. However, it is also important to consider how local observables reach equilibrium values dynamically. Quench protocol is one of the settings to study such questions. A recent numerical study [Ba\~nuls, Cirac, and Hastings, Phys. Rev. Lett. 106, 050405 (2007)] of a nonintegrable quantum Ising model with longitudinal field under such a quench setting found different behaviors for different initial quantum states. One particular case called the ``weak-thermalization'' regime showed apparently persistent oscillations of some observables. Here we provide an explanation of such oscillations. We note that the corresponding initial state has low energy density relative to the ground state of the model. We then use perturbation theory near the ground state and identify the oscillation frequency as essentially a quasiparticle gap. With this quasiparticle picture, we can then address the long-time behavior of the oscillations. Upon making additional approximations which intuitively should only make thermalization weaker, we argue that the oscillations nevertheless decay in the long-time limit. As part of our arguments, we also consider a quench from a BEC to a hard-core boson model in one dimension. We find that the expectation value of a single-boson creation operator oscillates but decays exponentially in time, while a pair-boson creation operator has oscillations with a ${t}^{\ensuremath{-}3/2}$ decay in time. We also study dependence of the decay time on the density of bosons in the low-density regime and use this to estimate decay time for oscillations in the original spin model.

We investigate the eigenstate thermalization hypothesis (ETH) of highly excited descendant states in two-dimensional large central charge c conformal field theory. We use operator product expansion of twist operators to calculate the short interval expansions of entanglement entropy and relative entropy for an interval of length ℓ up to order ℓ12. Using these results to ensure ETH of a heavy state when compared with the canonical ensemble state up to various orders of c, we get the constraints on the expectation values of the first few quasiprimary operators in the vacuum conformal family at the corresponding order of c. Similarly, we also obtain the constraints from the expectation values of the first few Korteweg-de Vries charges. We check these constraints for some types of special descendant excited states. Among the descendant states we consider, we find that at most only the leading order ones of the ETH constraints can be satisfied for the descendant states that are slightly excited on top of a heavy primary state. Otherwise, the ETH constraints are violated for the descendant states that are heavily excited on top of a primary state.

We explore the possibility of a single field quasi-de Sitter inflationary model with general initial state for primordial fluctuations. In this paper, first we compute the power spectrum and the bispectrum of scalar perturbations with coherent state as the initial state. We find that a large class of coherent states are indistinguishable from the Bunch-Davies vacuum state and hence consistent with the current observations. In case of a more general initial state built over Bunch-Davies vacuum state, we show that the constraints on the initial state from observed power spectrum and local bispectrum are relatively weak and for quasi-de Sitter inflation a large number of initial states are consistent with the current observations. However, renormalizability of the energy-momentum tensor of the fluctuations constraints the initial state further.

Quantum localization within an energy-shell of a closed quantum system stands in contrast to the ergodic assumption of Boltzmann, and to the corresponding eigenstate thermalization hypothesis. The familiar case is the real-space "Anderson localization" and its many-body Fock-space version. We use the term "Hilbert-space localization" in order to emphasize the more general phase-space context. Specifically, we introduce a unifying picture that extends the semiclassical perspective of Heller, which relates the localization measure to the probability of return. We illustrate our approach by considering several systems of experimental interest, referring in particular to the Bosonic Josephson tunneling junction. We explore the dependence of the localization measure on the initial state, and on the strength of the many-body interactions using a novel recursive projection method.

Studies of Eigenstate Thermalization Hypothesis (ETH) in two-dimensional CFTs call for calculation of the expectation values of local operators in highly excited energy eigenstates. This can be done efficiently by representing zero modes of these operators in terms of the Virasoro algebra generators. In this paper we present a pedagogical introduction explaining how this calculation can be performed analytically or using computer algebra. We illustrate the computation of zero modes by a number of examples and list explicit expressions for all local operators from the vacuum family with the dimension of less or equal than eight. Finally, we derive an explicit expression for the quantum KdV generator Q7 in terms of the Virasoro algebra generators. The obtained results can be used for quantitative studies of ETH at finite value of central charge.

We studied the evolution of Wightman correlator in a thermalizing state modeled by AdS_3-Vaidya background. We gave a prescription for calculating Wightman correlator in coordinate space without using any approximation. For equal-time correlator $\langle O(v,x)O(v,0)\rangle$, we obtained an enhancement factor $v^2$ due to long range correlation present in the initial state. This was missed by previous studies based on geodesic approximation. We found that the long range correlation in initial state does not lead to significant modification to thermalization time as compared to known results with generic initial state. We also studied spatially integrated Wightman correlator and showed evidence on the distinction between long distance and small momentum physics for an out-of-equilibrium state. We also calculated radiation spectrum of particle weakly coupled to $O$ and found lower frequency mode approaches thermal spectrum faster than high frequency mode.

We consider a discrete-time quantum walk W_{t,\kappa} at time t on a graph with joined half lines J_\kappa, which is composed of \kappa half lines with the same origin. Our analysis is based on a reduction of the walk on a half line. The idea plays an important role to analyze the walks on some class of graphs with symmetric initial states. In this paper, we introduce a quantum walk with an enlarged basis and show that W_{t,\kappa} can be reduced to the walk on a half line even if the initial state is asymmetric. For W_{t,\kappa}, we obtain two types of limit theorems. The first one is an asymptotic behavior of W_{t,\kappa} which corresponds to localization. For some conditions, we find that the asymptotic behavior oscillates. The second one is the weak convergence theorem for W_{t,\kappa}. On each half line, W_{t,\kappa} converges to a density function like the case of the one-dimensional lattice with a scaling order of t. The results contain the cases of quantum walks starting from the general initial state on a half line with the general coin and homogeneous trees with the Grover coin.

Integrable systems do not obey the strong eigenstate thermalization hypothesis (ETH), which has been proposed as a mechanism of thermalization in isolated quantum systems. It has been suggested that an integrable system reaches a steady state described by a generalized Gibbs ensemble (GGE) instead of thermal equilibrium. We prove that a generalized version of the strong ETH holds for noninteracting integrable systems with translation invariance. Our generalized ETH states that any pair of energy eigenstates with similar values of local conserved quantities looks similar with respect to local observables, such as local correlations. This result tells us that an integrable system relaxes to a GGE for any initial state that has subextensive fluctuations of macroscopic local conserved quantities. Contrary to the previous derivations of the GGE, it is not necessary to assume the cluster decomposition property for an initial state.

We review selected advances in the theoretical understanding of complex quantum many-body systems with regard to emergent notions of quantum statistical mechanics. We cover topics such as equilibration and thermalisation in pure state statistical mechanics, the eigenstate thermalisation hypothesis, the equivalence of ensembles, non-equilibration dynamics following global and local quenches as well as ramps. We also address initial state independence, absence of thermalisation, and many-body localisation. We elucidate the role played by key concepts for these phenomena, such as Lieb–Robinson bounds, entanglement growth, typicality arguments, quantum maximum entropy principles and the generalised Gibbs ensembles, and quantum (non-)integrability. We put emphasis on rigorous approaches and present the most important results in a unified language.

Minimal attractors in digraph system models of neuronal networks

Phase matching condition for quantum search with a generalized initial state

We derive a necessary and sufficient condition for the thermalization of a local observable in a closed quantum system which offers an alternative explanation, independent of the eigenstate thermalization hypothesis, for the thermalization process. We also show that this approach is useful to investigate thermalization based on a finite-size scaling of numerical data. The condition follows from an exact representation of the observable as a sum of a projection onto the local conserved charges of the system and a projection onto the non-local ones. We show that thermalization requires that the time average of the latter part vanishes in the thermodynamic limit while time and statistical averages for the first part are identical. As an example, we use this thermalization condition to analyze exact diagonalization data for a one-dimensional spin model. We find that local correlators do thermalize in the thermodynamic limit although we find no indications that the eigenstate thermalization hypothesis applies.

We revisit certain aspects of thermalization in 2D CFT. In particular, we consider similarities and differences between the time dependence of correlation functions in various states in rational and non-rational CFTs. We also consider the distinction between global and local thermalization and explain how states obtained by acting with a diffeomorphism on the ground state can appear locally thermal, and we review why the time-dependent expectation value of the energy-momentum tensor is generally a poor diagnostic of global thermalization. Since all 2D CFTs have an infinite set of commuting conserved charges, generic initial states might be expected to give rise to a generalized Gibbs ensemble rather than a pure thermal ensemble at late times. We construct the holographic dual of the generalized Gibbs ensemble and show that, to leading order, it is still described by a BTZ black hole. The extra conserved charges, while rendering $c < 1$ theories essentially integrable, therefore seem to have little effect on large-$c$ conformal field theories.