On Transfer Learning Techniques for Machine Learning

Domain-transfer learning is a machine learning task to explore a source domain data set to help the learning problem in a target domain. Usually, the source domain has sufficient labeled data, while the target domain does not. In this paper, we propose a novel domain-transfer convolutional model by mapping a target domain data sample to a proxy in the source domain and applying a source domain model to the proxy for the purpose of prediction. In our framework, we firstly represent both source and target domains to feature vectors by two convolutional neural networks and then construct a proxy for each target domain sample in the source domain space. The proxy is supposed to be matched to the corresponding target domain sample convolutional representation vector well. To measure the matching quality, we proposed to maximize their squared-loss mutual information (SMI) between the proxy and target domain samples. We further develop a novel neural SMI estimator based on a parametric density ratio estimation function. Moreover, we also propose to minimize the classification error of both source domain samples and target domain proxies. The classification responses are also smoothened by manifolds of both the source domain and proxy space. By minimizing an objective function of SMI, classification error, and manifold regularization, we learn the convolutional networks of both source and target domains. In this way, the proxy of a target domain sample can be matched to the source domain data and thus benefits from the rich supervision information of the source domain. We design an iterative algorithm to update the parameters alternately and test it over benchmark data sets of abnormal behavior detection in video, Amazon product reviews sentiment analysis, etc.

The concept of Industry 4.0 uses cyber-physical systems and the Internet of Things to create "smart factories" that enable automated and connected production. However, the complex and diverse nature of cyber-physical systems makes them vulnerable to physical threats, where any fault in their physical components can lead to serious consequences, from financial losses to human safety. To reduce the risk of such failures, it is essential to have techniques in place to monitor the condition of these physical components closely. In recent years, data-driven predictive maintenance methods have become common due to the growth in data and advancements in machine learning. This thesis focuses on fault diagnosis, a key part of predictive maintenance, which aims to detect and identify faults in physical components. Incorporating advanced techniques, including machine learning algorithms and sensor data analysis, enhanced fault diagnosis systems' accuracy and efficiency. However, several real-world barriers challenge the effectiveness of these techniques. This research is structured around three primary objectives. The first objective aims to establish an efficient fault diagnosis system that is highly sensitive to fault occurrences while being resilient to uncertainties such as variability in fault patterns and data imbalance. To address variability in fault patterns, we developed a multi-step approach integrating clustering techniques and an adaptive neuro-fuzzy inference system, which significantly improved diagnosis robustness even under noisy conditions. For imbalanced datasets, a two-step method was introduced, combining permutation entropy for fault detection and envelope analysis for fault isolation. This approach was enhanced by an automatic frequency band selection method leveraging wavelet transform and statistical criteria, resulting in high fault diagnosis accuracy and reliability, even with limited labeled faulty data. The second objective focuses on developing fault diagnosis systems that can maintain high performance despite domain shifts and limited training data in both source and target domains. To address the challenge of domain shifts, a transfer learning technique was introduced, and a systematic literature review was conducted. This study bridges a technical gap by providing a comprehensive taxonomy, state-of-the-art methods, and insights into the challenges of applying transfer learning to predictive maintenance. Additionally, a conceptual framework was proposed to explore scenarios for transferring diagnostic knowledge from different source domains to target domains with insufficient training datasets. In a subsequent study, a new diagnostic framework was developed using digital twins and partial transfer learning to address the lack of real training datasets in both source and target domains as well as label space inconsistencies between them. The framework includes a general approach for developing digital twins of real machines to generate synthetic diagnostic data as source domain data. Furthermore, by incorporating a deep learning network and a double-layer attention mechanism, a partial transfer learning diagnostic model was developed to transfer diagnostic knowledge from the digital twin to the real target domain despite label space inconsistencies. The proposed framework was validated through an industrial case study involving rolling bearings in rotating equipment. The third objective focuses on developing an efficient fault diagnosis system capable of maintaining reliability under unseen and evolving working conditions. To achieve this, a novel self-adaptive fault diagnosis system was proposed, incorporating the MAPE-K loop, a domain generalization network model, and digital twin technologies. This self-adaptive fault diagnosis system leverages the MAPE-K loop to adapt in real time to evolving working conditions. Digital twins were employed to continuously generate data aligned with the real system’s operational context, enabling accurate fault diagnosis in dynamic environments. The domain generalization network model enhances generalization to unseen target working conditions by addressing overfitting and feature loss through multi-domain data augmentation, adversarial learning, and domain discrepancy modules. Validation using multiple rotating machinery datasets demonstrated that the developed fault diagnosis system outperformed state-of-the-art methods across various scenarios. In summary, this dissertation proposes a comprehensive and practical approach to addressing variability in fault patterns, imbalance datasets, data scarcity, domain shifts, and unseen and evolving working conditions challenges in existing fault diagnosis systems.

A Robust Transfer Dictionary Learning Algorithm for Industrial Process Monitoring

In an indoor positioning system (IPS), transfer learning (TL) methods are commonly used to predict the location of mobile devices under the assumption that all training instances of the target domain are given in advance. However, this assumption has been criticized for its shortcomings in dealing with the problem of signal distribution variations, especially in a dynamic indoor environment. The reasons are: collecting a sufficient number of training instances is costly, the training instances may arrive online, the feature spaces of the target and source domains may be different, and negative knowledge may be transferred in the case of a redundant source domain. In this work, we proposed an online heterogeneous transfer learning (OHetTLAL) algorithm for IPS-based RSS fingerprinting to improve the positioning performance in the target domain by fusing both source and target domain knowledge. The source domain was refined based on the target domain to avoid negative knowledge transfer. The co-occurrence measure of the feature spaces (Cmip) was used to derive the homogeneous new feature spaces, and the features with higher weight values were selected for training the classifier because they could positively affect the location prediction of the target. Thus, the objective function was minimized over the new feature spaces. Extensive experiments were conducted on two real-world scenarios of datasets, and the predictive power of the different modeling techniques were evaluated for predicting the location of a mobile device. The results have revealed that the proposed algorithm outperforms the state-of-the-art methods for fingerprint-based indoor positioning and is found robust to changing environments. Moreover, the proposed algorithm is not only resilient to fluctuating environments but also mitigates the model's overfitting problem.

In pattern classification, we may have a few labeled data points in the target domain, but a number of labeled samples are available in another related domain (called the source domain). Transfer learning can solve such classification problems via the knowledge transfer from source to target domains. The source and target domains can be represented by heterogeneous features. There may exist uncertainty in domain transformation, and such uncertainty is not good for classification. The effective management of uncertainty is important for improving classification accuracy. So, a new belief-based bidirectional transfer classification (BDTC) method is proposed. In BDTC, the intraclass transformation matrix is estimated at first for mapping the patterns from source to target domains, and this matrix can be learned using the labeled patterns of the same class represented by heterogeneous domains (features). The labeled patterns in the source domain are transferred to the target domain by the corresponding transformation matrix. Then, we learn a classifier using all the labeled patterns in the target domain to classify the objects. In order to take full advantage of the complementary knowledge of different domains, we transfer the query patterns from target to source domains using the K-NN technique and do the classification task in the source domain. Thus, two pieces of classification results can be obtained for each query pattern in the source and target domains, but the classification results may have different reliabilities/weights. A weighted combination rule is developed to combine the two classification results based on the belief functions theory, which is an expert at dealing with uncertain information. We can efficiently reduce the uncertainty of transfer classification via the combination strategy. Experiments on some domain adaptation benchmarks show that our method can effectively improve classification accuracy compared with other related methods.

Sensors are devices that output signals for sensing physical phenomena and are widely used in all aspects of our social production activities. The continuous recording of physical parameters allows effective analysis of the operational status of the monitored system and prediction of unknown risks. Thanks to the development of deep learning, the ability to analyze temporal signals collected by sensors has been greatly improved. However, models trained in the source domain do not perform well in the target domain due to the presence of domain gaps. In recent years, many researchers have used deep unsupervised domain adaptation techniques to address the domain gap between signals collected by sensors in different scenarios, i.e., using labeled data in the source domain and unlabeled data in the target domain to improve the performance of models in the target domain. This survey first summarizes the background of recent research on unsupervised domain adaptation with time series sensor data, the types of sensors used, the domain gap between the source and target domains, and commonly used datasets. Then, the paper classifies and compares different unsupervised domain adaptation methods according to the way of adaptation and summarizes different adaptation settings based on the number of source and target domains. Finally, this survey discusses the challenges of the current research and provides an outlook on future work. This survey systematically reviews and summarizes recent research on unsupervised domain adaptation for time series sensor data to provide the reader with a systematic understanding of the field.

DT-LET: Deep transfer learning by exploring where to transfer

Many sleep studies suffer from the problem of insufficient data to fully utilize deep neural networks as different labs use different recordings set ups, leading to the need of training automated algorithms on rather small databases, whereas large annotated databases are around but cannot be directly included into these studies for data compensation due to channel mismatch. This work presents a deep transfer learning approach to overcome the channel mismatch problem and transfer knowledge from a large dataset to a small cohort to study automatic sleep staging with single-channel input. We employ the state-of-the-art SeqSleepNet and train the network in the source domain, i.e. the large dataset. Afterwards, the pretrained network is finetuned in the target domain, i.e. the small cohort, to complete knowledge transfer. We study two transfer learning scenarios with slight and heavy channel mismatch between the source and target domains. We also investigate whether, and if so, how finetuning entirely or partially the pretrained network would affect the performance of sleep staging on the target domain. Using the Montreal Archive of Sleep Studies (MASS) database consisting of 200 subjects as the source domain and the Sleep-EDF Expanded database consisting of 20 subjects as the target domain in this study, our experimental results show significant performance improvement on sleep staging achieved with the proposed deep transfer learning approach. Furthermore, these results also reveal the essential of finetuning the feature-learning parts of the pretrained network to be able to bypass the channel mismatch problem.

Recently, deep neural networks have achieved great success in bearing fault diagnosis. Most existing methods are developed under the assumption that the bearing vibration signals are collected under the same machine operating conditions. However, bearing fault diagnosis under cross-domain conditions will suffer from domain shift problems if the neural network is only trained with the source domain data. Moreover, acquiring enough labeled data from the target domain will be expensive and time-consuming. To address the above problems, this paper proposes an end-to-end multi-adversarial cross-domain neural network for bearing fault diagnosis, which takes labeled source domain data and unlabeled target domain data to achieve the cross-domain bearing fault diagnosis under cross-load conditions and cross-machine conditions. The proposed method employs multi-adversarial training to automatically extract the domain-invariant features from source and target domains instead of manually designing features, which combines domain-adversarial learning and mini-max entropy adversarial learning to adversarially reduce the domain discrepancy between the source and target domains and alleviate the class misalignment problem. The results of the cross-load and the cross-machine experiments prove the effectiveness of the proposed method, and the proposed method provides a promising tool for cross-domain bearing fault diagnosis.

Multi-source adversarial transfer learning for ultrasound image segmentation with limited similarity

Bearing is one of the core components of any rotating machine, and its failure is widespread. This reason drives continuous monitoring and detecting bearing faults during machine operation to warn operators and prevent unforeseen damage. This paper proposes an intelligent Passive Thermography (PTG) based fault diagnosis technique for detection of bearing faults using Convolutional Neural Network (CNN) with Transfer Learning (TL) under varying working conditions. The validation of the proposed method has been done on three different datasets; bearing test rig dataset has been taken as a source domain data while Induction Motor (IM), and Machine Fault Simulator (MFS) datasets have been taken as target domain data. The proposed method enables and speeds up the training process of CNN towards accurate adaptation for fault diagnosis approach in the escalated time frame. The experimental results demonstrated that the suggested approach could successfully learn transferable characteristics from the source domain model, which can cope with the issue of limited availability of training data required for the target domain. The classification accuracy on the target domain dataset were varied in the range of 89 -95.4 % in the case of the IM dataset and 96.5-97.5% in the case of the MFS dataset. Moreover, it shows the benefits of the suggested method, which may be utilized as an effective non-invasive diagnostic tool for rotating machines to avoid unexpected system shutdowns.

Preoperative diagnosis of gastric cancer and primary gastric lymphoma is challenging and has important clinical significance. Inspired by the inductive reasoning learning of the human brain, transfer learning can improve diagnosis performance of target task by utilizing the knowledge learned from the other domains (source domain). However, most studies focus on single-source transfer learning and may lead to model performance degradation when a large domain shift exists between the single-source domain and target domain. By simulating the multi-modal information learning and transfer mechanism of human brain, this study designed a multisource transfer learning feature extraction and classification framework, which can enhance the prediction performance of the target model by using multisource medical data (domain). First, this manuscript designs a feature extraction network that takes the maximum mean difference based on the Wasserstein distance as an adaptive measure of probability distribution and extracts the domain-specific invariant representations between source and target domain data. Then, aiming at the random generation of parameters bringing uncertainties to prediction accuracy and generalization ability of extreme learning machine network, the 1-norm regularization is used to implement sparse constraints of the output weight matrix and improve the robustness of the model. Finally, some experiments are carried out on the data of two medical centers. The experimental results show that the area under curves (AUCs) of the method are 0.958 and 0.929 in the two validation cohorts, respectively. The method in this manuscript can provide doctors with a better diagnostic reference, which has certain practical significance.

Unsupervised domain adaptation aims to transfer knowledge from labeled source domain to unlabeled target domain. Recently, multisource domain adaptation (MDA) has begun to attract attention. Its performance should go beyond simply mixing all source domains together for knowledge transfer. In this article, we propose a novel prototype-based method for MDA. Specifically, for solving the problem that the target domain has no label, we use the prototype to transfer the semantic category information from source domains to target domain. First, a feature extraction network is applied to both source and target domains to obtain the extracted features from which the domain-invariant features and domain-specific features will be disentangled. Then, based on these two kinds of features, the named inherent class prototypes and domain prototypes are estimated, respectively. Then a prototype mapping to the extracted feature space is learned in the feature reconstruction process. Thus, the class prototypes for all source and target domains can be constructed in the extracted feature space based on the previous domain prototypes and inherent class prototypes. By forcing the extracted features are close to the corresponding class prototypes for all domains, the feature extraction network is progressively adjusted. In the end, the inherent class prototypes are used as a classifier in the target domain. Our contribution is that through the inherent class prototypes and domain prototypes, the semantic category information from source domains is transformed into the target domain by constructing the corresponding class prototypes. In our method, all source and target domains are aligned twice at the feature level for better domain-invariant features and more closer features to the class prototypes, respectively. Several experiments on public data sets also prove the effectiveness of our method.

Timely and accurate crop mapping is crucial for providing essential data support for agricultural production management. Reliable ground truth samples form the foundation for crop mapping using remote sensing imagery, a task that presents significant challenges in regions with limited sample availability. To address this issue, this study evaluates instance-based transfer learning methods, using the Hexi Corridor as a case study to explore crop mapping strategies in areas with scarce samples. High-confidence pixels from the United States Cropland Data Layer (CDL), along with high-density time series data derived from Sentinel-1, Sentinel-2, and Landsat-8 satellite imagery, as well as key vegetation indices, were selected as training samples for the source domain. Various algorithms, including Random Forest (RF), Extreme Gradient Boosting (XGBoost), and TrAdaBoost, were employed to transfer knowledge from the source domain to the target domain for crop type mapping. The results demonstrated that during the transfer learning process using only source domain data—without utilizing any target domain data—the overall classification accuracy reached 73.88%, with optimal accuracies for maize and alfalfa at 88.97% and 85.23%, respectively. As target domain data were gradually incorporated, the total accuracy for all models ranged from 0.77 to 0.92, with F1-scores ranging from 0.76 to 0.92, showing a consistent improvement in model performance. This study highlights the feasibility of employing transfer learning for crop mapping in the Hexi Corridor, demonstrating its potential to reduce labeling costs for target domain samples and providing a valuable reference for crop mapping in regions with limited sample availability.

In the problem of domain transfer learning, we learn a model for the predic-tion in a target domain from the data of both some source domains and the target domain, where the target domain is in lack of labels while the source domain has sufficient labels. Besides the instances of the data, recently the attributes of data shared across domains are also explored and proven to be very helpful to leverage the information of different domains. In this paper, we propose a novel learning framework for domain-transfer learning based on both instances and attributes. We proposed to embed the attributes of dif-ferent domains by a shared convolutional neural network (CNN), learn a domain-independent CNN model to represent the information shared by dif-ferent domains by matching across domains, and a domain-specific CNN model to represent the information of each domain. The concatenation of the three CNN model outputs is used to predict the class label. An iterative algo-rithm based on gradient descent method is developed to learn the parameters of the model. The experiments over benchmark datasets show the advantage of the proposed model.