Phantom cell realization in LTE and its performance analysis

How many small cell (SC) access points (APs) are required to guarantee a chosen quality of service in a heterogeneous network? In this chapter, we answer this question considering two different network models. The first is the downlink of a finite-area SC network where the locations of APs within the chosen area are uniformly distributed. A key step in obtaining the closed-form expressions is to generalize the well-accepted moment matching approximation for the linear combination of lognormal random variables. For the second model, we focus on a two-layer downlink heterogeneous network with frequency reuse-1 hexagonal macro cells (MCs), and SC APs that are placed at locations that do not meet a chosen quality of service from macro base stations (BSs). An important property of this model is that the SC AP locations are coupled with the MC coverage. Here, simple bounds for the average total interference within an MC makes the formulation possible for the percentage of MC area in outage, as well as the required average number of SCs (per MC) to overcome outage, assuming isolated SCs. Introduction Heterogeneous cellular networks (HCNs) are being considered as an efficient way to improve system capacity as well as effectively enhance network coverage [1, 2]. Comprising multiple layers of access points (APs), HCNs encompass a conventional macro cellular network (first layer) overlaid with a diverse set of small cells (SCs) (higher layers). Cell deployment is an important problem in heterogeneous networks, both in terms of the number and positioning of the SCs. Traditional network models are either impractically simple (such as the Wyner model [3]) or excessively complex (e.g., the general case of random user locations in a hexagonal lattice network [4]) to accurately model SC networks. A useful mathematical model that accounts for the randomness in SC locations and irregularity in the cells uses spatial point processes, such as Poisson point process (PPP), to model the location of SCs in the network [5–10]. The independent placement of SCs from the MC layer, has the advantage of analytical tractability and leads to many useful SINR and/or rate expressions. However, even assuming that wireless providers would deploy SCs to support mobile broadband services, the dominant assumption remains that SCs are deployed randomly and independent of the MC layer [11].

This paper focuses on the multi‐pair amplify‐and‐forward massive multiple‐input multiple‐output (MIMO) relay enabled two‐tier heterogeneous cellular networks in terms of aggregate spectral efficiency (SE), where the macro cells are overlaid with dense small cells. Specially, the maximum ratio combining/maximal ratio transmission and zero‐forcing processing schemes are employed at massive MIMO relay, respectively. The macro base stations located in the center of the cells are equipped with massive MIMO antenna array, while the randomly distributed macro users (MUs), small cell base stations, and small cell users are equipped with single antenna. The positions of MUs, small cell users and small cell base stations are modelled as independent Poisson point processes. For such two‐tier heterogeneous cellular networks, to obtain the aggregate SE in target cell, we first formulate the end‐to‐end signal‐to‐interference noise ratios for a communication pair as well as the expression of power amplification factor at target macro base stations so that the total spectrum efficiency per cell is formulated. Then, by employing stochastic geometry, the closed‐form expressions of the power amplification factor and the expectation of the reciprocal of the equivalent end‐to‐end signal‐to‐interference noise ratios are achieved. With these results, we derive the lower bounds of SEs for maximum ratio combining/maximal ratio transmission and zero‐forcing schemes. The derivations display a clear perspective about the impact of network parameters on the system‐level performance, which includes macro cell radius, small cell radius, macro cell guard radius, the mean number of MUs per cell and so on. To achieve optimal (or suboptimal) system performance, we find that the radius of small cell should be less than the guard radius. For the guard radius, there exists an upper bound, only under which the increase of the guard radius would contribute to the improvement of SE. At the same time, our results show that with given network parameters, especially the guard radius and the small cell radius, there exists a unique greatest lower bound in terms of macro cell radius. When the macro cell radius is less than the greatest lower bound, the aggregate SE is increasing with the macro cell radius. On the contrary, the achievable aggregate SE saturates to the corresponding constant, approximately. In addition, the greatest lower bound of the macro cell radius is the function of the guard radius and the small cell radius. Copyright © 2016 John Wiley & Sons, Ltd.

Storaci-Mobile phone communication has become heart of the Global economic development over past decade. As the number of users (human as well as devices) grow exponentially with each year, there is an immense need to increase capacity and throughput with minimum possible upgradation in vast existing network. The 4G-LTE cellular network capacity can be increased by massive deployment of small cells and leveraging very high frequency bands in conjunction with a Macro cell. The presence and usage of small (Phantom) cells are dynamically controlled by a Macro cell. The connection between user equipment (UE) and small cell nodes is achieved by using control and user (C/U) planes splitted at radio link. It can achieve high capacity enhancement by massive deployment of small cells. NS-3 simulations were carried out and results shows capacity enhancement and throughput.

The use of small cell deployments in heterogeneous network (HetNet) environments is expected to be a key feature of 4G networks and beyond, and essential for providing higher user throughput and cell-edge coverage. However, due to different coverage sizes of macro and pico base stations (BSs), such a paradigm shift introduces additional requirements and challenges in dense networks. Among these challenges is the handover performance of user equipment (UEs), which will be impacted especially when high velocity UEs traverse picocells. In this paper, we propose a coordination-based and context-aware mobility management (MM) procedure for small cell networks using tools from reinforcement learning. Here, macro and pico BSs jointly learn their long-term traffic loads and optimal cell range expansion, and schedule their UEs based on their velocities and historical rates (exchanged among tiers). The proposed approach is shown to not only outperform the classical MM in terms of UE throughput, but also to enable better fairness. In average, a gain of up to 80% is achieved for UE throughput, while the handover failure probability is reduced up to a factor of three by the proposed learning based MM approaches.

To meet the subscribers ever increasing traffic demand, micro and macro base stations are being deployed excessively. As the traffic pattern varies according to the user's behavior, the deployment of micro and macro base stations plays a vital role in saving energy while maintaining the traffic demand of the subscribers. A macro base station consumes more than double the energy than a micro base station. Due to the space and time characteristics of the traffic, the BS cannot allocate resources effectively, which results in wasting energy consumption and low energy efficiency. Therefore, energy saving through deployment of base stations play a significant role to increase the energy efficiency. In this paper, the user traffic pattern is determined and the resources needed to fulfill the traffic are analyzed and finally the deployment strategies for the base stations are formulated.
 Since the base stations are fully loaded only for few hours a day, energy saving on the stations during low traffic will be significant. The energy saving schemes saved up to 18.8 % of energy in macro and 26.9 % of energy in micro BS. So, it would be more efficient to implement a heterogeneous network with more micro cells with energy saving schemes than just macro base stations.

We develop a framework for downlink heteroge- neous cellular networks with line-of-sight (LoS) and non-line- of- sight (NLoS) transmissions. Using stochastic geometry, we derive a tight approximation of the achievable downlink rate that enables us to compare the performance between densifying small cells and expanding base station (BS) antenna arrays. Interestingly, we find that adding small cells into a sparse network improves the achievable rate much faster than expanding antenna arrays at the macro BS. However, when the small cell density exceeds a critical threshold, the spacial densification will lose its benefits and further impair the network capacity. To this end, we present the optimal small cell density that maximizes the rate as practical deployment guidance. In contrast, expanding macro BS antenna array can always increase the capacity until reaching an upper bound caused by pilot contamination, and this bound also surpasses the peak rate obtained from deployment of small cells. Therefore, small cells are preferred for low rate requirements due to the rapid rate gain, and the massive MIMO is preferred for higher rate requirements due to better achievable rate.

Heterogeneous networks (HetNets) are expected to be a key feature of long-term evolution (LTE)-advanced networks and beyond and are essential for providing ubiquitous broadband user throughput. However, due to different coverage ranges of base stations (BSs) in HetNets, the handover performance of a user equipment (UE) may be significantly degraded, especially in scenarios where high-velocity UE traverse through small cells. In this article, we propose a context-aware mobility management (MM) procedure for small cell networks, which uses reinforcement learning techniques and inter-cell coordination for improving the handover and throughput performance of UE. In particular, the BSs jointly learn their long-term traffic loads and optimal cell range expansion and schedule their UE based on their velocities and historical data rates that are exchanged among the tiers. The proposed approach is shown not only to outperform the classical MM in terms of throughput but also to enable better fairness. Using the proposed learning-based MM approaches, the UE throughput is shown to improve by 80% on the average, while the handover failure probability is shown to reduce up to a factor of three.

Heterogeneous Networks (HetNets) have gained the attraction of the communication industry recently, due to their promising ability to enhance the performance of future broadband Fifth Generation (5G) networks and are integral parts of 5G systems. They can be viewed in multi-dimensional space where, each slice represents a unique tier that has its own Base Station (BS)s and User Equipment (UE)s. Different tiers cooperate with each other for their mutual benefit. Data can be interactively exchanged among the tiers, and UEs have the flexibility to switch between the tiers. The cells in such a heterogeneous cellular networks have variable sizes, shapes, and coverage regions. However, in HetNets with ultra dense BSs, the distance between them gets very small and, they suffer from very high levels of mutual interference. To improve the performance of HetNets, we have done multiple contributions in this dissertation. First, we have developed analytical derivations for optimizing pilot sequence length which is a very crucial factor in acquiring the Channel State Information (CSI) and the channel estimation process in general. Poisson Point Process (PPP) has been widely used to allocate BSs among various tiers so far. However, BS locations obtained using PPP approach may not be optimum to reduce interference. Therefore, in this dissertation, BSs locations are optimized to reduce the interference and improve the coverage and received signal power. Also, we have derived expressions for static UEs coverage probability and network energy efficiency in HetNets. A proper UE association algorithm for HetNets is a great challenge. The classic max-Signal to Interference and Noise Ratio (SINR) or max-received signal strength (RSS) user association algorithms are inappropriate solutions for HetNets as UEs in this context will tend to connect to the Macro BS, which is the one with the highest signal power. A severe load imbalance and significant inefficiency arises and impacts the performance. The aforementioned algorithms tend to associate UEs to BSs with the best received signal power or signal quality. In HetNets, usually Macro BSs are the ones transmitting the strongest signals; hence most UEs tend to associate with the Macro BS leaving Micro BSs with less load. Also, the conventional max-SINR and max-RSS algorithms do not provide adequate results in multi-tier systems. We suggest two centralized algorithms, LSTD and RTLB, for an even UE association to provide fair load distribution. However RTLB outperforms LSTD in real time scenarios as it easily and quickly adapts to rapid network changes. Furthermore, we consider the mobility of nodes. We derive coverage probability for moving UEs considering both handover and no handover scenarios. Proposed algorithms are fast enough to associate the moving users to different Micro and Macro BSs appropriately in real time. Our algorithms are proved to be feasible and provide a path towards attainable future communication systems.

The hierarchical macro/femto cell WiMAX networks are observed to be quite promising for mobile operators as it improves their network coverage and capacity at the outskirt of the macro cell. However, this new technology introduces increased number of macro/femto handoff which inturn may affect the system performance. Users moving with high velocity or undergoing real-time transmission suffers degraded performace due to huge number of unnecessary macro/femto handoff. Our proposed handoff decision algorithm eliminates the unnecessary handoff while balancing the load of the macro and femto cells. The performance of the proposed algorithm is analyzed using Continuous Time Markov Chain (CTMC) Model. In addition, we have also contributed a method to determine the balanced threshold level of the received signal strength (RSS) from macro base station (BS). The balanced threshold level provides equal load distribution to the macro and femto BSs. The balanced threshold level is evaluated based on the distant location of the femto cells for small scaled networks. Numerical analysis shows that threshold level above the balanced threhold results in higher load distribution to the femto BSs.KeywordsHierarchical WiMAX NetworksHandoffContinuous Time Markov ChainQoS ManagementLoad Balancing

The application of unmanned aerial vehicles (UAV) as base station (BS) is gaining popularity. In this paper, we consider maximization of the overall data rate by intelligent deployment of UAV BS in the downlink of a cellular system. We investigate a reinforcement learning (RL)-aided approach to optimize the position of flying BSs mounted on board UAVs to support a macro BS (MBS). We propose an algorithm to avoid collision between multiple UAVs undergoing exploratory movements and to restrict UAV BSs movement within a predefined area. Q-learning technique is used to optimize UAV BS position, where the reward is equal to sum of user equipment (UE) data rates. We consider a framework where the UAV BSs carry out exploratory movements in the beginning and exploitary movements in later stages to maximize the overall data rate. Our results show that a cellular system with three UAV BSs and one MBS serving 72 UE reaches 69.2% of the best possible data rate, which is identified by brute force search. Finally, the RL algorithm is compared with a K-means algorithm to study the need of accurate UE locations. Our results show that the RL algorithm outperforms the K-means clustering algorithm when the measure of imperfection is higher. The proposed algorithm can be made use of by a practical MBS–UAV BSs–UEs system to provide protection to UAV BSs while maximizing data rate.

In this paper, we focus on heterogeneous networks (HetNet) where low-power remote radio head (RRH) nodes are deployed within the coverage area of an existing macro network, aiming at offloading traffic from the macro cell to small cells. To improve the data rate both for users served by macro base stations (BSs) and those by RRH nodes, this paper proposes a joint selection interference control (JSIC) based scheme, where each user equipment (UE) in the cell feeds its channel state information back to the corresponding BS based on the best companion cluster (BCC) method. After sharing users' information through the high-speed backhaul, macro-BS and RRH node make beam and UE selection simultaneously in order to avoid too much interference. To compare with JSIC-based scheme, we also discuss a related work prioritized selection interference control (PSIC)-based scheme. Simulation results show that JSIC-based scheme has a better performance of total throughput than PSIC-based scheme, providing fairness between macro users and RRH-users.

<p>Fifth-generation (5G) wireless networks and beyond will be heterogeneous in nature, with a mixture of macro and micro radio cells. In this scenario where high power macro base stations (MBS) coexist with low power micro base stations (mBS), it is challenging to ensure optimal usage of radio resources to serve users with a multitude of quality of service (QoS) requirements. Typical signal to interference and noise ratio (SINR)-based user allocation protocols unfairly assign more users to the high power MBS, starving mBS. There have been many attempts in the literature to forcefully assign users to mBS with limited success. In this paper, we take a different approach using second order statistics of user data, which is a better indicator of traffic fluctuations. We propose a new algorithm for user association to the appropriate base station (BS) by utilizing the standard deviation of the overall network load. This is done through an exhaustive search of the best user equipment (UE)-BS combinations that provide a global minimum to the standard deviation. This would correspond to the optimum number of UEs assigned to every BS, either macro or micro. We have also derived new expressions for coverage probability and network energy efficiency for analytical performance evaluation. Simulation results prove the validity of our proposed methods to balance the network load, improve data rate, average energy efficiency, and coverage probability with superior performance compared with other algorithms.</p>

Considering a heterogeneous network where both macro base station (BS) and small cell (SC) nodes are equipped with massive number of antennas, this paper studies the performance for multiple-input multiple-output downlinks when the macro and small cells share the same spectrum, and hence interfere with each other. Suppose that the large-scale antenna arrays at both macro BS and SC nodes employ maximum-ratio transmission (MRT) or zero-forcing transmission (ZFT) precoding, and transmit data streams to served users simultaneously. A new pilot reuse pattern among SCs is proposed for channel estimation. Taking into account imperfect channel state information (CSI), capacity lower bounds for MRT and ZFT are derived, respectively, in closed-form expressions involving only statistical CSI, followed by asymptotic analyses for massive arrays under specific power scaling laws. Subsequently, two user scheduling algorithms, greedy scheduling and asymptotical scheduling algorithm (ASA), are proposed based on derived capacity lower bounds and asymptotic analyses, respectively. ASA is demonstrated to be a near optimal in the asymptotic regime and has low complexity. Finally, the derived closed-form expressions are verified to be accurate predictors of the system performance by Monte Carlo simulations. Numerical results demonstrate the effectiveness of the asymptotic analysis and proposed user scheduling schemes.

Heterogeneous networks (HetNets) composed of macrocells and small cells are expected to improve the transmission performance of users significantly. Designing efficient resource allocation schemes, specifically, bandwidth allocation and power allocation schemes for HetNets is of particular importance for it may affect user quality of service (QoS) and network performance severely. In this paper, we consider the resource allocation problem of a HetNet composed of a macrocell and a number of femtocells and propose a resource characteristic and user QoS oriented bandwidth and power allocation algorithm for the femto base stations (FBSs) which share spectrum with the macro base station. By taking into account the service requirements of the femto user equipments (FUEs) and the bandwidth resource characteristics of the network, various bandwidth resource allocation schemes are proposed. Particularly, in the case of slightly insufficient bandwidth resource, we propose a bankruptcy game based bandwidth resource allocation algorithm for the FBSs, and solve the bandwidth allocation problem by means of Shapley value method. To stress the tradeoff between data rate and power consumption, we examine the energy efficiency of the FBSs and formulate the power allocation problem as a multi-objective optimization problem with the objectives of maximizing the energy efficiency of all the FBSs. The optimal power allocation strategy can be obtained by solving the optimization problem via ideal point method and generic algorithm. Simulation results demonstrate the efficiency of the proposed algorithm.

Interference alignment (IA) in heterogeneous networks (HetNet) is a promising technology that can achieve a significant increase of network capacity. However, there are some issues on IA in HetNet. One of them is that each pico base station (BS) requires a large number of transmit antennas, because it tries to align all inter-pico interference. In actual environments, the strength of inter-pico interference varies depending on the distance between pico cells, i.e., inter-pico interference from the remote pico cell is much smaller than that from the close one, so that aligning all interference is not necessarily the best. In addition, the residual interference from macro BS that is not eliminated by IA may decrease the capacity. In this paper, we propose 1) to reduce the required number of transmit antennas at pico BS by clustering pico cells based on the strength of inter-pico interference and 2) to apply combined weight, that comprises ZF (zero forcing) weight and MMSE (minimum mean square error) weight, to pico user equipment (UE) so as to mitigate the residual interference that is not eliminated perfectly by IA. Simulation results show that by applying combined weight to pico UEs, the capacity increases compared to the case of applying only ZF weight, and that the average rate per pico cell normalized by the required number of transmit antennas at each pico BS, that is, the rate per transmit antenna can be increased with pico cell clustering, which indicates that each pico BS can utilize its transmit antennas more efficiently.