Reconfigurable Intelligent Surface for FDD Systems: Design and Optimization

With the development of the next generation of mobile networks, new research challenges have emerged, and new technologies have been proposed to address them. On the other hand, reconfigurable intelligent surface (RIS) technology is being investigated for partially controlling wireless channels. RIS is a promising technology for improving signal quality by controlling the scattering of electromagnetic waves in a nearly passive manner. Heterogeneous networks (HetNets) are another promising technology that is designed to meet the capacity requirements of the network. RIS technology can be used to improve system performance in the context of HetNets. This study investigates the applications of reconfigurable intelligent surfaces (RISs) in heterogeneous downlink networks (HetNets). Due to the network densification, the small cell base station (SBS) interferes with the macrocell users (MUEs). In this paper, we utilise RIS to mitigate cross-tier interference in a HetNet via directional beamforming by adjusting the phase shift of the RIS. We consider RIS-assisted heterogeneous networks consisting of multiple SBS nodes and MUEs that utilise both direct paths and reflected paths. Therefore, the aim of this study is to maximise the sum rate of all MUEs by jointly optimising the transmit beamforming of the macrocell base station (MBS) and the phase shift of the RIS. An efficient RIS reflecting coefficient-based optimisation (RCO) is proposed based on a successive convex approximation approach. Simulation results are provided to show the effectiveness of the proposed scheme in terms of its sum rate in comparison with the scheme HetNet without RIS and the scheme HetNet with RIS but with random phase shifts.

A hybrid PSO-GWO-based phase shift design for a hybrid-RIS-aided heterogeneous network system

In this paper, we explore the use of reconfigurable intelligent surface (RIS) in unmanned aerial vehicle (UAV) based multiuser downlink communications, where a flying UAV serves multiple single antenna users through multiple RISs mounted on various buildings. More specifically, we consider the selection of RISs based on the outdated and imperfect channel state information (CSI) of the composite UAV-RIS-User channels at the UAV. After selection process, the UAV communicates to the user via the selected RISs and also with the direct link. Particularly, we derive an infinite series based expression for selection probability of RISs under both the outdated and imperfect CSI of composite channels based selection scheme. We also derive the statistical distribution of instantaneously received signal-to-noise ratio (SNR) under outdated and imperfect CSI conditions of both the direct and composite links at the user. Next, using the derived statistics, we analyze the network’s performance in terms of the average coverage probability (ACP) and average bit error rate (ABER) over the complete UAV flight time. Moreover, we discuss the behavior of ACP and ABER for very small and very large values of UAV transmit power, respectively. It is depicted through numerical results that selecting more RISs from a group of small-sized RISs may not be as advantageous as selecting fewer RISs from a group of large-sized RISs. Moreover, we also demonstrate the effect of several system parameters such as number of RIS reflecting elements, number of selected RISs, the severity of UAV-RIS and RIS-User links, and the severity of imperfect and outdated CSI on the network’s performance. The analytical results are corroborated with Monte-Carlo simulations.

In cellular systems, deploying a large number of antennas at the base station (BS), also called massive multiple-input multiple-output (MIMO), can offer a huge improvement in system throughput. This performance gain achieved through coherent beamforming highly depends on having accurate channel state information (CSI) at the BS. Initially, massive MIMO was considered promising only for time division duplexing (TDD) systems because the downlink training overhead in frequency division duplexing (FDD) systems could be large. To reduce the overhead in FDD systems, we propose efficient eigenspace training and precoding. In the downlink training, the prebeamforming matrix is designed based on the spatial fading correlation to probe the channel and minimize the mean squared error (MSE) in channel estimation. In data transmission, the precoding matrix is designed based on instantaneous CSI to manage the inter-user interference. Our algorithms achieve significant savings in the downlink training because the overhead is associated with the dimension of prebeamforming matrix and no longer limited by the number of BS antennas. Compared with joint spatial division and multiplexing, our algorithms offer much lower MSE and, under some conditions, higher sum rates.

The wireless communication field is growing tremendously. To achieve the key requirements of future wireless networks, reconfigurable intelligent surface (RIS) assisted communication is a new research direction. RIS consists of more passive reflectors, and it can direct the signal towards the desired user by adjusting the phase shift of passive elements, hence signal-to-noise ratio (SNR) can be improved. The ideal RIS can compensate the channel effects completely. Practically, the compensation of each and every phase of RIS elements is very difficult. In this work, an algorithm for intelligent discrete phase shifter assisted RIS is developed. The proposed algorithm is tested with one-bit and two-bit discrete phase shifters. Discrete phase shifter maps the required phase of RIS elements to discrete phase levels and steers the beam. Through simulations, it is observed that the increase in discrete phase levels and RIS elements offers performance similar to ideal RIS assisted communication.

In this letter, a novel application method of reconfigurable intelligent surfaces (RIS) is proposed, which installs a RIS on an unmanned aerial vehicle (UAV) rather than fixed to buildings. When the location information of the eavesdropper is unknown, the UAV’s rapid deployment and RIS’s ability to change the transmission channel are utilized to dynamically optimize the UAV’s flight trajectory and RIS’s phase shift. The trajectory of the UAV and phase shift of the RIS are optimized to avoid the risk of potential eavesdropping and improve the average downlink secrecy rate of the system. This letter utilizes Q-learning and Deep Q-network (DQN) algorithms to solve the problem. Experiments show that RIS can reduce the flight distance of the UAV on the premise of ensuring security. The scenarios where the two algorithms are applicable are analyzed, and the DQN algorithm is more suitable for the scenarios of large state and action spaces. Also, the experimental results imply that the RIS-assisted UAV improves the average downlink secrecy rate and system security.

This paper proposes a scheme for enhancing covert communication in cognitive radio networks (CRNs) using a reconfigurable intelligent surface (RIS), which ensures that transmissions by secondary users (SUs) remains statistically undetectable by adversaries (e.g., wardens like Willie). However, there exist stringent challenges in CRNs due to the dual constraints of avoiding detection and preventing harmful interference to primary users (PUs). Leveraging the RIS’s ability to dynamically reconfigure the wireless propagation environment, our scheme jointly optimizes the SU’s transmit power, communication block length, and RIS’s passive beamforming (phase shifts) to maximize the effective covert throughput (ECT) under rigorous covertness constraints quantified by detection error probability or relative entropy while strictly adhering to PU interference limits. Crucially, the RIS configuration is explicitly designed to simultaneously enhance signal quality at the legitimate SU receiver and degrade signal quality at the warden, thereby relaxing the inherent trade-off between covertness and throughput imposed by the fundamental square root law. Furthermore, we analyze the impact of unequal transmit prior probabilities (UTPPs), demonstrating their superiority over equal priors (ETPPs) in flexibly balancing throughput and covertness, and extend the framework to practical scenarios with Poisson packet arrivals typical of IoT networks. Extensive results confirm that RIS assistance significantly boosts ECT compared to non-RIS baselines and establishes the RIS as a key enabler for secure and spectrally efficient next-generation cognitive networks.

Reconfigurable intelligent surface (RIS) has shown its potential in terahertz (THz) communications, due to its capability to expand coverage and compensate for the severe attenuation of THz signals. This paper investigates a large-scale RIS-assisted THz communications system in the near-field. Nevertheless, the beam squint effect of RIS, caused by the frequency-independent phase shifting circuit, results in severe array gain loss across the wide bandwidth. While true time delays (TTDs) that generate frequency-dependent phase shifts can mitigate beam squint, they often suffer from high power consumption. To address the drawback, we introduce a set of fixed true time delays (FTTDs) with low power consumption and low insertion loss for the RIS. These FTTDs, shared by the elements of RIS, can generate frequency-dependent phase shifts, thereby addressing the beam squint effect. To overcome the limitation of FTTDs being unable to change delays, we propose a dynamic architecture that consists of a switch network and two-layer phase shifters, allowing the elements of RIS to select the FTTDs. Subsequently, we analyze the theoretical array gain of the proposed FTTD-equipped RIS and determine the minimum number of FTTDs required for effective mitigation. Then, we formulate a problem of maximizing the achievable rate and propose a two-stage algorithm. Specifically, in the first stage, we obtain the optimal wideband beamforming design for both the BS and the RIS. In the second stage, we approximate this optimal design with the beamforming design from our proposed architecture. Finally, simulation results demonstrate that our proposed RIS design, with a small number of FTTDs, can achieve a near-optimal achievable rate and higher energy efficiency.

In this article, the physical layer security (PLS) is investigated for reconfigurable intelligent surface (RIS)-aided wireless communication systems, where one RIS is deployed to assist the communications between a pair of transmitter (Alice) and receiver (Bob), under a passive eavesdropper (Eve) attack. For the Eve, different from the bounded channel state information uncertainty model, the distribution of the Eve's location is introduced into the wiretap link. In the proposed system, considering that the Eve can overhear signals transmitted from Alice or reflected by the RIS, two scenarios are studied for RIS-aided secure communication systems: one is that the Eve distributes close to Alice without the RIS orientation, and the other is that the Eve locates close to Bob and in the presence of the RIS. After investigating the probability distribution functions of the Eve's location and the wiretap link, the novel cumulative density functions (CDFs) of the received signal-to-noise ratios (SNRs) at the Eves are, respectively, derived for the two considered scenarios, taking into account the effects of RIS reflection coefficients, pathloss, and Eve's location distribution. The closed-form expressions for the probability of the nonzero secrecy capacity and the ergodic secrecy capacity are obtained, providing insights into the impact of the Eve's location uncertainty and the RIS design on the secrecy performance. Moreover, based on the derived CDFs for received SNRs at Eves, the secrecy outage probabilities are, respectively, analyzed. Specifically, under the constraint of the secrecy outage probability, the closed forms of the minimum required SNRs at Bob and the number of RIS elements are also obtained. Simulation and analytical results corroborate the derived expressions and reveal the tradeoff between the system's energy efficiency and the number of RIS elements.

Backscatter communication (BC) has emerged as a pivotal wireless communication paradigm owing to its low-power and cost-effective characteristics. However, BC faces various challenges from its low signal detection rate to its security vulnerabilities. Recently, reconfigurable intelligent surfaces (RIS) have surfaced as a transformative technology addressing power and communication performance issues in BC. However, the potential of RIS in addressing the security challenges of BC remains uncharted. This paper investigates the secrecy performance of RIS-aided BC, where all channels are distributed according to the Fisher-Snedecor <inline-formula xmlns:mml="http://www.w3.org/1998/Math/MathML" xmlns:xlink="http://www.w3.org/1999/xlink"><tex-math notation="LaTeX">$\mathcal {F}$</tex-math></inline-formula> distribution. Specifically, we consider a RIS with <inline-formula xmlns:mml="http://www.w3.org/1998/Math/MathML" xmlns:xlink="http://www.w3.org/1999/xlink"><tex-math notation="LaTeX">$N$</tex-math></inline-formula> reflecting elements to help a backscatter device (BD) establish a smart environment and enhance the secrecy performance in BC. Due to the nature of BC systems, our analysis considers two possible scenarios (i) in the absence of direct links and (ii) in the presence of direct links. In both cases, we first derive compact analytical expressions of the probability density function (PDF) and cumulative distribution function (CDF) for the received signal-to-noise ratio (SNR) at both a legitimate receiver and an eavesdropper. Then, to analyze the secrecy performance, we further derive analytical expressions of the average secrecy capacity (ASC) and secrecy outage probability (SOP) for both mentioned scenarios. In addition, regarding the importance of system behavior in a high SNR regime, we provide an asymptotic analysis of the SOP and ASC. Eventually, the Monte-Carlo simulation is used to validate the analytical results, revealing that utilizing RIS can greatly improve the secrecy performance of the BC system relative to traditional BC setups that do not incorporate RIS.

Reconfigurable intelligent surfaces (RISs) represent a pioneering technology to realize smart electromagnetic environments by reshaping the wireless channel. Jointly designing the transceiver and RIS relies on the channel state information (CSI), whose feedback has not been investigated in multi-RIS-assisted frequency division duplexing systems. In this study, the limited feedback of the RIS-assisted wireless channel is examined by capitalizing on the ability of the RIS in channel customization. By configuring the phase shifters of the surfaces using statistical CSI, we customize a sparse channel in rich-scattering environments, which significantly reduces the feedback overhead in designing the transceiver and RISs. Since the channel is customized in terms of singular value decomposition (SVD) with full-rank, the optimal SVD transceiver can be approached without a matrix decomposition and feeding back the complete channel parameters. The theoretical spectral efficiency (SE) loss of the proposed transceiver and RIS design is derived by considering the limited CSI quantization. To minimize the SE loss, a bit partitioning algorithm that splits the limited number of bits to quantize the CSI is developed. Extensive numerical results show that the channel customization-based transceiver with reduced CSI can achieve satisfactory performance compared with the optimal transceiver with full CSI. Given the limited number of feedback bits, the bit partitioning algorithm can minimize the SE loss by adaptively allocating bits to quantize the channel parameters.

Reconfigurable intelligent surface (RIS)-aided communication has been regarded as one of the promising technologies for future wireless networks with regards to controlling the propagation environment and enhancing the quality of the end-to-end communication links. In this study, considering the importance of index modulation (IM) and RIS-aided schemes in 6G networks, first, an RIS-aided orthogonal frequency division multiplexing (OFDM)-IM system design is proposed. Previous studies focusing on RIS-aided OFDM systems are based on an ideal reflection model, where the constant amplitude and variable phase shift of the RIS are independent of the frequency of the incoming signal. However, in realistic applications, this ideal RIS model may not be accurate since both the phase shift and amplitude of RIS elements depend on the frequency, which makes their effect significant, especially for wideband systems. Therefore, this study primarily considers a practical RIS model through designing the RIS reflection coefficients for OFDM-IM systems. In order to further enhance the bit error rate (BER) performance of the RIS-aided OFDM-IM system, an exhaustive search-based optimization algorithm that maximizes the average minimum Euclidean distance (AMED) within the subblocks is also proposed. Moreover, extensive computer simulation results are produced in order to illustrate the performance improvement of the proposed algorithm over the reference algorithms in the literature. The proposed AMED-based reflection coefficient design algorithm provides better BER performance for RIS-aided OFDM-IM systems concerning the presented algorithms.

In this paper, a novel framework for guaranteeing ultra-reliable millimeter wave (mmW) communications using multiple artificial intelligence (AI)-enabled reconfigurable intelligent surfaces (RISs) is proposed. The use of multiple AI-powered RISs allows changing the propagation direction of the signals transmitted from a mmW access point (AP) thereby improving coverage particularly for non-line-of-sight (NLoS) areas. However, due to the possibility of highly stochastic blockage over mmW links, designing an intelligent controller to jointly optimize the mmW AP beam and RIS phase shifts is a daunting task. In this regard, first, a parametric risk-sensitive episodic return is proposed to maximize the expected bitrate and mitigate the risk of mmW link blockage. Then, a closed-form approximation of the policy gradient of the risk-sensitive episodic return is analytically derived. Next, the problem of joint beamforming for mmW AP and phase shift control for mmW RISs is modeled as an identical payoff stochastic game within a cooperative multi-agent environment, in which the agents are the mmW AP and the RISs. Two centralized and distributed controllers are proposed to control the policies of the mmW AP and RISs. To <italic xmlns:mml="http://www.w3.org/1998/Math/MathML" xmlns:xlink="http://www.w3.org/1999/xlink">directly</i> find a near optimal solution, the parametric functional-form policies for the controllers are modeled using deep recurrent neural networks (RNNs). The deep RNN-based controllers are then trained based on the derived closed-form gradient of the risk-sensitive episodic return. It is proved that the gradient update algorithm converges to the same locally optimal parameters as the deep RNN-based centralized and distributed controllers. Simulation results show that the error between the policies of the optimal and the RNN-based controllers is less than 1.5%. Moreover, the variance of the achievable rates resulting from the deep RNN-based controllers is 60% less than the variance of the risk-averse baseline.

Energy efficiency (EE) is one of the most important metrics for the beyond fifth generation (B5G) and the future sixth generation (6G) wireless networks. Reconfigurable intelligent surface (RIS) has been widely focused on EE enhancement for wireless networks because it is power-saving, programmable, and easy to be deployed. However, RIS is generally passive and thus difficult to obtain corresponding full channel state information (CSI), which severely impacts the EE enhancement of RIS-assisted wireless communications. To solve this problem, in this paper we propose the new single-active-antenna combined RIS transmitter structure, which can replace traditional multiple antennas to reduce hardware cost and power consumption. Based on the single-active-antenna combined RIS structure, we develop the Dumb RIS-Assisted Random Beamforming (Darb)-based Joint RIS-Elements and Transmit-power optimizAtion (Jeta) scheme, where dumb RIS randomly changes its phase shift according to isotropic distribution only depending on the CSI feedback from users to RIS-assisted transmitter. Then, we jointly design the number of RIS elements and optimize the transmit power to maximize the EE of RIS-assisted wireless communications. Simulation results show that compared with the traditional multi-antenna system, our developed Darb-based-Jeta scheme can significantly increase the EE without the full CSI.

This paper studies the coexistence of enhanced mobile broadband (eMBB) and ultra-reliable and low-latency communication (URLLC) services in a cellular network that is assisted by a reconfigurable intelligent surface (RIS). The system model consists of one base station (BS) and one RIS that is deployed to enhance the performance of both eMBB and URLLC in terms of the achievable data rate and reliability, respectively. We formulate two optimization problems, a time slot basis eMBB allocation problem and a mini-time slot basis URLLC allocation problem. The eMBB allocation problem aims at maximizing the eMBB sum rate by jointly optimizing the power allocation at the BS and the RIS phase-shift matrix while satisfying the eMBB rate constraint. On the other hand, the URLLC allocation problem is formulated as a multi-objective problem with the goal of maximizing the URLLC admitted packets and minimizing the eMBB rate loss. This is achieved by jointly optimizing the power and frequency allocations along with the RIS phase-shift matrix. In order to avoid the violation in the URLLC latency requirements, we propose a novel framework in which the RIS phase-shift matrix that enhances the URLLC reliability is proactively designed at the beginning of the time slot. For the sake of solving the URLLC allocation problem, two algorithms are proposed, namely, an optimization-based URLLC allocation algorithm and a heuristic algorithm. The simulation results show that the heuristic algorithm has a low time complexity, which makes it practical for real-time and efficient multiplexing between eMBB and URLLC traffic. In addition, using only 60 RIS elements, we observe that the proposed scheme achieves around 99.99% URLLC packets admission rate compared to 95.6% when there is no RIS, while also achieving up to 70% enhancement on the eMBB sum rate.