Dual-Function System for Area Surveillance and Multi-User Communications with FDA-MIMO

We consider a dual-function radar communication (DFRC) system employing frequency hopping (FH) radar waveforms. Each communication symbol is represented by a phase-modulated pulse sequence that multiplies the radar hops in fast-time and transmitted from a multiple-input multiple-output radar platform. In this respect, the DFRC system considered follows the code-shift keying (CSK) signal embedding strategy. The phase modulations include phase-shift keying (PSK), derivative PSK, and continuous phase modulation. The CSK pulse sequences and the FH code are jointly designed to reduce range sidelobe levels (RSLs) and combat range sidelobes modulation. It is shown that the joint optimization using the genetic algorithm yields desired CSK sequences and FH code matrix with less computational complexity compared to the exhaustive search algorithm. The power spectral density and detection performance of various DFRC systems are analyzed, underscoring the tradeoff between RSLs and spectral sidelobe levels. The proposed DFRC system with optimum phase sequences and hopping code achieves high data communication rates by permitting frequencies to be reused in the radar hops.

We present a dual-function radar communication (DFRC) system applying signal embedding through a code shift keying (CSK) strategy. The information symbol is phase encoded into a sequence and then modulated by the continuous phase modulation (CPM) before embedding into frequency hopping (FH) radar sub-pulses. The CPM modulated communication symbol phase coded sequence is multiplied with the FH radar waveforms in fast-time and transmitted through multiple-input multiple-output (MIMO) radar platforms. We address the problem of range sidelobe modulation (RSM) and propose the design of the optimum CSK sequences to reduce the degree of change in the range sidelobe levels (RSLs) of the ambiguity function (AF). It is shown that the optimum CSK sequences yield significant reduction in the RSLs of the DFRC system. They also maintain the same degree of correlation between FH sub-pulses regardless of the communication symbol sequences embedded. Additionally, the proposed DFRC system with the optimized waveform design provides good spectrum containment and achieves high communication data rates.

Application of LFM-CPM signal into a DFRC system based on circulating code array

Dual-function radar-communication (DFRC) system has recently been proposed to enable the co-design of radar and wireless communications, which in turn alleviates the increased spectrum congestion crisis. DFRC system exploits the transmit beamforming technique and waveform diversity, the combination of which enables the system to embed information in radar emission. In this paper, directional modulation (DM) based on dual-function radar communication system is proposed. To achieve the security of information transmission, a beam weight vector set is established. The reference beam weight vector is initially designed and the remaining weight vectors are derived from it, by minimizing the differences between them. The transmitting beams shaped by the designed weight vectors are almost the same in radar main lobe, but differ in the amplitudes and phases towards the direction of intended communication receivers. The communication receivers decode the data based on its radiated beam. The proposed communication process is secure against intercept from directions other than the pre-assigned communication directions. Simulation results are provided for performance evaluation and to demonstrate the effectiveness of the proposed scheme.

We consider a multiple-input multiple-output (MIMO) dual function radar communication (DFRC) system employing frequency hopping (FH) radar waveforms. The DFRC system embeds communication symbols using code-shift keying (CSK) strategy. Each symbol is represented by a phase modulated pulse code sequence which multiplies the radar hops in fast-time before transmitted from the MIMO radar platform. This strategy allows for reduced clutter modulation caused by changed radar waveforms within coherent processing interval (CPI). We analyze the effect of this communication symbol embedding scheme on range sildelobe levels (RSLs) and derive the DFRC probability of target detection. We show that the DFRC waveforms enhances target visibility leading to improved target detection compared with the FH radar without signal embedding.

A dual-function MIMO radar-communication system via waveform permutation

This paper addresses joint design of the transmitting waveform and the receivers of a dual-function radar-communication (DFRC) system that enables both multiple-input multiple-output (MIMO) radar sensing and multi-user multiple-input single-output (MU-MISO) communications. The proposed approach incorporates the design of the communication receiving (Rx) coefficients, in addition to the radar Rx filters. We seek to maximize the minimum radar signal-to-interference-plus-noise ratio (SINR) over multiple targets, subject to per-antenna power constraints, peak-to-average-power ratio (PAPR) constraints and a communication SINR constraint for each user. A successive convex approximation algorithm is developed to find a good solution for the resultant nonconvex design problem. Numerical results show that by incorporating the communication Rx coefficients into the joint design, the radar and communication capabilities of the DFRC system can be significantly enhanced over the state-of-the-art designs.

Optimization algorithms for transmit waveform design in radar-centric dual-function radar-communication systems

In this paper, we consider waveform design for dual-function radar-communication systems based on multiple-input-multiple-out arrays. To achieve better Rician target detection performance, we use the relative entropy associated with the formulated detection problem as the design metric. We also impose a multi-user interference energy constraint on the waveforms to ensure the achievable sum-rate of the communications. Two algorithms are presented to tackle the nonlinear non-convex waveform design problem. In the first algorithm, we derive a quadratic function to minorize the objective function. To tackle the quadratically constrained quadratic programming problem at each iteration, a semidefinite relaxation approach followed by a rank-one decomposition procedure and an efficient alternating direction method of multipliers (ADMM) are proposed, respectively. In the second algorithm, we present a novel ADMM algorithm to tackle the optimization problem and employ an efficient minorization-maximization approach in the inner loop of the ADMM algorithm. Numerical results demonstrate the superiority of both algorithms. Moreover, the presented algorithms can be extended to synthesize peak-to-average-power ratio constrained waveforms, which allows the radio frequency amplifier to operate at an increased efficiency.

Joint radar and communication (JRC) technology is gradually becoming an essential approach to alleviating spectral congestion. Radar and communications systems were designed with common spectral and hardware resources to reduce size, improve performance, reduce cost, and decongest the spectrum. Various approaches have been proposed to achieve the coexistence of radar and communication systems. This paper mainly focuses on the research directions of radar communication coexistence (RCC) and dual-function radar communication systems (DFRC) in JRC technology. We summarize and analyze the existing research problems in the JRC era. According to the characteristics and advantages of JRC technology, we highlight several potentials in military and commercial applications.

In this paper, we investigate the problem of robust beamforming for multiple-input multiple-output (MIMO) dual-function radar-communication (DFRC) system, when there exist radar look direction mismatch and communication channel state information (CSI) error. To address these system imperfections, a region-of-interest (ROI) rather than a specific angle is considered for radar sensing, and the communication CSI is assumed to be available with a bounded unknown error. With these considerations, we design a robust dual-function beamformer through optimizing the radar sensing performance in terms of the energy radiated towards the ROI, while guaranteeing the communication quality-of-service (QoS) measured by the per-user signal-to-interference-plus-noise ratio (SINR) as required. For this robust design, a max-min optimization problem is formulated and a semidefinite programming (SDP) reformulation based on the S-procedure is presented. The popular semidefinite relaxation (SDR) technique is employed to solve the resulting non-convex problem, and the tightness of SDR is discussed. Further, we propose to incorporate an extra constraint of main beam control into the problem to achieve a flat magnitude response of the beampattern over the ROI. In addition, it is shown that the proposed approach is straightforwardly applicable to the scenario of multiple targets. Numerical examples are carried out to show the tightness, and demonstrate the effectiveness and robustness of the proposed MIMO-DFRC beamforming approach.

In this paper, we develop a novel approach for a joint platform of radar and communication systems. The previous approaches for dual-function radar-communication systems focused only on the simultaneous transmission of radar and communications in radar active mode. To increase the throughput of communications without affecting the radar operation, we enable communication during the whole pulse repetition interval by using two generalized sidelobe cancellers. We propose two different operational modes of the dual-function radar-communications system. In active mode, the radar function is achieved through the mainlobe, and communications are achieved through the sidelobes. In active mode, only one generalized sidelobe canceller is functional. In rest mode, both the generalized sidelobe cancellers are functional. The first generalized sidelobe canceller has the mainlobe and sidelobe levels as in active mode, and the second generalized sidelobe canceller has the same mainlobe level but double the power in the sidelobes. The output is the difference between the two, in which the mainlobe is canceled, while the sidelobes have the same power, as in the case of active mode. The effectiveness of the proposed scheme is investigated in terms of the bit error rate. Moreover, the proposed system allows communication during the whole pulse repetition interval, thus, enhancing the throughput tremendously.

Recently proposed, the dual-function radar-communication (DFRC) system aims to tackle the problem of spectrum overcrowding by allowing the joint design of radar and wireless communications. This system employs the transmit beamforming technique and waveform diversity to embed information in radar transmissions. In this paper, a dual-function radar communication system based on directional modulation (DM) is proposed. A set of beam weight vectors are designed to satisfy the requirements of the DFRC system. Three improved beam weight design methods of DM, minimum beam weight difference method (MBWDM) , minimum waveform differential modulus sum method (MWDMSM) and minimum enemy beam gain method (MEBGM) , are proposed for DFRC systems to optimise the DFRC beam by increasing the phase distortion or reducing the beam gain in the non-communication direction, to enhance the security during DFRC communication. Compared to the unimproved DFRC system beam, all three DM methods design waveforms that effectively reduce the correct receive area near the receiver direction and reduce the likelihood of correctly demodulated information in that direction when eavesdropping direction is known. Waveforms generated using MWDMSM maintain high BER performance at all angles in the non-communication zone and therefore also have the ability to defend against enemies of unknown orientation.

Manifold optimization for hybrid beamforming in dual-function radar-communication system

Frequency diverse array multiple-input multiple-output (FDA-MIMO) communication regime has received a lot of attention in the field of point-to-point communication and interference suppression due to its degrees of freedom in the range domain. Previous researches have mainly considered non-coherent source scenarios. However, FDA-MIMO communication system in low-elevation is subject to multipath effects in addition to the potential threats within the mainlobe. The discrimination of true and false targets using meter-wave FDA-MIMO radar in low-elevation scenarios is still a problem that needs to be addressed. This letter mainly derives the signal model of the mainlobe deceptive jamming acting on the meter-wave FDA-MIMO radar and proposes a method for the discrimination of true and false targets. Simulation results verify the effectiveness of the proposed method.