Handbook of 3D Integration

Over the past two decades, 3D techniques combined with heterogeneous integration, combining different functions and materials, have emerged as a key enabler for overcoming the physical and scaling limits of traditional 2D integration. These approaches are now expanding across multiple domains, including CMOS, memories, photonics, imagers, and RF systems, with the aim of delivering next-generation integrated systems for advanced computing (AI), analog/RF, and imaging applications. In this presentation, we will explore the fundamental techniques, recent advancements, and some challenges associated with achieving integration. Special emphasis will be placed on the role of hybrid bonding and sequential 3D integration schemes, as well as their implications for energy efficiency, device performance, and system-level innovations.3D integration has transitioned from a niche research area to a cornerstone technology in microelectronics, driven by its potential to address high density interconnect and traditional 2D scaling bottlenecks for several applications and enable heterogeneous integration at unprecedented scales. At the heart of this technological evolution are advanced schemes such as wafer thinning, Through-Silicon Vias (TSVs), hybrid bonding, and sequential 3D integration techniques. These techniques have been pivotal in shrinking the interconnect length, reducing latency, and enhancing data bandwidth in computing systems. In parallel, developments in wafer-to-wafer, die-to-wafer, and chiplet integration are enabling the seamless merging of diverse materials enabling functionalities such as logic, memory, photonics, and RF. Compact form factors are achieved enabling to boost performances of the most demanding applications such as Artificial Intelligence or Tb/s transceiver applications [1].Recent studies highlight significant progress in hybrid bonding technology, which achieves high-density interconnects at the submicron scale, thereby optimizing power delivery and thermal management in stacked devices [2]. Meanwhile, sequential 3D integration [3][4] where layers of transistors are fabricated sequentially on the same substrate, is emerging as a game-changing paradigm. It promises ultra-high-density integration with minimal parasitics, creating new opportunities for energy-efficient and high-performance systems. Several applications are foreseen including C-FETS, memories and imagers [5] .Photonic interconnects will enter in next generation 3D IC integration, addressing challenges in data bandwidth, power consumption and signal integrity and enabling photonic interposers for next generation of components for data centers and communication systems [7]. Similarly, RF [8] and analog domains [9] benefit from 3D stacking by improving front-end module integration with specific materials (III-V, HR, ...), leading to enhanced performance and higher frequencies.Despite these achievements, significant challenges remain. Thermal dissipation is a critical bottleneck [10] , particularly in densely 3D stacked architectures where hotspots can severely impact reliability and performance. Moreover, the mechanical stresses induced during bonding and processing can affect device yield and long-term stability. Our recent work in advanced thermal management and stress engineering underscores the need for interdisciplinary approaches to address these challenges. Solutions such as microfluidic cooling, novel materials for thermal interface layers and specific bonding technologies are being actively explored. Furthermore, while heterogeneous integration is currently feasible at the wafer scale—such as wafer-to-wafer hybrid bonding, which is already in mass production—expanding application fields will require advancements in die-to-wafer integration techniques.Looking ahead, the convergence of 3D integration with emerging paradigms such as neuromorphic computing, quantum technologies, multispectral and smart imagers, and advanced packaging promises to redefine system design at all levels. The synergy between 3D technologies and heterogeneous integration of advanced materials, such as 2D semiconductors, III-V, ferroelectric or oxide semiconductor [11] materials, further expands the horizon for innovation.In conclusion, 3D integration has proven to be a transformative force in microelectronics, offering pathways to overcome traditional limitations and unlock new performance dimensions. Intensive researches worldwide continues contribute to push the boundaries of what is possible, paving the way for smarter, more efficient, and highly integrated systems.

3D ICs are assumed to suffer from stronger thermal issues when compared to equivalent implementations in traditional single-die integration technologies. Based on this assumption, heat dissipation is frequently pointed as one of the remaining challenges in the promising 3D integration technology. This work brings an overview of the thermal impact of the 3D integration technology, providing means to investigate causes and alternative solution for the existing thermal issues in 3D ICs. A complete chip-package-board system is used to evaluate the thermal performance of a memory-on-logic 3D circuit. Thermal simulations and silicon measurements from two fabricated versions of a SoC instrumented with integrated heaters and thermal sensors are compared to reveal the temperature profile changes resulting from 3D integration. This work also provides a comprehensive discussion of the four main aspects differentiating heat dissipation in 3D ICs: chip footprint, die thickness, inter-die interface and TSVs. This study demonstrates, for instance, that non-thinned stacked dies may act as heat spreaders and help to alleviate hotspot issues while TSVs are in fact not effective for thermal mitigation. Lastly, this work proposes the use of graphite-based heat spreaders as an alternative to compensate the poor heat dissipation properties exhibited in 3D ICs. Simulation results show a temperature reduction of up to 45μC and suggest this is a potential cost-effective method for thermal management. The discussion presented in this work aims to understand the thermal impact of technology parameters inherent in 3D integration and supports system architects and designers to take early design decisions and prevent thermal issues.

New semiconductor chip technologies and technologies for 3D integration require information’s of packaging and interface defects in 3 dimensions, that means the lateral dimension of the defect and the location inside the device or package must be defined. In this paper, new methodical approaches for non destructive failure analysis on 3D integrated TSV samples are introduced. The concepts combine improved scanning acoustic microscopy (SAM) imaging hardware with unique software solutions for defect identification and quantitative analysis of mechanical properties using scanning acoustic investigations. In case of MEMS 3D integration, e.g. based on direct bonding, related interface defects must be investigated by SAM. With respect to 3D integration applications, the potential of recent SAM improvements applying specifically adapted hardware and custom-made signal processing algorithms will be discussed. Examples of SAM-based failure detection techniques for the application in 3D integration are demonstrated. New technologies are shown to improve the through put of fully wafer scanning using scanning acoustic microscopy. To improve the defect resolution, a new transducer design was developed to increase defect resolution and signal to noise for interface characterisation.

3D integration consists of 3D integrated circuit (IC) packaging, 3D Si integration, and 3D IC integration. They are different and in general the through-silicon via (TSV) separates 3D IC packaging from 3D Si/IC integrations since the latter two use TSV but 3D IC packaging does not. 3D Si integration and 3D IC integration are different. 3D IC integration stacks up the thin chips with TSV and microbump, while 3D Si integration stacks up thin wafers with TSV alone (i.e., bumpless). TSV is the heart of 3D Si/IC integrations and is the focus of this investigation. Also, the state-of-the-art, challenge, and trend of 3D integration will be presented and examined. Furthermore, supply chain readiness for high volume manufacturing (HVM) of TSVs is discussed.

We proposed 3D heterogeneous opto-electronic integration technology for system-on-silicon (SOS). In order to realize 3D opto-electronic integrated system-on-silicon (SOS), we developed novel heterogeneous integration technology of LSI, MEMS and optoelectronic devices by implementing 3D heterogeneous opto-electronic multi-chip module composed with LSI, passives, MEMS and optoelectronic devices. The electrical interposer mounted with amplitude shift keying (ASK) LSI, LC filter and pressure-sensing MEMS chips and the optical interposer embedded with vertical-cavity surface-emitting laser (VCSEL) and photodiode (PD) chips are precisely bonded to form 3D opto-electronic multi-chip module. Opto-electronic devices are electrically connected via through-silicon vias (TSVs) which were formed into the interposers. Micro-fluidic channels are formed into the interposer by wafer direct bonding technique. 3D heterogeneous opto-electronic multi-chip module is successfully implemented for the first time.

Three-dimensional (3D) integration technology has been proposed as a promising technology to provide small footprint, reduced wirelength, and the capability of heterogeneous integration. In particular, 3D IC is a good candidate to address the design issues in conventional analog/digital mixed-signal IC designs. In this work, we focus on modeling and analyzing the impacts of through silicon vias (TSVs) on mixed-signal ICs. Based on the analysis, a set of design methodologies for 3D mixed-signal ICs are proposed. The design methodologies are verified with a case study, in which a 12-bit successive approximation register analog-to-digital converter (SAR ADC) is re-designed by partitioning it into three stacked layers for 3D integration. The experimental results show that, compared to the traditional 2D counterpart, our 3D SAR ADC with optimized TSV placement can achieve significant area and power reduction, and performance improvement. Specifically, due to the isolation of substrate noise disturbance in our 3D design, the signal-to-noise-plus-distortion ratio (SNDR) is improved from 68.74 dB to 74.12 dB.

The three-dimensional (3D) integration technology using through silicon via (TSV) provides many benefits over the 2D integration technology. Although many different manufacturing technologies for 3D integrated circuits (ICs) have been presented, some challenges should be overcome before the volume production of 3D ICs. One of the challenges is the testing of 3D ICs. This paper proposes test integration interfaces for controlling the design-for-test circuits in the dies of a 3D IC. The test integration interfaces can support the pre-bond, known-good stack, and post-bond tests. The minimum number of required test pads of the proposed test interface for pre-bond test using is only four. Furthermore, the test interface is compatible with the IEEE 1149.1 standard for the board-level testing. Simulation results show that the area overhead of the proposed test interfaces for a 3D IC with two dies in which each die implements the function of ITC’99 b19 benchmark is only about 0.15%.

Three dimensional (3D) integration offers numerous electrical advantages like shorter interconnection distances between different dies in the stack, reduced signal delay, reduced interconnect power and design flexibilities. The main enabler of 3D integration is through-silicon-vias (TSVs) and stacking of multiple dies. Irrespective of these advantages, thermal management in 3D stacks poses significant challenges for the implementation of 3D integrated circuits. Even though extensive research work has been done in understanding the thermal management in two dimensional (2D) planar circuits for the past several decades, 3D integration offers a new set of challenges in terms of thermal management, which makes it difficult to readily apply the thermal management strategies available for 2D planar circuits. Over the past decade, some work has been done in thermal analysis and management of 3D stacks but still, knowledge is scattered and a comprehensive understanding is lacking. This research work focuses on bringing together the limited work on thermal analysis and thermal management in 3D vertically integrated circuits available in the literature. A compilation and analysis of the results from investigations on thermal management in 3D stacks is presented in this review with special emphasis on experimental studies conducted on different thermal management strategies. Furthermore, 3D integration technologies, thermal management challenges, and advanced 2D thermal management solutions are discussed.

3D IC heterogeneous integration technologies employ numerous materials with widely varying thermal and mechanical properties and distinct deformation behaviors. During 3D integration processes, the constituent materials undergo various thermal cycles. Because of thermal expansion coefficient mismatch, the materials are essentially subject to mechanical loadings for these thermal ramps. The resulting chip, package, and board interactions lead to 3D stack warpage, silicon mobility variation, and material damage. Under operation conditions, heat can be trapped between insulation layers and leads to nonuniform temperature rises. Elevated local temperatures can change carrier mobility, relax mechanical stress, and affect material deformation behaviors. Consequently, these local temperature rises can affect device performance, structure integrity, and material reliability. To accurately assess these thermal and mechanical effects, extract design rules, optimize designs, and develop performance and reliability mitigation methodologies, it is of paramount importance to characterize material deformation and interface de-bonding behaviors, map chip temperature distributions, and analyze stress hotspot evolutions during integration process and under operation conditions while developing 3D IC integration technologies [1].In this study, a multiscale hierarchical modeling approach is assembled to analyze thermal, mechanical, and material deformation and interface de-bonding behaviors under 3D integration process and operation conditions for a newly designed 3D IC package with a 2nm SOC die copper-bonded on an RDL interposer [2]. The 3DIC structures are constructed directly using GDSII design and ITF technology data [3]. Each structural layer is divided into small smear tiles. Each tile is represented by anisotropic thermal and mechanical properties that depend on local feature patterns in the tile. Under given operation conditions, power grids are generated and used as heat sources for thermal analysis. For multiscale hierarchical modeling, the global thermal and mechanical analyses that call for coarse grain resolution are first performed. The subsequent local analyses that provide fine grain resolution in areas of interests utilize boundary conditions that are extracted from the global analyses. The material deformation and interface de-bonding behaviors are simulated using molecular dynamics [4]. Several 3D integration design options are explored. The 3D configuration effects on chip temperature distributions during operations, stack warpages, silicon mobility variations, and chip package interaction induced stress hotspots are examined. The elevated temperature impacts on material deformation and de-bonding process are also investigated.

Three-dimensional (3D) integration of electronic chips has been advocated by both industry and academia for many years. It is acknowledged as one of the most promising approaches to meet ever-increasing demands on performance, functionality, and power consumption. Furthermore, 3D integration has been shown to be most effective and efficient once large-scale integration is targeted for. However, a multitude of challenges has thus far obstructed the mainstream transition from “classical 2D chips” to such large-scale 3D chips. In this paper, we survey all popular 3D integration options available and advocate that using an interposer as system-level integration backbone would be the most practical for large-scale industrial applications and design reuse. We review major design (automation) challenges and related promising solutions for interposer-based 3D chips in particular, among the other 3D options. Thereby we outline (i) the need for a unified workflow, especially once full-custom design is considered, (ii) the current design-automation solutions and future prospects for both classical (digital) and advanced (heterogeneous) interposer stacks, (iii) the state-of-art and open challenges for testing of 3D chips, and (iv) the challenges of securing hardware in general and the prospects for large-scale and trustworthy 3D chips in particular.

We proposed a new chip-to-wafer 3D integration technology using hybrid self-assembly and electrostatic temporary bonding. In the hybrid self-assembly-based chip-to-wafer 3D integration (HSA-CtW), liquid surface-tension-driven chip self-assembly is combined with high-speed robotic pick-and-place chip assembly and electrostatic multichip temporary bonding. Hybrid self-assembly can realize high-throughput chip assembly of above 10,000 chips/hour with a high alignment accuracy of < 1 μm. The electrostatic multichip temporary bonding technique enabled stress-free direct bonding of self-assembled chips. We obtained good electrical characteristics from 3D stacked chips fabricated by HSA-CtW using Cu/SnAg microbumps and Cu-TSVs.

Monolithic inter-layer vias (MIVs) used in 3D integration technology are much smaller than through-silicon vias (TSVs) used in TSV-based 3D integration. Thus, monolithic 3D integration provides shorter wire length, better performance, and lower power consumption than TSV-based 3D integration. Multi-tier monolithic 3D integration stacks more than two silicon layers, thereby increasing the device density, which reduces the wire length and power consumption and improves performance further than two-tier monolithic 3D integration. Since the size of an MIV is comparable to that of a local via, the wire lengths of multi-tier gate-level monolithic 3D IC layouts are expected to be close to the ideal wire length reduction ratio, for example, 29, 42, and 50 percent for two-, three-, and four-tier designs, respectively. However, it is still unknown whether it would be possible to achieve the ideal wire length reduction ratios by multi-tier gate-level monolithic 3D integration. In this paper, we propose an efficient routing methodology to design multi-tier monolithic 3D ICs. Using the design methodology, we design two- to eight-tier gate-level monolithic 3D IC layouts and thoroughly investigate the wire length characteristics of the layouts. The simulation results show that the proposed routing methodology reduces the wire length by 12 to 53 percent compared to the 2D designs. In addition, the proposed routing methodology builds multi-tier monolithic 3D IC layouts more efficiently than a state-of-the-art methodology with comparable routed wire length.

Three dimensional (3D) integration technology, involving the vertical stacking of multiple chips using through-silicon vias (TSVs), has emerged as a promising solution to improve the performance of microelectronic devices. However, the complex structures and the consequent increase in power density exacerbate the challenge of thermal management in the device including multiple chips. In order to ensure the reliability of 3D stacked chips during operation, it is important to have a better understanding of the thermal distribution of a 3D chip stack. In this paper, a detailed analysis of 3D IC packaging from thermal reliability perspective is presented, performed by finite element simulations. The effect of the variation of structure-related parameters on steady-state temperature profiles in the stack has been analyzed, including TSVs diameter and pitch, the thickness of SiO 2 , as well as the thermal conductivity of under fill. The research provides useful insights for thermal management of 3D IC packaging.

Each stratum in a 3D chip usually requires a unique mask set which increases the mask cost for a multi-strata chip compared to its 2D counterpart. We present a novel design technique using reciprocal design symmetry (RDS) that allows a mask set (or at least a majority of these) to be used for different strata while still achieving vertical placement and connection of different design functionalities. We demonstrate an application of RDS using a detailed example of a 3D dual-core microprocessor with analyses of various design complexity and testability issues, and a comprehensive simulation and comparison of its thermal characteristics. The coarse grained partitioning of self-contained functional units achieved with RDS is suitable for early adoption of 3D technology as well as for long-term application to low cost system integration due to less redesign effort, design tool requirements, and better testability of each stratum before and after bonding.

To meet the needs of the continual scaling of wiring structures, 3D IC integration with through-silicon-vias has become the most important direction to go for further miniaturization. Compared to the conventional packaging, 3D integration based on the TSV technology has several inherent advantages, such as small size, high density and short interconnect path. Consequently, TSV technology has attracted wide spread interest in the circuits and devices, packaging and testing communities in the world. As the heart and key technology for 3D integration, TSV structures should be sufficiently reliable to guarantee the performance of the packaged devices. Among all the concerned reliability problems, thermo-mechanical interfacial reliability is crucial one which should deserve more attention. In this paper, modeling and simulation has been carried out to examine the impact of the thermal stress on the interfacial reliability of the TSV structures. Firstly, distribution of the thermal stresses and strains of the structure and the interface has been calculated by a thermo-mechanical FEA model. To obtain more appropriate results, the copper filled in the vias was considered to be elastic-plastic. The mechanical elastic property and the coefficients of thermal expansion (CTE) of copper and silicon were considered to be temperature dependent. Subsequently, a damage model was built up to simulate the initiation and propagation of the interfacial crack. Cohesive elements with “traction-separation” response were used in the model. Furthermore, energy release rate associated with interfacial crack growth was calculated and J-integral method for calculation of energy release rate was introduced to investigate the crack growth stability of TSV structures with preexisting cracks. Cases with cracks at different locations and various crack lengths have been simulated. Results indicate that thermal stress may concentrate on the interface with different materials. The stress concentration locations were the potential positions where the crack may be most likely initiated. And the simulation results of the damage model show that the interface crack growth may be unstable and cracks may initiate and propagate as the temperature difference is up to 325°C. And the interface may fail to work rapidly once it is damaged. For the preexisting cracks in the interface, they may propagate if the crack length is long enough. The estimated critical length of notch crack is about 2µm, and 4µm for buried cracks when a temperature difference 255 °C is applied on the structure. The energy release rate increases with the crack length. The results further show that the strain energy release rate for notch cracks is higher than the buried ones with the same crack length so that the notch cracks should deserve more attention during the manufacture processes.