Hybrid Limited Feedback in 5G Cellular Systems With Massive MIMO

In cellular systems, deploying a large number of antennas at the base station (BS), also called massive multiple-input multiple-output (MIMO), can offer a huge improvement in system throughput. This performance gain achieved through coherent beamforming highly depends on having accurate channel state information (CSI) at the BS. Initially, massive MIMO was considered promising only for time division duplexing (TDD) systems because the downlink training overhead in frequency division duplexing (FDD) systems could be large. To reduce the overhead in FDD systems, we propose efficient eigenspace training and precoding. In the downlink training, the prebeamforming matrix is designed based on the spatial fading correlation to probe the channel and minimize the mean squared error (MSE) in channel estimation. In data transmission, the precoding matrix is designed based on instantaneous CSI to manage the inter-user interference. Our algorithms achieve significant savings in the downlink training because the overhead is associated with the dimension of prebeamforming matrix and no longer limited by the number of BS antennas. Compared with joint spatial division and multiplexing, our algorithms offer much lower MSE and, under some conditions, higher sum rates.

In this paper, we consider the problem of Angle of Departure (AoD) based channel feedback in Frequency Division Duplex (FDD) massive Multiple-Input Multiple-Output (MIMO) systems with multiple antennas at the users. We consider the use of Zero-Forcing Block Diagonalization (BD) as the downlink precoding scheme. We consider two different cases; one in which the number of streams intended for a user equals the number of antennas at that user and the other case in which the number of streams is less than the number of user antennas. BD requires the feedback of the subspace spanned by the channel matrix at the user or a subspace of it in the case of having less number of streams than the number of antennas at a specific user. Based on our channel model, we propose a channel feedback scheme that requires less feedback overhead compared to feeding back the whole channel matrix. Then, we quantify the rate gap between the rate of the system with perfect Channel State Information (CSI) at the massive MIMO Basestation (BS) and our proposed channel feedback scheme for a given number of feedback bits. Finally, we design feedback codebooks based on optimal subspace packing in the Grassmannian manifold. We show that our proposed codes achieve performance that is very close to the performance of the system with perfect CSI at the BS.

Massive multiple-input multiple-output (MIMO) systems are a main enabler of the excessive throughput requirements in 5G and future generation wireless networks as they can serve many users simultaneously with high spectral and energy efficiency. To achieve this massive MIMO systems require accurate and timely channel state information (CSI), which is acquired by a training process that involves pilot transmission, CSI estimation, and feedback. This training process incurs a training overhead, which scales with the number of antennas, users, and subcarriers. Reducing the training overhead in massive MIMO systems has been a major topic of research since the emergence of the concept. Recently, deep learning (DL)-based approaches have been proposed and shown to provide significant reduction in the CSI acquisition and feedback overhead in massive MIMO systems compared to traditional techniques. In this paper, we present an overview of the state-of-the-art DL architectures and algorithms used for CSI acquisition and feedback, and provide further research directions.

Chapter 7 - Channel feedback for mmWave massive MIMO

Aiming at the problem of high complexity and low feedback accuracy of existing channel state information (CSI) feedback algorithms for frequency-division duplexing (FDD) massive multiple-input multiple-output (MIMO) systems, this paper proposes a CSI compression feedback algorithm based on deep learning (DL), which is suitable for single-user and multi-user scenarios in massive MIMO systems. This algorithm considers the spatial correlation of massive MIMO channel and uses bidirectional long short-term memory (Bi-LSTM) and bidirectional convolutional long short-term memory (Bi-ConvLSTM) network to decompress and recover the CSI for single-user and multi-user, respectively. The proposed DL-based CSI feedback network is trained offline by massive MIMO channel data and could learn the structural characteristics of the massive MIMO channel by fully exploiting the channel information in the training samples. The simulation results show that compared with several classical CSI compression feedback algorithms, the proposed CSI compression feedback algorithm has lower computational complexity, higher feedback accuracy, and better system performance in massive MIMO systems.

Accurate downlink channel state information (CSI) is required to be fed back to the base station (BS) in frequency division duplexing (FDD) massive multiple-input multiple-output (MIMO) systems in order to achieve maximum antenna diversity and multiplexing. However, downlink CSI feedback overhead scales with the number of transceiver antennas, a major hurdle for practical deployment of FDD massive MIMO systems. To solve this problem, we propose a compressive sampled CSI feedback method based on deep learning (SampleDL). In SampleDL, the massive MIMO channel matrix is sampled uniformly in time/frequency dimension before being fed into neural networks (NNs), which will reduce the computational resource/time at user equipment (UE) as well as enhance the CSI recovery accuracy at the BS. Both theoretical analysis and normalized mean square errors (NMSE) results confirm the advantages of the proposed method in terms of time complexity and recovery accuracy. Besides, a suitable CSI feedback period is explored by link level simulations, which aims to further reduce the overhead of CSI feedback without degrading the communication quality.

This chapter, the techniques of massive multiple-input-multiple-output (MIMO) and network MIMO are studied. First, massive MIMO is compared with the conventional point-to-point MIMO used in current cellular systems in terms of capacity and energy efficiency. The comparison shows that massive MIMO has huge gains even under the modest conditions using simple linear processing. Then, the implementation of massive MIMO is discussed by focusing on the channel estimation method, the signal detection method and the precoding method. Following this, several main issues in massive MIMO are examined and relevant measures are discussed. Finally, network MIMO is studied by introducing cooperation between base stations to completely remove the inter-cell interference, at the cost of even higher complexity that places limits on the backhaul and fronthaul links.

Unlike the time-division duplexing (TDD) systems, the downlink (DL) and uplink (UL) channels are not reciprocal anymore in the case of frequency-division duplexing (FDD). However, some long-term parameters, e.g. the time delays and angles of arrival (AoAs) of the channel paths, still enjoy reciprocity. In this paper, by efficiently exploiting the aforementioned limited reciprocity, we address the DL channel state information (CSI) feedback in a practical wideband massive multiple-input multiple-output (MIMO) system operating in the FDD mode. In particular, the base station (BS) can transmit the FFT-based pilots with the carefully-selected phase shifts to align the DL paths. Then the user can rely on the so-called time-domain aggregate channel (TAC) to derive the estimate of the DL CSI. Next, with the knowledge about the second-order statistics of the DL channels, the user is also able to compute feedback of reduced dimensionality. We demonstrate that each user can just feed back one scalar number per DL channel path for the BS to recover the DL CSIs. Comprehensive numerical results corroborate our designs.

Accurate channel state information (CSI) at base station (BS) is the key to achieve full multiplexing and diversity gain in traditional multiple-input multiple-output (MIMO) systems. In frequency-division-duplex (FDD) systems, it is obtained through downlink training and uplink feedback. However, the training and feedback overhead in massive MIMO systems is unacceptable for the large number of antennas equipped at BS. To reduce the CSI feedback overhead and improve CSI quantization accuracy, we propose a limited feedback scheme for spatio-temporal correlated massive MIMO channel. The proposed scheme jointly performs Karhunen-Loève transform (KLT) and polar-cap quantization on CSI. For the compactly deployed antennas at BS, there exists spatial correlation in massive MIMO channel. When the user equipment (UE) moves slowly, adjacent channels feature temporal correlation. The high dimensional and spatial correlated CSI is compressed through KLT. Then the compressed CSI is normalized to be isotropic to perform polar-cap quantization. Simulation results show that the proposed scheme is capable of improving the sum-rate performance with limited feedback bits for massive MIMO systems.

Recently, massive multiple input multiple output (MIMO) is considered as a promising technology to significantly improve the spectral and energy efficiency of fifth generation (5G) networks. Massive MIMO increases the energy efficiency (EE) by three orders of magnitude as compared to single antenna systems. In this paper, we review and analyze energy efficient resource allocation techniques for massive MIMO system. To this end, the energy efficiency of massive massive MIMO with linear processing is formulated. Analytical formulation is provided for the spectral efficiency (SE) and total system power consumption model. The tradeoff on the spectral and energy efficiency is analyzed. The impacts of propagation and system parameters on the SE-EE tradeoff are investigated. Then, large scale fading based analytical approximation for the energy efficiency is formulated. Finally, numerical simulation is done to validate the theoretical analysis.

In this paper, energy efficiency (EE) was investigated for a cognitive radio network (CRN) where massive multiple-input multiple-output (MIMO) was combined with femto cells. A heterogeneous network was considered to maximise EE, while massive MIMO was implemented to increase spatial reuse and focus energy into smaller spatial regions. Cooperation between femto cell based relay stations (RS) and a micro cell based secondary base station (SBS) allowed for secondary user (SU) quality-of-service (QoS) requirements to be met and also for control over primary user (PU) interference. Two key issues were addressed by the proposed model, namely improved CRN EE and reduced PU interference. The formulated EE optimisation problem was non-convex and thus converted into a semi-definite problem. Simulation results show that combining massive MIMO at the micro cell level with femto cells, lead to a CRN EE improvement. The addition of femto cells also lead to a reduction in PU interference.

The base station (BS) density influences the coverage performance of cellular communication system. In massive multiple input multiple output (MIMO) system, each BS is equipped with large scale antenna array. The stochastic geometric model is employed because of its analytical tractability. This paper demonstrates that BS density has to be below a certain bound in order to satisfy the coverage requirement in massive MIMO system. Closed-form expression for the BS density bounded by maximum outage probability is derived using Lambert W function. Moreover, the expression for the upper bound of successful area spectral efficiency (ASE) is also derived. Our study claims that increasing BS density will lead to the deterioration of coverage performance in massive MIMO system.

Channel state information (CSI) feedback is critical for achieving the promised advantages of enhancing spectral and energy efficiencies in massive multiple-input multiple-output (MIMO) wireless communication systems. Deep learning (DL)-based methods have been proven effective in reducing the required signaling overhead for CSI feedback. In practical dual-polarized MIMO scenarios, channels in the vertical and horizontal polarization directions tend to exhibit high polarization correlation. To fully exploit the inherent propagation similarity within dual-polarized channels, we propose a disentangled representation neural network (NN) for CSI feedback, referred to as DiReNet. The proposed DiReNet disentangles dual-polarized CSI into three components: polarization-shared information, vertical polarization-specific information, and horizontal polarization-specific information. This disentanglement of dual-polarized CSI enables the minimization of information redundancy caused by the polarization correlation and improves the performance of CSI compression and recovery. Additionally, flexible quantization and network extension schemes are designed. Consequently, our method provides a pragmatic solution for CSI feedback to harness the physical MIMO polarization as a priori information. Our experimental results show that the performance of our proposed DiReNet surpasses that of existing DL-based networks, while also effectively reducing the number of network parameters by nearly one third.

Deep learning (DL)-based channel state information (CSI) feedback improves the capacity and energy efficiency of massive multiple-input multiple-output (MIMO) systems in frequency division duplexing mode. However, multiple neural networks with different lengths of feedback overhead are required by time-varying bandwidth resources. The storage space required at the user equipment (UE) and the base station (BS) for these models increases linearly with the number of models. In this paper, we propose a DL-based changeable-rate framework with novel quantization scheme to improve the efficiency and feasibility of CSI feedback systems. This framework can reutilize all the network layers to achieve overhead-changeable CSI feedback to optimize the storage efficiency at the UE and the BS sides. Designed quantizer in this framework can avoid the normalization and gradient problems faced by traditional quantization schemes. Specifically, we propose two DL-based changeable-rate CSI feedback networks CH- CsiNetPro and CH- DualNetSph by introducing a feedback overhead control unit. Then, a pluggable quantization block (PQB) is developed to further improve the encoding efficiency of CSI feedback in an end-to-end way. Compared with existing CSI feedback methods, the proposed framework saves the storage space by about 50% with changeable-rate scheme and improves the encoding efficiency with the quantization module.

Massive multiple-input multiple-output (MIMO) systems hold the potential to be an enabling technology for 5G cellular. Uniform planar array (UPA) antenna structures are a focus of much commercial discussion because of their ability to enable a large number of antennas in a relatively small area. With UPA antenna structures, the base station can control the beam direction in both the horizontal and vertical domains simultaneously. However, channel conditions may dictate that one dimension requires higher channel state information (CSI) accuracy than the other. We propose the use of an additional one bit of feedback information sent from the user to the base station to indicate the preferred domain on top of the feedback overhead of CSI quantization in frequency division duplexing (FDD) massive MIMO systems. Combined with variable-rate CSI quantization schemes, the numerical studies show that the additional one bit of feedback can increase the quality of CSI significantly for UPA antenna structures.