Precoding for OFDM Systems with Imperfect Channel State Information at the Transmitter

Rate Splitting (RS) has emerged as a flexible multiple-access scheme for Multi-User Multiple-Input Multiple-Output (MU-MIMO) systems, generalizing more conventional approaches such as linear precoding or Non-Orthogonal Multiple Access (NOMA), and providing additional robustness against imperfect channel state information at the transmitter. Actual achievable rates cannot be pre-calculated when facing imperfect and/or outdated channel state information at the transmitter (CSIT), so practical real-time mechanisms in the form of link adaptation (LA) are required. The available CSIT is used to design the RS precoders, which can accommodate some degree of robustness, whereas the physical layer feedback reports the outcome of the decoding of the codewords, in the form of acknowledgement (ACK) or negative ACK (NACK), providing the additional meta-robustness needed when the statistical model of CSIT errors is not accurate, and/or the precoders cannot fully track the channel dynamics. We characterize the outage rate region of RS and analyze the convergence of the complete LA-RS system under partial CSIT (non-accurate and non-permanent), providing relevant insights for addressing the adaptation of private and common rates, designing robust precoders with throughput as relevant metric, and handling the time-variant CSIT quality.

A novel method of utilizing the channel state information at the transmitter (CSIT) for orthogonal frequency division multiplexing (OFDM) systems with multiple transmit antennas is presented in this paper. Using the conventional time reversal (TR) technique along with a specific OFDM symbol structure, the method facilitates the application of full-rate orthogonal space-time block coding (OSTBC) to systems with more than two transmit antennas for complex signalling. Compared to the conventional eigenbeamforming method, which maximizes the received signalto-noise ratio (SNR) when CSIT is available, it is shown that the proposed system has a much reduced computational complexity. However, this complexity reduction comes at the expense of a loss of diversity in an uncoded system, which we show through an analysis of bit error rate (BER). Despite this drawback, we show through simulations that the proposed method achieves BER performance almost as well as the eigenbeamforming method when channel coding is employed, which is the case in most practical systems.

This paper addresses the performance analysis of an adaptive wireless link with one antenna transmitter and a multiple antenna maximum-ratio combining (MRC) receiver. Two main assumptions are used in this paper: (1) Rayleigh fading correlated channels (i.e., MRC branch correlation) and (2) imperfect (outdated) channel state information at the transmitter (CSIT) side. The main contribution of this work lies in the derivation of analytic expressions (in terms of a series expansion) of the statistics of correct packet reception conditional on the decisions made by the transmitter based on outdated CSIT. The novelty of this derivation is the joint modelling of spatially correlated branches, imperfect CSIT, and adaptive modulation based on threshold-trigger decision. Contrary to common belief, the results presented here suggest that spatial correlation not always affects the performance of the MRC receiver: at low signal-to-noise ratio (SNR), correlation can improve performance rather than degrading it. In contrast, at high SNR, correlation is found to always degrade performance. At high SNR, correlation tends to worse the degrading effects of imperfect CSIT, particularly when the number of antennas increases. Imperfect CSIT causes errors in the assignment of MCSs, thus reducing throughput performance. These errors become more evident in the high SNR regime, particularly when the values of branch correlation and the number of antennas increase.

In this paper, we consider out-of-band radiations caused by high sidelobes in orthogonal frequency division multiplexing (OFDM) system. Suppression of sidelobes in OFDM system allows higher spectral efficiency and less interference with existing legacy systems in OFDM based overlay system. We combine different sidelobe suppression techniques to suppress the sidelobes in OFDM system. The multiple-choice sequence (MCS) is combined with cancellation carriers (CCs) and also MCS is combined with subcarrier weighting (SW) technique. MCS is applied prior to CCs or SW techniques. Simulation results show that combining MCS with CCs and MCS with SW techniques the sidelobes in OFDM system can be significantly reduced, which allow a successful co-existance between OFDM overlay system and an existing legacy system.

Rate-Splitting Multiple Access (RSMA) has recently appeared as a powerful and robust multiple access and interference management strategy for downlink Multi-user (MU) multi-antenna communications. In this work, we study the precoder design problem for RSMA scheme in downlink MU systems with both perfect and imperfect Channel State Information at the Transmitter (CSIT) and assess the role and benefits of transmitting multiple common streams. Unlike existing works which have considered single-antenna receivers (Multiple-Input Single-Output–MISO), we propose and extend the RSMA framework for multi-antenna receivers (Multiple-Input Multiple-Output–MIMO) and formulate the precoder optimization problem with the aim of maximizing the Weighted Ergodic Sum-Rate (WESR). Precoder optimization is solved using Sample Average Approximation (SAA) together with the proposed vectorization and Weighted Minimum Mean Square Error (WMMSE) based approach. Achievable sum-Degree of Freedom (DoF) of RSMA is derived for the proposed framework as an increasing function of the number of transmitted common and private streams, which is further validated by the Ergodic Sum Rate (ESR) performance using Monte Carlo simulations. Conventional MU–MIMO based on linear precoders and Non-Orthogonal Multiple Access (NOMA) schemes are considered as baselines. Numerical results show that with imperfect CSIT, the sum-DoF and ESR performance of RSMA is superior to those of the two baselines, and is increasing with the number of transmitted common streams. Moreover, by better managing the interference, RSMA not only has significant ESR gains over baseline schemes but is more robust to CSIT inaccuracies, network loads and user deployments.

Orthogonal frequency division multiplexing (OFDM) systems suffer from high sidelobes level. In some applications, as cognitive radios, this phenomenon can be a serious matter. This paper proposes Minimum shift keying (MSK)-OFDM to address this problem. The proposed method is an OFDM system using MSK modulation in each subcarrier. The corresponding transmitter and receiver are introduced. The method doesn't entail great changes in the main parts of OFDM. Like OFDM systems, the transceiver can be implemented using DFT/IDFT. Simulation results show great reduction in out of band radiation in comparison with conventional OFDM.

ABSTRACTWhile inter-symbol interference is not of concern, inter-carrier interference that is caused by carrier frequency offset (CFO) is more concerned in orthogonal frequency division multiplexing (OFDM) systems. The estimation of channel impulse response (CIR) is another important parameter of interest in the system. Recently, a number of approaches for the joint estimation of CFO and CIR in OFDM systems have been proposed in the literature, and most of them are traditional maximum-likelihood-based approaches. In this paper, we propose a number of mixture cost-reference particle filtering (CRPF) approaches for joint estimation of CIR and CFO, and a couple of them can be applied without the knowledge of both state and measurement noise statistics. Conventional least mean squares algorithm or recursive least squares algorithm is jointly employed with recently developed CRPF for nonlinear and multiple parameters estimation in OFDM systems. The computer simulation results show that mixture CRPFs are more robust against particle impoverishment (PI) problem than standard mixture particle filtering (PF) and mixture regularized PF (RPF) approaches although RPF was particularly developed to tackle the PI problem. In this paper, we investigate a number of mixture PF approaches including ones that do not need the information of noise statistics for the joint estimation of CFO and channel in OFDM systems.

This paper proposes a linear transmitter design that aims at minimizing the packet error rate (PER) using partial channel state information at the transmitter (CSIT). The design is based on the maximization of the channel cut-off rate, which provides an upper bound on the codeword error probability over the ensemble of random codes. The advantage of this optimization criterion is that it allows to get a low PER while keeping the design independent of the specific channel code used in the system. The algorithm is derived for a multiple-input multiple-output (MIMO) orthogonal frequency division multiplexing (OFDM) system, and adopts a Bayesian approach to design an algorithm robust to CSI errors. The proposed algorithm converges to the open-loop transmission scheme for the case of no channel knowledge and it converges to the closed-loop design with perfect CSI for the case of no uncertainty. Simulation results evidence the performance gain in terms of PER and throughput of the proposed algorithm when compared to more commonly used optimization criteria.

A three-dimensional (3D) orthogonal frequency division multiplexing (OFDM) system with peak-to-average power ratio (PAPR) reduction method for the wireless sensor networks (WSNs) is presented. The transmit power of wireless nodes in an ad hoc network is strictly limited. Thus, high PAPR of the 3D OFDM system is a possible drawback when it is considered as a physical layer transmission scheme for the WSNs. Here, we propose an improved partial transmit sequence (PTS) technique to reduce PAPR of the OFDM system with 3D modulation formats. In the proposed algorithm, the components of 3D signals are assigned to different subblocks using a diagonal rule (DR), increasing randomness of the signals in the disjoint subblocks forcibly. As a result, the proposed method reduces PAPR of the 3D OFDM system significantly without increase in computational complexity. Hence, the proposed algorithm makes the 3D OFDM system be a possible candidate for a physical layer transmission scheme in future WSNs.

It is well known that Orthogonal Frequency Division Multiplexing (OFDM) systems suffer from intercarrier interference (ICI) in mobile environment due to loss of orthogonality among subcarriers caused by Doppler shifts. There exist many ICI mitigation techniques in the literature to improve the performance of OFDM systems. However, most of the existing ICI mitigation techniques assume the OFDM transmission bandwidth is narrow enough that the frequency offsets on all subcarriers are identical. In a wideband OFDM transmission or a non-contiguous OFDM spanning over large bandwidth, the Doppler shifts on different subcarriers are different, especially in high speed aerial vehicle communication systems. In this paper, we analyze the wideband OFDM system in high mobility environment where the frequency offsets vary from subcarrier to subcarrier. We then propose a novel ICI cancellation scheme to eliminate the ICI effect and offer the wideband OFDM system significantly improved BER performance. Simulation results in AWGN channel and multipath fading channel confirm the effectiveness of the proposed scheme in the presence of frequency offset and time variations in the channel, offering the best BER performance available which matches the BER performance of wideband OFDM system without ICI. To our knowledge, this paper is the first to address the ICI problem of varying frequency offsets across subcarriers in wideband OFDM system.

Orthogonal frequency division multiplexing (OFDM) system has been widely used for the high speed digital communication area and it is very promising for the next generation communication standard because of high data rate capability. However, OFDM system has inherent serious problem of high peak-to-average power ratio (PAPR) that makes the OFDM signal be distorted in the nonlinear HPA (high power amplifier). In this paper, CI (carrier interferometry)-OFDM system is considered to overcome this problem and is newly analyzed in the selective fading and narrow-band interference channel. CI-OFDM system distributes each parallel data to all sub-carriers in differently phase-rotated form. So, PAPR becomes lowered and it shows the frequency diversity effects. BER (bit error rate) performance is analyzed in the selective fading and narrow-band interference environment. From the simulation results, it is confirmed that CI-OFDM system calms down the high PAPR problem and CI-OFDM system is more robust than the ordinary OFDM system in the selective fading and narrow-band interference channel.

Orthogonal frequency division multiplexing (OFDM) systems work well if the subcarriers are orthogonal to each other. However, the orthogonality among subcarriers may not exist and result in inter-carrier interference (ICI) at the receiver. This may cause by residual carrier frequency offset, time variations due to Doppler shift or phase noise. Further developing the parallel cancellation (PC) scheme to mitigate the ICI of OFDM systems, we expand this OFDM symbol-based PC scheme into a space-frequency (SF) coded system. This new simple space- frequency parallel cancellation (SFPC) scheme is a technique that combines the SF and PC schemes together. Computer simulations indicate that OFDM systems using the SFPC scheme outperform the regular PC and SF systems in slow and fast frequency selective fading channels, specifically at a high signal-noise-ratio (SNR). Furthermore, the error floor of the SFPC-OFDM system is significantly lower than that of the PC and SF systems without increasing computational load. Additionally, the SFPC scheme is a simple multiple input and multiple output (MIMO) system.

In this paper, an integrated Orthogonal Frequency Division Multiplexing (OFDM) system is developed to improve Bit Error Rate (BER) performance of communication systems in order to meet the requirements of advanced communication systems like long term evaluation advanced (LTE –A). The proposed OFDM system consists of channel estimation using comb type pilot arrangement and convolution encoder with the best known Coding Bounds and Maximum A Posteriori (MAP) decoder. Using pilot symbols, the channel quality is estimated. The BER performance of OFDM system is improved using pilot carriers, channel estimation schemes and MAP decoder at the best known coding bounds. The system performance is analyzed with recursive systematic and non-systematic convolution codes, ML and MAP decoders. From the results, it is evident that the proposed OFDM system with channel estimation and MAP decoder at the best known coding bounds improves the system performance significantly.

Based on the symmetry characteristic of subcarriers in the traditional orthogonal frequency division multiplexing (OFDM) system, we propose a half symbol OFDM (HS-OFDM) modulation method to further improve the bandwidth efficiency of communication system, the method applicable to OFDM systems whose subcarriers are modulated by BPSK or PAM. The spectra overlap percentage of adjacent subcarriers is raised from 50% to 75%, and the bandwidth efficiency upper limit of the passband OFDM system is raised from 1Baud/Hz to 2Baud/Hz, which is twice the efficiency of the traditional OFDM system.

Conventional orthogonal frequency division multiplexing (OFDM) system utilizes cyclic prefix (CP) to remove the channel-induced inter-symbol interference (ISI) at the cost of lower spectral efficiency. In this paper, a generalized sidelobe canceller (GSC) based equalizer for ISI suppression is proposed for uplink multi-antenna OFDM systems without CP. Based on the block representation of the CP-free OFDM system, there is a natural formulation of the ISI suppression problem under the GSC framework. By further exploiting the signal and ISI signature matrix structures, a computationally efficient partially adaptive (PA) implementation of the GSC-based equalizer is proposed for complexity reduction. The proposed scheme can be extended for the design of a pre-equalizer, which pre-suppresses the ISI and realizes CP-free downlink transmission to ease the computational burden of the mobile unit (MU). Simulation results show that the proposed GSC-based solutions yield equalization performances almost identical to that obtained by the conventional CP-based OFDM systems and are highly resistant to the increase in channel delay spread.